0001140361-11-001670.txt : 20110228 0001140361-11-001670.hdr.sgml : 20110228 20110106162147 ACCESSION NUMBER: 0001140361-11-001670 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101230 FILED AS OF DATE: 20110106 DATE AS OF CHANGE: 20110106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASH ASSETS TRUST CENTRAL INDEX KEY: 0000749748 IRS NUMBER: 136844974 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-04066 FILM NUMBER: 11514525 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126976666 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 0000749748 S000006653 Pacific Capital Tax-Free Cash Assets Trust C000018148 Pacific Capital Tax-Free Cash Assets Trust Original Shares TFCXX C000018149 Pacific Capital Tax-Free Cash Assets Trust Service Shares TFAXX N-MFP 1 primary_doc.xml N-MFP N-MFPLIVEN2010-12-300000749748S0000066532NNNN002-92164Asset Management Group of Bank of Hawaii801-60203Tait, Weller & Baker LLPPhiladelphiaPAAquila Investment Management LLCBNY Mellon Asset Servicing000084954284-01761NNNOther Tax Exempt Fund5252168813547.211388863.29658520.83169543889.670.00340.99992010-12-300.99992010-12-30C0000181481000.00131296043.501.009177157.1630235135.5921057978.430.00020.99992010-12-300.99992010-12-30C0000181491000.0038247846.171.00-3933453.393807162.597740615.980.00010.99992010-12-300.99992010-12-30BEXAR CNTY TEX HSG FIN CORP MULTI FAMILYBEXAR CNTY VRN 12/15/34088379XC1Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072034-12-15YBEXAR CNTY TEX HSG FIN CORP MULTI FAMILYN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1800000.001800000.000.0106N1800000.001800000.00BLOOMINGTON MINNESOTA MULTIFAMILY REVENUEBLOOMINGTON VRN 11/15/32094806BJ4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072032-11-15YBLOOMINGTON MINNESOTA MULTIFAMILY REVENUEN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN3000000.003000000.000.0177N3000000.003000000.00BECKINRIDGE COUNTY KENTUCKYBRECKINRIDGE VRN 02/01/31106615AB3Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072031-02-01YBECKINRIDGE COUNTY KENTUCKYN/AN/AYU.S. BANKN/AN/AN2600000.002600000.000.0153N2600000.002600000.00CINCINNATI OHIO WATER SYSTEM REVENUECINCINNATI 5.00% 12/01/23172311CF7Other Municipal DebtFirst Tier SecurityN/AN/A2011-06-012023-12-01NNN1700000.001733345.960.0102N1731994.001731994.00COLORADO DEPT TRANS REVCOLORADO DEP 5.5 06/15/16196454BY7Other Municipal DebtFirst Tier SecurityN/AN/A2011-06-152016-06-15NNN2525000.002609838.500.0154N2607895.752607895.75COLORADO EDL & CULTURAL FACS AUTH REVCOLORADO EDL VRN 09/01/33196458TH6Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-012033-09-01YCOLORADO EDL & CULTURAL FACS AUTH REVN/AN/AYBANK OF AMERICAN/AN/AN6235000.006235000.000.0368N6235000.006235000.00COLORADO EDUCATIONAL & CULTURAL FACILITIESCOLORADO EDL VRN 09/01/24196458U84Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072024-09-01YCOLORADO EDUCATIONAL & CULTURAL FACILITIESN/AN/AYWELLS FARGON/AN/AN1115000.001115000.000.0066N1115000.001115000.00COLORADO EDL & CULTURAL FACS AUTH REVCOLORADO EDL VRN 07/01/36196458V75Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-012036-07-01YCOLORADO EDL & CULTURAL FACS AUTH REVN/AN/AYJP MORGAN CHASE & CO.N/AN/AN200000.00200000.000.0012N200000.00200000.00COLORADO EDL & CULTURAL FACS AUTH REVCOLORADO EDL VRN 02/01/35196458YV9Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-012035-02-01YCOLORADO EDL & CULTURAL FACS AUTH REVN/AN/AYBANK OF AMERICAN/AN/AN1945000.001945000.000.0115N1945000.001945000.00DISTRICT COLUMBIA REVENUEDISTRICT COL VRN 09/01/23254839K77Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072023-09-01YDISTRICT COLUMBIA REVENUEN/AN/AYBANK OF AMERICAN/AN/AN2010000.002010000.000.0119N2010000.002010000.00EMMAUS PA GENERAL AUTHORITY REVENUEEMMAUS PA VRN 03/01/24291380LH4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072024-03-01YEMMAUS PA GENERAL AUTHORITY REVENUEN/AN/AYU.S. BANKN/AN/AN1100000.001100000.000.0065N1100000.001100000.00HAMILTONCNTY OHIO HOSP FACS REVHAMILTON VRN 05 15 37407272M34Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072037-05-15YHAMILTONCNTY OHIO HOSP FACS REVN/AN/AYJP MORGAN CHASE & CO.N/AN/AN2050000.002050000.000.0121N2050000.002050000.00HAWAII PAC HEALTH SPECIAL PURPOSE REVENUEHAWAII PAC VRN 07/01/33419771AB6Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072033-07-01YHAWAII PAC HEALTH SPECIAL PURPOSE REVENUEN/AN/AYMULTIPLE LOC'S/ GUARANTORSN/AN/AN5500000.005500000.000.0324N5500000.005500000.00HAWAII STHAWAII ST 6.00% 03/01/11419780BW0Other Municipal DebtFirst Tier SecurityN/AN/A2011-03-012011-03-01NNN1145000.001155546.690.0068N1155133.251155133.25HAWAII STHAWAII ST 6.0% 12/01/11419780CP4Other Municipal DebtFirst Tier SecurityN/AN/A2011-12-012011-12-01NNN630000.00661569.130.0039N661739.40661739.40HAWAII STATEHAWAII ST 5.50% 08/01/11419780TC5Other Municipal DebtFirst Tier SecurityN/AN/A2011-08-012011-08-01NNN1140000.001174386.950.0069N1173265.201173265.20HAWAII STHAWAII ST 6.375% 03/01/11419780U74Other Municipal DebtFirst Tier SecurityN/AN/A2011-03-012011-03-01NNN2125000.002145897.490.0127N2145060.002145060.00HAWAII STATEHAWAII ST 5.25% 07/01/11419780XJ5Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012011-07-01NNN705000.00722003.950.0043N721856.55721856.55HAWAII STATE DEPARTMENT BUDGET & FINANCE SPECIALHI DPT BDGT VRN 10/31/29419798NJ8Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072029-10-31YHAWAII STATE DEPARTMENT BUDGET & FINANCE SPECIALN/AN/AYWELLS FARGON/AN/AN6500000.006500000.000.0383N6500000.006500000.00HAWAII ST DEPT BUDGETHA ST DEPT VRN 07/01/29419800HV2Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072029-07-01YHAWAII ST DEPT BUDGETN/AN/AYBANK OF AMERICAN/AN/AN15255000.0015255000.000.0900N15255000.0015255000.00HAWAII STATE HIGHWAY REVENUEHAWAII ST 5.25% 07/01/1241981CES5Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012012-07-01NNN400000.00409743.980.0024N409564.00409564.00HAWAII STATE HIGHWAY REVENUEHAWAII ST 5.375% 07/01/1741981CEX4Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012017-07-01NNN1000000.001024714.420.0060N1024520.001024520.00HAWAII ST HSGHAWAII ST VRN 12/01/4141981PAJ0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072041-12-01YHAWAII ST HSGN/AN/AYFEDERAL HOME LOAN MORTGAGE CORP.N/AN/AN2300000.002300000.000.0136N2300000.002300000.00HONOLULU HAWAII CITY & CNTYHONOLULU 5.25% 09/01/22438670AT8Other Municipal DebtFirst Tier SecurityN/AN/A2011-09-012022-09-01NNN2000000.002063680.060.0122N2062760.002062760.00HONOLULU HAWAII CITY AND COUNTYHONOLULU HI 5.0% 07/01/11438670EZ0Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012011-07-01NNN700000.00715832.970.0042N715743.00715743.00ILLINOIS FIN AUTH REV - UNIV CHICAGO MED-E-1ILLINOIS VRN 08/01/4345200FZV4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-012043-08-01YILLINOIS FIN AUTH REV - UNIV CHICAGO MED-E-1N/AN/AYJP MORGAN CHASE & CO.N/AN/AN1000000.001000000.000.0059N1000000.001000000.00ILLINOIS STATEILLINOIS ST 5.375 11/1/134521502T1Other Municipal DebtFirst Tier SecurityN/AN/A2011-11-012013-11-01NNN1500000.001562755.400.0092N1561185.001561185.00INDIANA FIN AUTH HEALTH SYS SISTERS ST. FRANCISINDY ST FRAN VRN 09/01/4845470YBA8Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072048-09-01YINDIANA FIN AUTH HEALTH SYS SISTERS ST. FRANCISN/AN/AYBANK OF AMERICAN/AN/AN2000000.002000000.000.0118N2000000.002000000.00INVER GROVE HEIGHTS MINNESOTA SRINVER GROVE VRN 05/15/35461229BW5Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072035-05-15YINVER GROVE HEIGHTS MINNESOTA SRN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1495000.001495000.000.0088N1495000.001495000.00JACKSONVILLE FLORIDA INDUSTRIAL DEVELOPMENT REVJACKSONVILLE VRN 07/01/19469407AW0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072019-07-01YJACKSONVILLE FLORIDA INDUSTRIAL DEVELOPMENT REVN/AN/AYBANK OF AMERICAN/AN/AN2200000.002200000.000.0130N2200000.002200000.00KANSAS CITY, MO INDUSTRIAL DEVELOPMENT AUTHORITYKANSAS CITY VAR 04 01 2748503SAE9Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-012027-04-01YKANSAS CITY, MO INDUSTRIAL DEVELOPMENT AUTHORITYN/AN/AYOWN MERITN/AN/AN7000000.007000000.000.0413N7000000.007000000.00KENTUCKY ST TPK AUTH ECONOMIC DEV RD REVKENTUCKY ST 5.25 07/01/15491552KV6Other Municipal DebtFirst Tier SecurityN/AN/A2011-01-012015-07-01NNN1300000.001300000.000.0077N1300000.001300000.00LONG ISLAND PWR AUGH NY ELEC SYS REVLONG ISLAND 5.38 05/01/33542690RS3Other Municipal DebtFirst Tier SecurityN/AN/A2011-05-012033-05-01NNN2400000.002440419.310.0144N2439744.002439744.00LOUISIANA PUBLIC FACILITIES AUTHORITY REVENUELOUISIANA PUB 3% 07/01/11546398E38Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012011-07-01NNN5395000.005460758.190.0322N5457582.005457582.00LUZERNE CNTY PALUZERNE CNTY VRN 11 15 26550697TC0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072026-11-15NNN3880000.003880000.000.0229N3880000.003880000.00MAUI COUNTY HAWAIIMAUI CNTY HI 3.0% 6/01/11577285Z93Other Municipal DebtFirst Tier SecurityN/AN/A2011-06-012011-06-01NNN2000000.002022024.310.0119N2021300.002021300.00MIAMI-DADE CNTY FLA HEALTH FACS AUTH HOSP REVMIAMI-DADE 5.625 08/15/1459334NAP7Other Municipal DebtFirst Tier SecurityN/AN/A2011-08-152014-08-15NNN1100000.001147356.790.0068N1146365.001146365.00MINNEAPOLIS & ST. PAUL MINN HOUSING & REDEVELOPMNTMINNEAPOLIS VRN 11/15/35603695FV4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-012035-11-15YMINNEAPOLIS & ST. PAUL MINN HOUSING & REDEVELOPMNTN/AN/AYJP MORGAN CHASE & CO.N/AN/AN1500000.001500000.000.0088N1500000.001500000.00NEW BRAUNFELS TEXAS INDEPENDENT SCHOOLNW BRANFL TX 5.0 02/01/20642543MS8Other Municipal DebtFirst Tier SecurityN/AN/A2011-02-012020-02-01NNN1800000.001807137.140.0106N1806102.001806102.00NEW HAMPSHIRE STNEW HAMPSHIRE 5% 04/15/11644682RH1Other Municipal DebtFirst Tier SecurityN/AN/A2011-04-152011-04-15NNN1100000.001114930.830.0066N1114344.001114344.00NEW JERSEY HEALTH CARE FACS FINANCING AUTHORITYNEW JERSEY VRN 07/01/3664579FHG1Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072036-07-01YNEW JERSEY HEALTH CARE FACS FINANCING AUTHORITYN/AN/AYWELLS FARGON/AN/AN2500000.002500000.000.0147N2500000.002500000.00NEW JERSEY HEALTH CARE FACS FIN AUTH REVNEW JERSEY VRN 07/01/3864579FWN9Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072038-07-01YNEW JERSEY HEALTH CARE FACS FIN AUTH REVN/AN/AYASSURED GUARANTY CORP.N/AN/AN1600000.001600000.000.0094N1600000.001600000.00NEW JERSEY ECONOMIC DEV AUTH REVNEW JERSEY 5.0% 03/01/11645918ME0Other Municipal DebtFirst Tier SecurityN/AN/A2011-03-012011-03-01NNN1565000.001577053.240.0093N1576424.501576424.50NEW YORK STATE HOUSING FINANCIAL AGENCY REVENUENY ST HSG VRN 05/01/3564986MC78Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072035-05-01YNEW YORK STATE HOUSING FINANCIAL AGENCY REVENUEN/AN/AYFEDERAL HOME LOAN MORTGAGE CORP.N/AN/AN1070000.001070000.000.0063N1070000.001070000.00NORTH CAROLINA MEDICAL CARE COMMON HEALTHN CAROLINA VRN 11/15/2865820PCY9Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072028-11-15YNORTH CAROLINA MEDICAL CARE COMMON HEALTHN/AN/AYJP MORGAN CHASE & CO.N/AN/AN1800000.001800000.000.0106N1800000.001800000.00OAK PARK HEIGHTS MINNESOTA MULTI-FAMILY REVENUEOAK PARK VRN 11/01/35671575AV0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072035-11-01YOAK PARK HEIGHTS MINNESOTA MULTI-FAMILY REVENUEN/AN/AYFEDERAL HOME LOAN MORTGAGE CORP.N/AN/AN6245000.006245000.000.0368N6245000.006245000.00OKLAHOMA DEV FIN AUTH REVOKLAHOMA DEV VRN 08/15/33678908H80Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-012033-08-15YOKLAHOMA DEV FIN AUTH REVN/AN/AYMULTIPLE LOC'S/ GUARANTORSN/AN/AN530000.00530000.000.0031N530000.00530000.00ORANGE COUNTY FL HOUSING FINANCE AUTHORITYORANGE CNTY VRN 06/01/25684906BF6Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072025-06-01YORANGE COUNTY FL HOUSING FINANCE AUTHORITYN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1000000.001000000.000.0059N1000000.001000000.00OREGON STATE FACILITIES AUTHORITYOREGON ST VRN 05/01/4768608JJJ1Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072047-05-01YOREGON STATE FACILITIES AUTHORITYN/AN/AYWELLS FARGON/AN/AN5000000.005000000.000.0295N5000000.005000000.00ORLANDO FLA UTILITIES COMMN WATER & ELECTRIC REVORLANDO FLA 5.25% 10/1/20686509T34Other Municipal DebtFirst Tier SecurityN/AN/A2011-10-012020-10-01NNN1000000.001046832.250.0062N1046100.001046100.00PENNSYLVANIA STATE, SERIES APENNSYLVANIA 2% 02 15 1170914PLP5Other Municipal DebtFirst Tier SecurityN/AN/A2011-02-152011-02-15NNN3000000.003006492.310.0177N3005730.003005730.00PLYMOUTH MINNESOTA MULTIFAMILY HOUSINGPLYMOUTH MINN VRN 4/15/33729783AC4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072033-04-15YPLYMOUTH MINNESOTA MULTIFAMILY HOUSINGN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1395000.001395000.000.0082N1395000.001395000.00PUERTO RICO SALES TAX FINANCINGPUERTO RICO VRN 08/01/3974529JHQ1Other Municipal DebtFirst Tier SecurityN/AN/A2011-08-012039-08-01NNN4410000.004527210.920.0267N4527129.604527129.60ST LOUIS MISSOURI AIRPORT REVENUEST LOUIS 5.625% 07/01/15791638QL6Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012015-07-01NNN2655000.002725651.010.0161N2722675.952722675.95ST PAUL MINNESOTA HOUSING & REDEVELOPMENTST PAUL MINN VRN 10/01/33792892GE5Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072033-10-01YST PAUL MINNESOTA HOUSING & REDEVELOPMENTN/AN/AYFEDERAL HOME LOAN MORTGAGE CORP.N/AN/AN2000000.002000000.000.0118N2000000.002000000.00SARATOGA SPRINGS NY CITY SCH DISTSARATOGA SPR 5% 06/15/19803548LL8Other Municipal DebtFirst Tier SecurityN/AN/A2011-06-152019-06-15NNN1000000.001030333.150.0061N1030940.001030940.00SEATTLE WASHINGTON MUNICIPAL LIGHT AND POWER REVSEATTLE WA 5.5% 03/01/15812643EH3Other Municipal DebtFirst Tier SecurityN/AN/A2011-03-012015-03-01NNN725000.00730948.400.0043N730858.00730858.00SPRINGFIELD ILL ELEC REVSPRINGFIELD 5.5% 03/01/15850578PR0Other Municipal DebtFirst Tier SecurityN/AN/A2011-03-012015-03-01NNN1000000.001018277.660.0060N1017990.001017990.00UNION COUNTY NC ENTERPRISE SYSTEM REVENUEUNION NC VRN 06/01/21906400BQ8Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072021-06-01YUNION COUNTY NC ENTERPRISE SYSTEM REVENUEN/AN/AYMULTIPLE LOC'S/ GUARANTORSN/AN/AN4965000.004965000.000.0293N4965000.004965000.00UNIVERSITY OF CONNUNIV CONN 5.25% 04/01/20914233GD7Other Municipal DebtFirst Tier SecurityN/AN/A2011-04-012020-04-01NNN2050000.002095930.490.0124N2094690.002094690.00UNIVERSITY OF HAWAII REVENUEUNIV HAWAII 2.5% 10/01/1191428LET9Other Municipal DebtFirst Tier SecurityN/AN/A2011-10-012011-10-01NNN1975000.002002919.950.0118N2002176.002002176.00UTAH COUNTY UTAH HOSPITAL REVUTAH CNTY VRN 05/15/35917393AC4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072035-05-15YUTAH COUNTY UTAH HOSPITAL REVN/AN/AYU.S. BANKN/AN/AN4000000.004000000.000.0236N4000000.004000000.00WASHINGTON STATE HOUSING FINANCE COMMUNITYWASHING ST VRN 06/01/3293978LCL8Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-01-072032-06-01YWASHINGTON STATE HOUSING FINANCE COMMUNITYN/AN/AYBANK OF AMERICAN/AN/AN2000000.002000000.000.0118N2000000.002000000.00WESTERVILLE OHIO CITY SCHOOL DISTRICTWESTERVILLE 5% 12/01/27960028LG1Other Municipal DebtFirst Tier SecurityN/AN/A2011-06-012027-12-01NNN1500000.001529137.880.0090N1528230.001528230.00MERRILL LYNCH INTERNATIONALMER .07% RP, 1/3/2011MER11113Treasury Repurchase AgreementYU S Treasury Note2011-06-30.01125Treasury DebtTreasury Debt11631000.0011685520.31First Tier SecurityN/AN/A2011-01-032011-01-03NNN11450000.0011450000.000.0675N11450000.0011450000.00