0001140361-11-036048.txt : 20110829 0001140361-11-036048.hdr.sgml : 20110829 20110707132757 ACCESSION NUMBER: 0001140361-11-036048 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110707 DATE AS OF CHANGE: 20110707 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASH ASSETS TRUST CENTRAL INDEX KEY: 0000749748 IRS NUMBER: 136844974 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-04066 FILM NUMBER: 11955716 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126976666 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 0000749748 S000006653 Pacific Capital Tax-Free Cash Assets Trust C000018148 Pacific Capital Tax-Free Cash Assets Trust Original Shares TFCXX C000018149 Pacific Capital Tax-Free Cash Assets Trust Service Shares TFAXX N-MFP 1 primary_doc.xml N-MFP N-MFPLIVEN2011-06-300000749748S0000066532NNNN002-92164Asset Management Group of Bank of Hawaii801-60203Tait, Weller & Baker LLPPhiladelphiaPAAquila Investment Management LLCBNY Mellon Asset Servicing000084954284-01761NNNOther Tax Exempt Fund4141141561749.103317417.48389185.17144489981.410.00210.99992011-06-300.99992011-06-30C0000181481000.00108836499.381.005388549.0219512457.4514123908.430.00010.99992011-06-300.99992011-06-30C0000181491000.0035653482.031.00531888.495290044.344758155.850.00001.00002011-06-301.00002011-06-30BEXAR CNTY TEX HSG FIN CORP MULTI FAMILYBEXAR CNTY VRN 12/15/34088379XC1Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YBEXAR CNTY TEX HSG FIN CORP MULTI FAMILYN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1800000.001800000.000.0125N1800000.001800000.00BLOOMINGTON MINNESOTA MULTIFAMILY REVENUEBLOOMINGTON VRN 11/15/32094806BJ4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YBLOOMINGTON MINNESOTA MULTIFAMILY REVENUEN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN3000000.003000000.000.0208N3000000.003000000.00BECKINRIDGE COUNTY KENTUCKYBRECKINRIDGE VRN 02/01/31106615AB3Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YBECKINRIDGE COUNTY KENTUCKYN/AN/AYU.S. BANK N.AN/AN/AN2600000.002600000.000.0180N2600000.002600000.00CAPE GIRARDEAU COUNTY MO INDL DEV AUTH HEALTH CARECAPE GIRARD 5.75% 06/01/32139404DK0Other Municipal DebtFirst Tier SecurityN/AN/A2012-06-012012-06-01NNN825000.00864533.820.0060N864426.75864426.75CHICAGO ILLINOISCHICAGO 6.125% 01/01/12167486KW8Other Municipal DebtFirst Tier SecurityN/AN/A2012-01-012012-01-01NNN600000.00616510.420.0043N617202.00617202.00COLORADO EDL & CULTURAL FACS AUTH REVCOLORADO EDL VRN 07/01/29196458A45Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-012011-07-01YCOLORADO EDUCATIONAL & CULTURAL FACILITIESN/AN/AYBANK OF AMERICAN/AN/AN2400000.002400000.000.0166N2400000.002400000.00COLORADO EDL & CULTURAL FACS AUTH REVCOLORADO EDL VRN 09/01/26196458U84Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YCOLORADO EDUCATIONAL & CULTURAL FACILITIESN/AN/AYWELLS FARGON/AN/AN1115000.001115000.000.0077N1115000.001115000.00COLORADO EDL & CULTURAL FACS AUTH REVCOLORADO EDL VRN 02/01/35196458YV9Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-012011-07-01YCOLORADO EDUCATIONAL & CULTURAL FACILITIESN/AN/AYBANK OF AMERICAN/AN/AN915000.00915000.000.0063N915000.00915000.00COLUMBUS OHIO CITY SCHOOL DISTRICTCOLUMBUS OH 5.00% 12/01/28199507WT7Other Municipal DebtFirst Tier SecurityN/AN/A2011-12-012011-12-01NNN900000.00917643.880.0064N917307.00917307.00DISTRICT COLUMBIA REVENUEDISTRICT COL VRN 09/01/23254839K77Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YDISTRICT COLUMBIA REVENUEN/AN/AYBANK OF AMERICAN/AN/AN2010000.002010000.000.0139N2010000.002010000.00EMMAUS PA GENERAL AUTHORITY REVENUEEMMAUS PA VRN 03/01/24291380LH4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YEMMAUS PA GENERAL AUTHORITY REVENUEN/AN/AYU.S. BANK N.A.N/AN/AN1100000.001100000.000.0076N1100000.001100000.00HAMILTON CNTY OHIO HOSP FACS REVHAMILTON VRN 05 15 37407272M34Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YHAMILTON CNTY OHIO HOSP FACS REVN/AN/AYJP MORGAN CHASE & CO.N/AN/AN2050000.002050000.000.0142N2050000.002050000.00HARRIS CNTY TX CULT ED FACS - TEXAS MEDICAL CENTERHARRIS CNTY VRN 09/01/31414010AC2Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-012011-07-01YHARRIS CNTY TX CULT ED FACS - TEXAS MEDICAL CENTERN/AN/AYJP MORGAN CHASE & CO.N/AN/AN2000000.002000000.000.0138N2000000.002000000.00HAWAII STATEHAWAII ST 4.75% 11/01/11419779RU9Other Municipal DebtFirst Tier SecurityN/AN/A2011-11-012011-11-01NNN1350000.001369202.360.0095N1369386.001369386.00HAWAII STATEHAWAII ST 6.00% 12/01/11419780CP4Other Municipal DebtFirst Tier SecurityN/AN/A2011-12-012011-12-01NNN1630000.001668194.310.0115N1667897.501667897.50HAWAII STATEHAWAII STATE 5.00% 07/01/12419780N98Other Municipal DebtFirst Tier SecurityN/AN/A2012-07-012012-07-01NNN675000.00706182.610.0049N706077.00706077.00HAWAII STATEHAWAII ST 5.00% 07/01/12419780S51Other Municipal DebtFirst Tier SecurityN/AN/A2012-07-012012-07-01NNN2000000.002089859.950.0145N2093500.002093500.00HAWAII STATEHAWAII ST 5.50% 08/01/11419780TC5Other Municipal DebtFirst Tier SecurityN/AN/A2011-08-012011-08-01NNN1140000.001145028.280.0079N1144172.401144172.40HAWAII STATEHAWAII STATE 5.50% 02/01/12419780WA5Other Municipal DebtFirst Tier SecurityN/AN/A2012-02-012012-02-01NNN725000.00746437.340.0052N746728.25746728.25HAWAII STATEHAWAII ST 5.50% 02/01/15419780X55Other Municipal DebtFirst Tier SecurityN/AN/A2012-02-012012-02-01NNN1500000.001545594.330.0107N1545045.001545045.00HAWAII STATEHAWAII ST 5.25% 07/01/11419780XJ5Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012011-07-01NNN705000.00705000.000.0049N705000.00705000.00HAWAII STATEHAWAII ST 5.50% 02/01/21419791XH6Other Municipal DebtFirst Tier SecurityN/AN/A2012-02-012012-02-01NNN1685000.001734575.540.0120N1735600.551735600.55HAWAII ST DEPT BUDGETHA ST DEPT VRN 07/01/29419800HV2Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YHAWAII ST DEPT BUDGETN/AN/AYBANK OF AMERICAN/AN/AN13255000.0013255000.000.0917N13255000.0013255000.00HAWAII STATE HIGHWAY REVENUEHAWAII ST 5.25% 07/01/1241981CES5Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012011-07-01NNN400000.00400000.000.0028N400000.00400000.00HAWAII STATE HIGHWAY REVENUEHAWAII ST 5.375% 07/01/1741981CEX4Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012011-07-01NNN1000000.001000000.000.0069N1000000.001000000.00HAWAII ST HOUSINGHAWAII ST VRN 12/01/4141981PAJ0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YHAWAII ST HSGN/AN/AYFEDERAL HOME LOAN MORTGAGE CORP.N/AN/AN2300000.002300000.000.0159N2300000.002300000.00HONOLULU HAWAII CITY & COUNTYHONOLULU 5.375% 09/01/18438670AP6Other Municipal DebtFirst Tier SecurityN/AN/A2011-09-012011-09-01NNN3500000.003529350.280.0244N3527545.003527545.00HONOLULU HAWAII CITY & COUNTYHONOLULU 5.25% 09/01/22438670AT8Other Municipal DebtFirst Tier SecurityN/AN/A2011-09-012011-09-01NNN4245000.004279371.290.0296N4277601.604277601.60HONOLULU HAWAII CITY & COUNTYHONOLULU HI 5.00% 07/01/11438670EZ0Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012011-07-01NNN700000.00700000.000.0048N700000.00700000.00ILLINOIS STATEILLINOIS ST 5.375% 11/01/134521502T1Other Municipal DebtFirst Tier SecurityN/AN/A2011-11-012011-11-01NNN1500000.001525391.160.0106N1524675.001524675.00ILLINOIS STATEILLINOIS ST 5.375% 11/01/194521502Z7Other Municipal DebtFirst Tier SecurityN/AN/A2011-11-012011-11-01NNN1500000.001525839.460.0106N1524675.001524675.00INDIANA FIN AUTH HEALTH SYS SISTERS ST. FRANCISINDY ST FRAN VRN 09/01/4845470YBA8Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YINDIANA FIN AUTH HEALTH SYS SISTERS ST. FRANCISN/AN/AYBANK OF AMERICAN/AN/AN2000000.002000000.000.0138N2000000.002000000.00INDIANA STATE FINANCE AUTHORITYINDIANA ST VRN 10/01/40455054AF3Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-012011-07-01YINDIANA STATE FINANCE AUTHORITYN/AN/AYBANK OF AMERICAN/AN/AN2000000.002000000.000.0138N2000000.002000000.00INVER GROVE HEIGHTS MINNESOTA SRINVER GROVE VRN 05/15/35461229BW5Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YINVER GROVE HEIGHTS MINNESOTA SRN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1495000.001495000.000.0104N1495000.001495000.00JACKSONVILLE FLORIDA INDUSTRIAL DEVELOPMENT REVJACKSONVILLE VRN 07/01/19469407AW0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YJACKSONVILLE FLORIDA INDUSTRIAL DEVELOPMENT REVN/AN/AYBANK OF AMERICAN/AN/AN2200000.002200000.000.0152N2200000.002200000.00KANSAS CITY, MO INDUSTRIAL DEVELOPMENT AUTHORITYKANSAS CITY VAR 04 01 2748503SAE9Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-012011-07-01YKANSAS CITY, MO INDUSTRIAL DEVELOPMENT AUTHORITYN/AN/AYOWN MERITN/AN/AN6000000.006000000.000.0415N6000000.006000000.00LOUISIANA PUBLIC FACILITIES AUTHORITY REVENUELOUISIANA PUB 3.00% 07/01/11546398E38Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012011-07-01NNN5395000.005395000.000.0373N5395000.005395000.00LOUISVILLE & JEFFERSON CNTY KY VISITORS & CONVENTLOUISVILLE VRN 12/01/22546604EX3Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-012011-07-01YLOUISVILLE & JEFFERSON CNTY KY VISITORS & CONVENTN/AN/AYJP MORGAN CHASE & CO.N/AN/AN2800000.002800000.000.0194N2800000.002800000.00LUZERNE CNTY PALUZERNE CNTY VRN 11 15 26550697TC0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YLUZERNE CNTY PAN/AN/AYPRE-REFUNDED/ESCROWED TO MATURITYN/AN/AN3880000.003880000.000.0269N3880000.003880000.00MIAMI-DADE CNTY FLA HEALTH FACS AUTH HOSP REVMIAMI-DADE 5.625% 08/15/1459334NAP7Other Municipal DebtFirst Tier SecurityN/AN/A2011-08-152011-08-15NNN1100000.001118239.180.0077N1117435.001117435.00MISSOURI ST HEALTH & EDL FACS AUTH REVMISSOURI ST VRN 02/15/3460635HXV6Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-012011-07-01YMISSOURI ST HEALTH & EDL FACS AUTH REVN/AN/AYWELLS FARGON/AN/AN1840000.001840000.000.0127N1840000.001840000.00NEW JERSEY HEALTH CARE FACS FIN AUTH REVNEW JERSEY VRN 07/01/3664579FHG1Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YNEW JERSEY HEALTH CARE FACS FINANCING AUTHORITYN/AN/AYWELLS FARGON/AN/AN2500000.002500000.000.0173N2500000.002500000.00NEW JERSEY HEALTH CARE FACS FIN AUTH REVNEW JERSEY VRN 07/01/3864579FWN9Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YNEW JERSEY HEALTH CARE FACS FIN AUTH REVN/AN/AYMULTIPLE LOC'S/ GUARANTORSN/AN/AN1600000.001600000.000.0111N1600000.001600000.00NEW JERSEY ST TRANSN TR FDNEW JERSEY 6.00% 12/15/14646135L35Other Municipal DebtFirst Tier SecurityN/AN/A2011-12-152011-12-15NNN1500000.001539221.140.0107N1538250.001538250.00NEW JERSEY ST TRANSN TR FDNEW JERSEY 5.00% 12/15/21646135WR0Other Municipal DebtFirst Tier SecurityN/AN/A2011-12-152011-12-15NNN1575000.001609010.740.0111N1608563.251608563.25NORTH CAROLINA MEDICAL CARE COMMON HEALTHN CAROLINA VRN 11/15/2865820PCY9Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YNORTH CAROLINA MEDICAL CARE COMMON HEALTHN/AN/AYJP MORGAN CHASE & CO.N/AN/AN1800000.001800000.000.0125N1800000.001800000.00OAK PARK HEIGHTS MINNESOTA MULTI-FAMILY REVENUEOAK PARK VRN 11/01/35671575AV0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YOAK PARK HEIGHTS MINNESOTA MULTI-FAMILY REVENUEN/AN/AYFEDERAL HOME LOAN MORTGAGE CORP.N/AN/AN6245000.006245000.000.0432N6245000.006245000.00OHIO STATEOHIO STATE 5.00% 11/01/156775183K6Other Municipal DebtFirst Tier SecurityN/AN/A2011-11-012011-11-01NNN1000000.001016041.250.0070N1015250.001015250.00OKLAHOMA DEV FIN AUTH REVOKLAHOMA DEV VRN 08/15/33678908H80Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-012011-07-01YOKLAHOMA DEV FIN AUTH REVN/AN/AYMULTIPLE LOC'S/ GUARANTORSN/AN/AN1530000.001530000.000.0106N1530000.001530000.00ORANGE COUNTY FL HOUSING FINANCE AUTHORITYORANGE CNTY VRN 06/01/25684906BF6Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YORANGE COUNTY FL HOUSING FINANCE AUTHORITYN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1000000.001000000.000.0069N1000000.001000000.00OREGON STATE FACILITIES AUTHORITYOREGON ST VRN 05/01/4768608JJJ1Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YOREGON STATE FACILITIES AUTHORITYN/AN/AYWELLS FARGON/AN/AN5000000.005000000.000.0346N5000000.005000000.00ORLANDO FLA UTILITIES COMMN WATER & ELECTRIC REVORLANDO FLA 5.25% 10/1/20686509T34Other Municipal DebtFirst Tier SecurityN/AN/A2011-10-012011-10-01NNN1000000.001022412.330.0071N1021860.001021860.00PHILADELPHIA PA AUTH FOR INDL DEV LEASE REVPHILADELPHIA 5.50% 10/01/1671781QBK3Other Municipal DebtFirst Tier SecurityN/AN/A2011-10-012011-10-01NNN2455000.002511170.400.0174N2510114.752510114.75PLYMOUTH MINNESOTA MULTIFAMILY HOUSINGPLYMOUTH MINN VRN 4/15/33729783AC4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YPLYMOUTH MINNESOTA MULTIFAMILY HOUSINGN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1395000.001395000.000.0097N1395000.001395000.00PUERTO RICO PUBLIC FINANCE CORP.PUERTO RICO 5.50% 08/01/29745291SP0Other Municipal DebtFirst Tier SecurityN/AN/A2012-02-012012-02-01NNN1000000.001030390.780.0071N1030210.001030210.00PUERTO RICO SALES TAX FINANCINGPUERTO RICO VRN 08/01/3974529JHQ1Other Municipal DebtFirst Tier SecurityN/AN/A2011-08-012011-08-01NNN4410000.004427139.330.0306N4424641.204424641.20ST LOUIS MISSOURI AIRPORT REVENUEST LOUIS 5.625% 07/01/15791638QL6Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012011-07-01NNN2655000.002655000.000.0184N2655000.002655000.00ST PAUL MINNESOTA HOUSING & REDEVELOPMENTST PAUL MINN VRN 10/01/33792892GE5Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YST PAUL MINNESOTA HOUSING & REDEVELOPMENTN/AN/AYFEDERAL HOME LOAN MORTGAGE CORP.N/AN/AN2000000.002000000.000.0138N2000000.002000000.00UNION COUNTY NC ENTERPRISE SYSTEM REVENUEUNION NC VRN 06/01/21906400BQ8Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YUNION COUNTY NC ENTERPRISE SYSTEM REVENUEN/AN/AYMULTIPLE LOC'S/ GUARANTORSN/AN/AN4555000.004555000.000.0315N4555000.004555000.00UNIVERSITY OF HAWAII REVENUEUNIV HAWAII 2.50% 10/01/1191428LET9Other Municipal DebtFirst Tier SecurityN/AN/A2011-10-012011-10-01NNN1975000.001984408.920.0137N1984638.001984638.00UTAH COUNTY UTAH HOSPITAL REVUTAH CNTY VRN 05/15/35917393AC4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YUTAH COUNTY UTAH HOSPITAL REVN/AN/AYU.S. BANK N.A.N/AN/AN4000000.004000000.000.0277N4000000.004000000.00WASHINGTON STATE HOUSING FINANCE COMMUNITYWASHING ST VRN 06/01/3293978LCL8Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-07-072011-07-07YWASHINGTON STATE HOUSING FINANCE COMMUNITYN/AN/AYBANK OF AMERICAN/AN/AN1800000.001800000.000.0125N1800000.001800000.00