0001140361-11-003640.txt : 20110131 0001140361-11-003640.hdr.sgml : 20110131 20110121104457 ACCESSION NUMBER: 0001140361-11-003640 CONFORMED SUBMISSION TYPE: N-MFP/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101130 FILED AS OF DATE: 20110121 DATE AS OF CHANGE: 20110121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASH ASSETS TRUST CENTRAL INDEX KEY: 0000749748 IRS NUMBER: 136844974 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-MFP/A SEC ACT: 1933 Act SEC FILE NUMBER: 811-04066 FILM NUMBER: 11540368 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126976666 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 0000749748 S000006652 Pacific Capital Cash Assets Trust C000018146 Pacific Capital Cash Assets Trust Original Shares CATXX C000018147 Pacific Capital Cash Assets Trust Service Shares CASXX N-MFP/A 1 primary_doc.xml N-MFP/A N-MFP/ALIVEN2010-11-300000749748S0000066522NNNN002-92164Asset Management Group of Bank of Hawaii801-60203Tait, Weller & Baker LLPPhiladelphiaPAAquila Investment Management LLCBNY Mellon Asset Servicing000084954284-01761NNNPrime5252265344703.121232256.081240629.10265336330.100.00221.00012010-11-301.00012010-11-30C0000181461000.00216029951.951.00-11267993.5426434400.1237702393.660.00031.00012010-11-301.00012010-11-30C0000181471000.0049306378.151.00-4116513.754594953.338711467.080.00011.00012010-11-301.00012010-11-30BAC FLT TLGP FDIC AGCYBAC TLGP FDIC 12/23/1006052AAB7Other NoteFirst Tier SecurityN/AN/A2010-12-232010-12-23NNN8500000.008500000.000.0320N8501275.008501275.00DISTRICT COLUMBIADISTRICT COL VRN 09/15/292548394T7Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072010-12-07YDISTRICT COLUMBIA REVENUEN/AN/AYBank of AmericaN/AN/AN10000000.0010000000.000.0377N10000000.0010000000.00FEDERAL HOME LOAN MORTGAGE CORP.FHLMC DN 1/18/11313396AT0Government Agency DebtFirst Tier SecurityN/AN/A2011-01-182011-01-18NNN10000000.009997400.000.0377N9998270.009998270.00FEDERAL HOME LOAN MORTGAGE CORP.FHLMC DN 1/24/11313396AZ6Government Agency DebtFirst Tier SecurityN/AN/A2011-01-242011-01-24NNN25325000.0025318162.250.0954N25320061.6325320061.63FEDERAL HOME LOAN MORTGAGE CORP.FHLMC DN 3/14/11313396DA8Government Agency DebtFirst Tier SecurityN/AN/A2011-03-142011-03-14NNN20000000.0019987125.000.0753N19991420.0019991420.00FEDERAL HOME LOAN MORTGAGE CORP.FHLMC DN 4/18/11313396EM1Government Agency DebtFirst Tier SecurityN/AN/A2011-04-182011-04-18NNN30000000.0029979300.000.1130N29979300.0029979300.00FEDERAL HOME LOAN MORTGAGE CORP.FHLMC DN 12/20/10313397T84Government Agency DebtFirst Tier SecurityN/AN/A2010-12-202010-12-20NNN60000000.0059994141.660.2261N59996820.0059996820.00FEDERAL NATIONAL MORTGAGE ASSOCIATIONFNMA DN 2/23/11313588CF0Government Agency DebtFirst Tier SecurityN/AN/A2011-02-232011-02-23NNN12000000.0011994960.000.0452N11996076.0011996076.00FEDERAL NATIONAL MORTGAGE ASSOCIATIONFNMA DN 3/1/11313588CM5Government Agency DebtFirst Tier SecurityN/AN/A2011-03-012011-03-01NNN10500000.0010494618.750.0396N10496062.5010496062.50FEDERAL NATIONAL MORTGAGE ASSOCIATIONFNMA DN 12/29/10313589U92Government Agency DebtFirst Tier SecurityN/AN/A2010-12-292010-12-29NNN30800000.0030795448.440.1161N30797597.6030797597.60NEW YORK NY CITY HSG DEV CORPMULTIFAMILY MTG REVNEW YORK NY VRN 01 01 1664966TCA0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072010-12-07YNEW YORK NY CITY HSG DEV CORPMULTIFAMILY MTG REVN/AN/AYJP Morgan Chase & Co.N/AN/AN6290000.006290000.000.0237N6290000.006290000.00NEW YORK NY CITY HSG DEV CORPCOOP HSG MTG REVNEW YORK NY VRN 01 01 1664967EAB2Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072010-12-07YNEW YORK NY CITY HSG DEV CORPCOOP HSG MTG REVN/AN/AYJP Morgan Chase & Co.N/AN/AN3730000.003730000.000.0141N3730000.003730000.00SALVATION ARMYSALVATION ARM CP 02/17/1179583TPH2Financial Company Commercial PaperFirst Tier SecurityN/AN/A2011-02-172011-02-17NNN5000000.004997075.000.0188N4997050.004997050.00SALVATION ARMYSALVATION .35% 05/10/1179583WFL7Financial Company Commercial PaperFirst Tier SecurityN/AN/A2011-05-102011-05-10NNN5000000.005000000.000.0188N5000000.005000000.00SUNTRST FLT TLGPSUNTRST FLT TLGP 12/16/1086801BAA3Other NoteFirst Tier SecurityN/AN/A2010-12-162010-12-16NNN2500000.002500102.020.0094N2500737.502500737.50TOYOTA MOTOR CREDIT CORP.TOYOTA MOT CRED 12/8/1089233HM84Financial Company Commercial PaperFirst Tier SecurityN/AN/A2010-12-082010-12-08NNN12000000.0011999370.000.0452N11999520.0011999520.00MERRILL LYNCH INTERNATIONALMER .21% 11/30/2010MER110B30Treasury Repurchase AgreementYU S Treasury Note2017-07-31.02375Treasury DebtTreasury Debt13661000.0013938489.06First Tier SecurityN/AN/A2010-12-012010-12-01NNN13767000.0013767000.000.0519N13767000.0013767000.00