0000749748-11-000021.txt : 20110811
0000749748-11-000021.hdr.sgml : 20110811
20110811114051
ACCESSION NUMBER: 0000749748-11-000021
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110811
DATE AS OF CHANGE: 20110811
EFFECTIVENESS DATE: 20110811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASH ASSETS TRUST
CENTRAL INDEX KEY: 0000749748
IRS NUMBER: 136844974
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04066
FILM NUMBER: 111026593
BUSINESS ADDRESS:
STREET 1: 380 MADISON AVE
STREET 2: SUITE 2300
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2126976666
MAIL ADDRESS:
STREET 1: 380 MADISON AVENUE
STREET 2: SUITE 2300
CITY: NEW YORK
STATE: NY
ZIP: 10017
0000749748
S000006652
Pacific Capital Cash Assets Trust
C000018146
Pacific Capital Cash Assets Trust Original Shares
CATXX
C000018147
Pacific Capital Cash Assets Trust Service Shares
CASXX
0000749748
S000006653
Pacific Capital Tax-Free Cash Assets Trust
C000018148
Pacific Capital Tax-Free Cash Assets Trust Original Shares
TFCXX
C000018149
Pacific Capital Tax-Free Cash Assets Trust Service Shares
TFAXX
0000749748
S000006654
Pacific Capital U.S. Government Securities Cash Assets Trust
C000018150
Pacific Capital U.S.Government Securities Cash Assets Trust Original Shares
USCXX
C000018151
Pacific Capital U.S. Government Securities Cash Assets Trust Service Shares
UCSXX
N-PX
1
cats6-11.txt
CASH ASSETS TRUST 6/30/2011 FORM N-PX
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-4066
Cash Assets Trust
(Exact name of registrant as specified in charter)
380 Madison Avenue, New York, NY 10017
(Address of principal executive offices) (Zip code)
Joseph P. DiMaggio, Chief Financial Officer and Treasurer
380 Madison Avenue, New York, NY 10017
(name and address of agent for service)
Registrant's telephone number, including area code: 212-697-6666
Date of fiscal year end: March 31
Date of reporting period: June 30, 2011
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5
(subsections 239.24 and 274.5 of this chapter), to file reports with
the Commission, not later than August 31 of each year, containing the
registrant's proxy voting record for the most recent twelve-month period
ended June 30, pursuant to section 30 of the Investment Company Act of
1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may
use the information provided on Form N-PX in its regulatory, disclosure
review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant
is not required to respond to the collection of information contained in
Form N-PX unless the Form displays a currently valid Office of Management
and Budget ("OMB") control number. Please direct comments concerning
the accuracy of the information collection burden estimate and any
suggestions for reducing the burden to the Secretary, Securities and
Exchange Commission, 450 Fifth Street, NW, Washington, D.C. 20549-0609.
The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. subsection 3507.
Item. 1 Proxy Voting Record
The registrant does not invest in equity securities. Accordingly, there
were no matters relating to a portfolio security considered at any
shareholder meeting held during the period covered by this report on
Form N-PX with respect to which the registrant was entitled to vote.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
CASH ASSETS TRUST
/s/ Diana P. Herrmann
- ----------------------
Diana P. Herrmann, Vice Chair, President and Trustee
/s/ Joseph P. DiMaggio
- -----------------------
Joseph P. DiMaggio, Chief Financial Officer and Treasurer
August 11, 2011