0001140361-10-048676.txt : 20110131 0001140361-10-048676.hdr.sgml : 20110131 20101207171111 ACCESSION NUMBER: 0001140361-10-048676 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101130 FILED AS OF DATE: 20101207 DATE AS OF CHANGE: 20101207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASH ASSETS TRUST CENTRAL INDEX KEY: 0000749748 IRS NUMBER: 136844974 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-04066 FILM NUMBER: 101237932 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126976666 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 0000749748 S000006653 Pacific Capital Tax-Free Cash Assets Trust C000018148 Pacific Capital Tax-Free Cash Assets Trust Original Shares TFCXX C000018149 Pacific Capital Tax-Free Cash Assets Trust Service Shares TFAXX N-MFP 1 primary_doc.xml N-MFP N-MFPLIVEN2010-11-300000749748S0000066532NNNN002-92164Asset Management Group of Bank of Hawaii801-60203Tait, Weller & Baker LLPPhiladelphiaPAAquila Investment Management LLCBNY Mellon Asset Servicing000084954284-01761NNNOther Tax Exempt Fund5252165536739.861396387.072632941.05164300185.880.00330.99992010-11-300.99992010-11-30C0000181481000.00122118886.331.00-7307928.018802419.2116110347.220.00020.99992010-11-300.99992010-11-30C0000181491000.0042181299.551.00-10287354.784474054.9414761409.720.00010.99992010-11-300.99992010-11-30BEXAR CNTY TEX HSG FIN CORP MULTI FAMILYBEXAR CNTY VRN 12/15/34088379XC1Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072034-12-15YBEXAR CNTY TEX HSG FIN CORP MULTI FAMILYN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1800000.001800000.000.0110N1800000.001800000.00BLOOMINGTON MINNESOTA MULTIFAMILY REVENUEBLOOMINGTON VRN 11/15/32094806BJ4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072032-11-15YBLOOMINGTON MINNESOTA MULTIFAMILY REVENUEN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN3000000.003000000.000.0183N3000000.003000000.00BECKINRIDGE COUNTY KENTUCKYBRECKINRIDGE VRN 02/01/31106615AB3Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072031-02-01YBECKINRIDGE COUNTY KENTUCKYN/AN/AYU.S. BANK NAN/AN/AN2600000.002600000.000.0158N2600000.002600000.00CALIFORNIA STCALIFORNIA 5.25% 12/01/2513062RXR4Other Municipal DebtFirst Tier SecurityN/AN/A2010-12-012025-12-01NNN4000000.004000000.000.0243N4000000.004000000.00CINCINNATI OHIO WATER SYSTEM REVENUECINCINNATI 5.00% 12/01/23172311CF7Other Municipal DebtFirst Tier SecurityN/AN/A2011-06-012023-12-01NNN1700000.001740191.810.0106N1738930.001738930.00COLORADO DEPT TRANS REVCOLORADO DEP 5.5 06/15/16196454BY7Other Municipal DebtFirst Tier SecurityN/AN/A2011-06-152016-06-15NNN2525000.002621033.920.0159N2619283.502619283.50COLORADO EDL & CULTURAL FACS AUTH REVCOLORADO EDL VRN 09/01/33196458TH6Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-012033-09-01YCOLORADO EDL & CULTURAL FACS AUTH REVN/AN/AYBANK OF AMERICAN/AN/AN3000000.003000000.000.0182N3000000.003000000.00COLORADO EDUCATIONAL & CULTURAL FACILITIESCOLORADO EDL VRN 09/01/24196458U84Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072024-09-01YCOLORADO EDUCATIONAL & CULTURAL FACILITIESN/AN/AYWELLS FARGON/AN/AN1115000.001115000.000.0068N1115000.001115000.00COLORADO EDL & CULTURAL FACS AUTH REVCOLORADO EDL VRN 07/01/36196458V75Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-012036-07-01YCOLORADO EDL & CULTURAL FACS AUTH REVN/AN/AYJP MORGAN CHASE & CO.N/AN/AN200000.00200000.000.0012N200000.00200000.00COLORADO EDL & CULTURAL FACS AUTH REVCOLORADO EDL VRN 02/01/35196458YV9Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-012035-02-01YCOLORADO EDL & CULTURAL FACS AUTH REVN/AN/AYBANK OF AMERICAN/AN/AN1945000.001945000.000.0118N1945000.001945000.00CONNECTICUT STATE SPECIAL TAX OBLIGATION REVENUECONN. 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PAUL MINN HOUSING & REDEVELOPMNTMINNEAPOLIS VRN 11/15/35603695FV4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-012035-11-15YMINNEAPOLIS & ST. PAUL MINN HOUSING & REDEVELOPMNTN/AN/AYJP MORGAN CHASE & CO.N/AN/AN1500000.001500000.000.0091N1500000.001500000.00NEW BRAUNFELS TEXAS INDEPENDENT SCHOOLNW BRANFL TX 5.0 02/01/20642543MS8Other Municipal DebtFirst Tier SecurityN/AN/A2011-02-012020-02-01NNN1800000.001814274.280.0110N1813554.001813554.00NEW HAMPSHIRE STNEW HAMPSHIRE 5% 04/15/11644682RH1Other Municipal DebtFirst Tier SecurityN/AN/A2011-04-152011-04-15NNN1100000.001119381.370.0068N1118843.001118843.00NEW JERSEY HEALTH CARE FACS FINANCING AUTHORITYNEW JERSEY VRN 07/01/3664579FHG1Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072036-07-01YNEW JERSEY HEALTH CARE FACS FINANCING AUTHORITYN/AN/AYWELLS FARGON/AN/AN2500000.002500000.000.0152N2500000.002500000.00NEW JERSEY HEALTH CARE FACS FIN AUTH REVNEW JERSEY VRN 07/01/3864579FWN9Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072038-07-01YNEW JERSEY HEALTH CARE FACS FIN AUTH REVN/AN/AYASSURED GUARANTY CORP.N/AN/AN1600000.001600000.000.0097N1600000.001600000.00NEW JERSEY ECONOMIC DEV AUTH REVNEW JERSEY 5.0% 03/01/11645918ME0Other Municipal DebtFirst Tier SecurityN/AN/A2011-03-012011-03-01NNN1565000.001583386.290.0096N1582872.301582872.30NEW YORK STATE HOUSING FINANCIAL AGENCY REVENUENY ST HSG VRN 05/01/3564986MC78Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072035-05-01YNEW YORK STATE HOUSING FINANCIAL AGENCY REVENUEN/AN/AYFEDERAL HOME LOAN MORTGAGE CORP.N/AN/AN1070000.001070000.000.0065N1070000.001070000.00NORTH CAROLINA MEDICAL CARE COMMON HEALTHN CAROLINA VRN 11/15/2865820PCY9Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072028-11-15YNORTH CAROLINA MEDICAL CARE COMMON HEALTHN/AN/AYJP MORGAN CHASE & CO.N/AN/AN1800000.001800000.000.0109N1800000.001800000.00OAK PARK HEIGHTS MINNESOTA MULTI-FAMILY REVENUEOAK PARK VRN 11/01/35671575AV0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072035-11-01YOAK PARK HEIGHTS MINNESOTA MULTI-FAMILY REVENUEN/AN/AYFEDERAL HOME LOAN MORTGAGE CORP.N/AN/AN6245000.006245000.000.0330N6245000.006245000.00OKLAHOMA DEV FIN AUTH REVOKLAHOMA DEV VRN 08/15/33678908H80Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-012033-08-15YOKLAHOMA DEV FIN AUTH REVN/AN/AYMULTIPLE GUARANTORSN/AN/AN530000.00530000.000.0032N530000.00530000.00ORANGE COUNTY FL HOUSING FINANCE AUTHORITYORANGE CNTY VRN 06/01/25684906BF6Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072025-06-01YORANGE COUNTY FL HOUSING FINANCE AUTHORITYN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1000000.001000000.000.0061N1000000.001000000.00OREGON STATE FACILITIES AUTHORITYOREGON ST VRN 05/01/4768608JJJ1Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072047-05-01YOREGON STATE FACILITIES AUTHORITYN/AN/AYWELLS FARGON/AN/AN5000000.005000000.000.0304N5000000.005000000.00ORLANDO FLA UTILITIES COMMN WATER & ELECTRIC REVORLANDO FLA 5.25% 10/1/20686509T34Other Municipal DebtFirst Tier SecurityN/AN/A2011-10-012020-10-01NNN1000000.001051014.670.0064N1050350.001050350.00PENNSYLVANIA STATE, SERIES APENNSYLVANIA 2% 02 15 1170914PLP5Other Municipal DebtFirst Tier SecurityN/AN/A2011-02-152011-02-15NNN3000000.003010964.790.0183N3010110.003010110.00PLYMOUTH MINNESOTA MULTIFAMILY HOUSINGPLYMOUTH MINN VRN 4/15/33729783AC4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072033-04-15YPLYMOUTH MINNESOTA MULTIFAMILY HOUSINGN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1395000.001395000.000.0085N1395000.001395000.00ST LOUIS MISSOURI AIRPORT REVENUEST LOUIS 5.625% 07/01/15791638QL6Other Municipal DebtFirst Tier SecurityN/AN/A2011-07-012015-07-01NNN2655000.002737751.460.0166N2735605.802735605.80ST PAUL MINNESOTA HOUSING & REDEVELOPMENTST PAUL MINN VRN 10/01/33792892GE5Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072033-10-01YST PAUL MINNESOTA HOUSING & REDEVELOPMENTN/AN/AYFEDERAL HOME LOAN MORTGAGE CORP.N/AN/AN2000000.002000000.000.0122N2000000.002000000.00SARATOGA SPRINGS NY CITY SCH DISTSARATOGA SPR 5% 06/15/19803548LL8Other Municipal DebtFirst Tier SecurityN/AN/A2011-06-152019-06-15NNN1000000.001034153.310.0063N1035070.001035070.00SEATTLE WASHINGTON MUNICIPAL LIGHT AND POWER REVSEATTLE WA 5.5% 03/01/15812643EH3Other Municipal DebtFirst Tier SecurityN/AN/A2011-03-012015-03-01NNN725000.00734073.830.0045N734164.00734164.00SPRINGFIELD ILL ELEC REVSPRINGFIELD 5.5% 03/01/15850578PR0Other Municipal DebtFirst Tier SecurityN/AN/A2011-03-012015-03-01NNN1000000.001022626.950.0062N1022510.001022510.00UNION COUNTY NC ENTERPRISE SYSTEM REVENUEUNION NC VRN 06/01/21906400BQ8Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072021-06-01YUNION COUNTY NC ENTERPRISE SYSTEM REVENUEN/AN/AYMULTIPLE GUARANTORSN/AN/AN4965000.004965000.000.0302N4965000.004965000.00UNIVERSITY OF CONNUNIV CONN 5.25% 04/01/20914233GD7Other Municipal DebtFirst Tier SecurityN/AN/A2011-04-012020-04-01NNN2050000.002104689.880.0128N2103546.002103546.00UNIVERSITY OF HAWAII REVENUEUNIV HAWAII 2.5% 10/01/1191428LET9Other Municipal DebtFirst Tier SecurityN/AN/A2011-10-012011-10-01NNN1975000.002006090.350.0122N2005099.002005099.00UTAH COUNTY UTAH HOSPITAL REVUTAH CNTY VRN 05/15/35917393AC4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072035-05-15YUTAH COUNTY UTAH HOSPITAL REVN/AN/AYU.S. BANK NAN/AN/AN4000000.004000000.000.0243N4000000.004000000.00WASHINGTON STATE HOUSING FINANCE COMMUNITYWASHING ST VRN 06/01/3293978LCL8Variable Rate Demand NoteFirst Tier SecurityN/AN/A2010-12-072032-06-01YWASHINGTON STATE HOUSING FINANCE COMMUNITYN/AN/AYBANK OF AMERICAN/AN/AN2000000.002000000.000.0122N2000000.002000000.00WESTERVILLE OHIO CITY SCHOOL DISTRICTWESTERVILLE 5% 12/01/27960028LG1Other Municipal DebtFirst Tier SecurityN/AN/A2011-06-012027-12-01NNN1500000.001535119.830.0093N1534350.001534350.00MERRILL LYNCH INTERNATIONALMER .23%, 12/1/2010MER110C1Treasury Repurchase AgreementYU S Treasury Note2017-07-31.02375Treasury DebtTreasury Debt6251000.006377973.44First Tier SecurityN/AN/A2010-12-012010-12-01NNN6300000.006300000.000.0383N6300000.006300000.00