0001140361-11-014242.txt : 20110429 0001140361-11-014242.hdr.sgml : 20110429 20110304121857 ACCESSION NUMBER: 0001140361-11-014242 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110228 FILED AS OF DATE: 20110304 DATE AS OF CHANGE: 20110304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASH ASSETS TRUST CENTRAL INDEX KEY: 0000749748 IRS NUMBER: 136844974 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-04066 FILM NUMBER: 11663307 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126976666 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 0000749748 S000006653 Pacific Capital Tax-Free Cash Assets Trust C000018148 Pacific Capital Tax-Free Cash Assets Trust Original Shares TFCXX C000018149 Pacific Capital Tax-Free Cash Assets Trust Service Shares TFAXX N-MFP 1 primary_doc.xml N-MFP N-MFPLIVEN2011-02-280000749748S0000066532NNNN002-92164Asset Management Group of Bank of Hawaii801-60203Tait, Weller & Baker LLPPhiladelphiaPAAquila Investment Management LLCBNY Mellon Asset Servicing000084954284-01761NNNOther Tax Exempt Fund5151159713373.461478413.97738546.15160453241.280.00310.99992011-02-280.99992011-02-28C0000181481000.00119421367.001.006224320.9021142521.2214918200.320.00020.99992011-02-280.99992011-02-28C0000181491000.0034807553.381.00-2900347.391714366.594614713.980.00011.00002011-02-281.00002011-02-28BEXAR CNTY TEX HSG FIN CORP MULTI FAMILYBEXAR CNTY VRN 12/15/34088379XC1Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YBEXAR CNTY TEX HSG FIN CORP MULTI FAMILYN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1800000.001800000.000.0112N1800000.001800000.00BLOOMINGTON MINNESOTA MULTIFAMILY REVENUEBLOOMINGTON VRN 11/15/32094806BJ4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YBLOOMINGTON MINNESOTA MULTIFAMILY REVENUEN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN3000000.003000000.000.0187N3000000.003000000.00BECKINRIDGE COUNTY KENTUCKYBRECKINRIDGE VRN 02/01/31106615AB3Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YBECKINRIDGE COUNTY KENTUCKYN/AN/AYU.S. BANK N.AN/AN/AN2600000.002600000.000.0162N2600000.002600000.00CHICAGO ILLCHICAGO 6.125% 01/01/12167486KW8Other Municipal DebtFirst Tier SecurityN/AN/A2012-01-012012-01-01NNN600000.00627457.540.0039N628404.00628404.00CINCINNATI OHIO WATER SYSTEM REVENUECINCINNATI 5.00% 12/01/23172311CF7Other Municipal DebtFirst Tier SecurityN/AN/A2011-06-012011-06-01NNN1700000.001720316.740.0107N1719414.001719414.00COLORADO DEPT TRANS REVCOLORADO DEP 5.5 06/15/16196454BY7Other Municipal DebtFirst Tier SecurityN/AN/A2011-06-152011-06-15NNN2525000.002588531.100.0161N2587216.002587216.00COLORADO EDL & CULTURAL FACS AUTH REVCOLORADO EDL VRN 09/01/33196458TH6Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-012011-02-01YCOLORADO EDL & CULTURAL FACS AUTH REVN/AN/AYBANK OF AMERICAN/AN/AN3835000.003835000.000.0239N3835000.003835000.00COLORADO EDUCATIONAL & CULTURAL FACILITIESCOLORADO EDL VRN 09/01/24196458U84Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YCOLORADO EDUCATIONAL & CULTURAL FACILITIESN/AN/AYWELLS FARGON/AN/AN1115000.001115000.000.0069N1115000.001115000.00COLORADO EDL & CULTURAL FACS AUTH REVCOLORADO EDL VRN 07/01/36196458V75Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-012011-02-01YCOLORADO EDL & CULTURAL FACS AUTH REVN/AN/AYJP MORGAN CHASE & CO.N/AN/AN200000.00200000.000.0012N200000.00200000.00DISTRICT COLUMBIA REVENUEDISTRICT COL VRN 09/01/23254839K77Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YDISTRICT COLUMBIA REVENUEN/AN/AYBANK OF AMERICAN/AN/AN2010000.002010000.000.0125N2010000.002010000.00EMMAUS PA GENERAL AUTHORITY REVENUEEMMAUS PA VRN 03/01/24291380LH4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YEMMAUS PA GENERAL AUTHORITY REVENUEN/AN/AYU.S. BANK N.A.N/AN/AN1100000.001100000.000.0069N1100000.001100000.00HAMILTONCNTY OHIO HOSP FACS REVHAMILTON VRN 05 15 37407272M34Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YHAMILTONCNTY OHIO HOSP FACS REVN/AN/AYJP MORGAN CHASE & CO.N/AN/AN2050000.002050000.000.0128N2050000.002050000.00HAWAII PAC HEALTH SPECIAL PURPOSE REVENUEHAWAII PAC VRN 07/01/33419771AB6Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YHAWAII PAC HEALTH SPECIAL PURPOSE REVENUEN/AN/AYMULTIPLE LOC'S/ GUARANTORSN/AN/AN5500000.005500000.000.0343N5500000.005500000.00HAWAII STATEHAWAII ST 4.75% 11/01/11419779RU9Other Municipal DebtFirst Tier SecurityN/AN/A2011-11-012011-11-01NNN1350000.001388248.600.0087N1388907.001388907.00HAWAII STHAWAII ST 6.00% 03/01/11419780BW0Other Municipal DebtFirst Tier SecurityN/AN/A2011-03-012011-03-01NNN1145000.001145000.000.0071N1145000.001145000.00HAWAII STHAWAII ST 6.0% 12/01/11419780CP4Other Municipal DebtFirst Tier SecurityN/AN/A2011-12-012011-12-01NNN630000.00655992.550.0041N656340.30656340.30HAWAII STATEHAWAII ST 5.50% 08/01/11419780TC5Other Municipal DebtFirst Tier SecurityN/AN/A2011-08-012011-08-01NNN1140000.001164816.990.0073N1164145.201164145.20HAWAII STHAWAII ST 6.375% 03/01/11419780U74Other Municipal DebtFirst Tier SecurityN/AN/A2011-03-012011-03-01NNN2125000.002125000.000.0132N2125000.002125000.00HAWAII STATEHAWAII STATE 5.5 02/01/12419780WA5Other Municipal DebtFirst Tier SecurityN/AN/A2012-02-012012-02-01NNN725000.00758601.790.0047N758386.25758386.25HAWAII STATEHAWAII ST 5.25% 07/01/11419780XJ5Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012011-07-01NNN705000.00716461.230.0045N716371.65716371.65HAWAII STATEHAWAII ST 5.50% 02/01/21419791XH6Other Municipal DebtFirst Tier SecurityN/AN/A2012-02-012012-02-01NNN1685000.001762706.770.0110N1763234.551763234.55HAWAII ST DEPT BUDGETHA ST DEPT VRN 07/01/29419800HV2Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YHAWAII ST DEPT BUDGETN/AN/AYBANK OF AMERICAN/AN/AN13255000.0013255000.000.0826N13255000.0013255000.00HAWAII STATE HIGHWAY REVENUEHAWAII ST 5.25% 07/01/1241981CES5Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012011-07-01NNN400000.00406567.770.0025N406452.00406452.00HAWAII STATE HIGHWAY REVENUEHAWAII ST 5.375% 07/01/1741981CEX4Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012011-07-01NNN1000000.001016658.340.0063N1016540.001016540.00HAWAII ST HSGHAWAII ST VRN 12/01/4141981PAJ0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YHAWAII ST HSGN/AN/AYFEDERAL HOME LOAN MORTGAGE CORP.N/AN/AN2300000.002300000.000.0143N2300000.002300000.00HONOLULU HAWAII CITY & CNTYHONOLULU 5.25% 09/01/22438670AT8Other Municipal DebtFirst Tier SecurityN/AN/A2011-09-012011-09-01NNN4245000.004347005.110.0271N4346158.354346158.35HONOLULU HAWAII CITY AND COUNTYHONOLULU HI 5.0% 07/01/11438670EZ0Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012011-07-01NNN700000.00710671.950.0044N710717.00710717.00ILLINOIS FIN AUTH REV - UNIV CHICAGO MED-E-1ILLINOIS VRN 08/01/4345200FZV4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-012011-02-01YILLINOIS FIN AUTH REV - UNIV CHICAGO MED-E-1N/AN/AYJP MORGAN CHASE & CO.N/AN/AN1000000.001000000.000.0062N1000000.001000000.00ILLINOIS STATEILLINOIS ST 5.375 11/1/134521502T1Other Municipal DebtFirst Tier SecurityN/AN/A2011-11-012011-11-01NNN1500000.001550575.900.0097N1550025.001550025.00INDIANA FIN AUTH HEALTH SYS SISTERS ST. FRANCISINDY ST FRAN VRN 09/01/4845470YBA8Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YINDIANA FIN AUTH HEALTH SYS SISTERS ST. FRANCISN/AN/AYBANK OF AMERICAN/AN/AN2000000.002000000.000.0125N2000000.002000000.00INVER GROVE HEIGHTS MINNESOTA SRINVER GROVE VRN 05/15/35461229BW5Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YINVER GROVE HEIGHTS MINNESOTA SRN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1495000.001495000.000.0093N1495000.001495000.00JACKSONVILLE FLORIDA INDUSTRIAL DEVELOPMENT REVJACKSONVILLE VRN 07/01/19469407AW0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YJACKSONVILLE FLORIDA INDUSTRIAL DEVELOPMENT REVN/AN/AYBANK OF AMERICAN/AN/AN2200000.002200000.000.0137N2200000.002200000.00KANSAS CITY, MO INDUSTRIAL DEVELOPMENT AUTHORITYKANSAS CITY VAR 04 01 2748503SAE9Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-012011-02-01YKANSAS CITY, MO INDUSTRIAL DEVELOPMENT AUTHORITYN/AN/AYOWN MERITN/AN/AN7000000.007000000.000.0436N7000000.007000000.00LONG ISLAND PWR AUGH NY ELEC SYS REVLONG ISLAND 5.38 05/01/33542690RS3Other Municipal DebtFirst Tier SecurityN/AN/A2011-05-012011-05-01NNN2400000.002420546.480.0151N2419872.002419872.00LOUISIANA PUBLIC FACILITIES AUTHORITY REVENUELOUISIANA PUB 3% 07/01/11546398E38Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012011-07-01NNN5395000.005439323.200.0339N5438375.805438375.80LUZERNE CNTY PALUZERNE CNTY VRN 11 15 26550697TC0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YLUZERNE CNTY PAN/AN/AYPRE-REFUNDED/ESCROWED TO MATURITYN/AN/AN3880000.003880000.000.0242N3880000.003880000.00MAUI COUNTY HAWAIIMAUI CNTY HI 3.0% 6/01/11577285Z93Other Municipal DebtFirst Tier SecurityN/AN/A2011-06-012011-06-01NNN2000000.002013418.780.0125N2013120.002013120.00MIAMI-DADE CNTY FLA HEALTH FACS AUTH HOSP REVMIAMI-DADE 5.625 08/15/1459334NAP7Other Municipal DebtFirst Tier SecurityN/AN/A2011-08-152011-08-15NNN1100000.001137865.420.0071N1137202.001137202.00MINNEAPOLIS & ST. PAUL MINN HOUSING & REDEVELOPMNTMINNEAPOLIS VRN 11/15/35603695FV4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-012011-02-01YMINNEAPOLIS & ST. PAUL MINN HOUSING & REDEVELOPMNTN/AN/AYJP MORGAN CHASE & CO.N/AN/AN1500000.001500000.000.0093N1500000.001500000.00NEW HAMPSHIRE STNEW HAMPSHIRE 5% 04/15/11644682RH1Other Municipal DebtFirst Tier SecurityN/AN/A2011-04-152011-04-15NNN1100000.001106460.460.0069N1106017.001106017.00NEW JERSEY HEALTH CARE FACS FINANCING AUTHORITYNEW JERSEY VRN 07/01/3664579FHG1Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YNEW JERSEY HEALTH CARE FACS FINANCING AUTHORITYN/AN/AYWELLS FARGON/AN/AN2500000.002500000.000.0156N2500000.002500000.00NEW JERSEY HEALTH CARE FACS FIN AUTH REVNEW JERSEY VRN 07/01/3864579FWN9Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YNEW JERSEY HEALTH CARE FACS FIN AUTH REVN/AN/AYASSURED GUARANTY CORP.N/AN/AN1600000.001600000.000.0100N1600000.001600000.00NEW JERSEY ECONOMIC DEV AUTH REVNEW JERSEY 5.0% 03/01/11645918ME0Other Municipal DebtFirst Tier SecurityN/AN/A2011-03-012011-03-01NNN1565000.001565000.000.0098N1565000.001565000.00NEW YORK STATE HOUSING FINANCIAL AGENCY REVENUENY ST HSG VRN 05/01/3564986MC78Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YNEW YORK STATE HOUSING FINANCIAL AGENCY REVENUEN/AN/AYFEDERAL HOME LOAN MORTGAGE CORP.N/AN/AN1070000.001070000.000.0067N1070000.001070000.00NORTH CAROLINA MEDICAL CARE COMMON HEALTHN CAROLINA VRN 11/15/2865820PCY9Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YNORTH CAROLINA MEDICAL CARE COMMON HEALTHN/AN/AYJP MORGAN CHASE & CO.N/AN/AN1800000.001800000.000.0112N1800000.001800000.00OAK PARK HEIGHTS MINNESOTA MULTI-FAMILY REVENUEOAK PARK VRN 11/01/35671575AV0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YOAK PARK HEIGHTS MINNESOTA MULTI-FAMILY REVENUEN/AN/AYFEDERAL HOME LOAN MORTGAGE CORP.N/AN/AN6245000.006245000.000.0389N6245000.006245000.00OKLAHOMA DEV FIN AUTH REVOKLAHOMA DEV VRN 08/15/33678908H80Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-012011-02-01YOKLAHOMA DEV FIN AUTH REVN/AN/AYMULTIPLE LOC'S/ GUARANTORSN/AN/AN1530000.001530000.000.0095N1530000.001530000.00ORANGE COUNTY FL HOUSING FINANCE AUTHORITYORANGE CNTY VRN 06/01/25684906BF6Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YORANGE COUNTY FL HOUSING FINANCE AUTHORITYN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1000000.001000000.000.0062N1000000.001000000.00OREGON STATE FACILITIES AUTHORITYOREGON ST VRN 05/01/4768608JJJ1Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YOREGON STATE FACILITIES AUTHORITYN/AN/AYWELLS FARGON/AN/AN5000000.005000000.000.0312N5000000.005000000.00ORLANDO FLA UTILITIES COMMN WATER & ELECTRIC REVORLANDO FLA 5.25% 10/1/20686509T34Other Municipal DebtFirst Tier SecurityN/AN/A2011-10-012011-10-01NNN1000000.001038872.170.0065N1038410.001038410.00PHILADELPHIA PA AUTH FOR INDL DEV LEASE REVPHILADELPHIA 5.5 10/01/1671781QBK3Other Municipal DebtFirst Tier SecurityN/AN/A2011-10-012011-10-01NNN2455000.002553101.800.0159N2552856.302552856.30PLYMOUTH MINNESOTA MULTIFAMILY HOUSINGPLYMOUTH MINN VRN 4/15/33729783AC4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YPLYMOUTH MINNESOTA MULTIFAMILY HOUSINGN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1395000.001395000.000.0087N1395000.001395000.00PUERTO RICO SALES TAX FINANCINGPUERTO RICO SALES TAX 08/01/3974529JHQ1Other Municipal DebtFirst Tier SecurityN/AN/A2011-08-012011-08-01NNN4410000.004494590.900.0280N4494716.104494716.10ST LOUIS MISSOURI AIRPORT REVENUEST LOUIS 5.625% 07/01/15791638QL6Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012011-07-01NNN2655000.002702621.120.0168N2700639.452700639.45ST PAUL MINNESOTA HOUSING & REDEVELOPMENTST PAUL MINN VRN 10/01/33792892GE5Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YST PAUL MINNESOTA HOUSING & REDEVELOPMENTN/AN/AYFEDERAL HOME LOAN MORTGAGE CORP.N/AN/AN2000000.002000000.000.0125N2000000.002000000.00SARATOGA SPRINGS NY CITY SCH DISTSARATOGA SPR 5% 06/15/19803548LL8Other Municipal DebtFirst Tier SecurityN/AN/A2011-06-152011-06-15NNN1000000.001023062.510.0064N1023430.001023430.00SEATTLE WASHINGTON MUNICIPAL LIGHT AND POWER REVSEATTLE WA 5.5% 03/01/15812643EH3Other Municipal DebtFirst Tier SecurityN/AN/A2011-03-012011-03-01NNN725000.00725000.000.0045N725000.00725000.00SPRINGFIELD ILL ELEC REVSPRINGFIELD 5.5% 03/01/15850578PR0Other Municipal DebtFirst Tier SecurityN/AN/A2011-03-012011-03-01NNN1000000.001010000.000.0063N1010000.001010000.00UNION COUNTY NC ENTERPRISE SYSTEM REVENUEUNION NC VRN 06/01/21906400BQ8Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YUNION COUNTY NC ENTERPRISE SYSTEM REVENUEN/AN/AYMULTIPLE LOC'S/ GUARANTORSN/AN/AN4965000.004965000.000.0310N4965000.004965000.00UNIVERSITY OF CONNUNIV CONN 5.25% 04/01/20914233GD7Other Municipal DebtFirst Tier SecurityN/AN/A2011-04-012011-04-01NNN2050000.002079259.390.0130N2078372.002078372.00UNIVERSITY OF HAWAII REVENUEUNIV HAWAII 2.5% 10/01/1191428LET9Other Municipal DebtFirst Tier SecurityN/AN/A2011-10-012011-10-01NNN1975000.001996885.970.0124N1997060.751997060.75UTAH COUNTY UTAH HOSPITAL REVUTAH CNTY VRN 05/15/35917393AC4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YUTAH COUNTY UTAH HOSPITAL REVN/AN/AYU.S. BANK N.A.N/AN/AN4000000.004000000.000.0249N4000000.004000000.00WASHINGTON STATE HOUSING FINANCE COMMUNITYWASHING ST VRN 06/01/3293978LCL8Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-02-072011-02-07YWASHINGTON STATE HOUSING FINANCE COMMUNITYN/AN/AYBANK OF AMERICAN/AN/AN2000000.002000000.000.0125N2000000.002000000.00WESTERVILLE OHIO CITY SCHOOL DISTRICTWESTERVILLE 5% 12/01/27960028LG1Other Municipal DebtFirst Tier SecurityN/AN/A2011-06-012011-06-01NNN1500000.001517752.880.0095N1517130.001517130.00MERRILL LYNCH, PIERCE, FENNER & SMITHMER .16%, 3/1/2011MER11131Treasury Repurchase AgreementYU S Treasury Note2016-07-31.0325Treasury DebtTreasury Debt10932000.0011464935.00First Tier SecurityN/AN/A2011-02-012011-02-01NNN11260000.0011260000.000.0702N11260000.0011260000.00