-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JpbRWWYt6tuDwHBIHppkiFjgqwff6Lm8nKgKUGJ4eoU7tCnXY5YaskoqhAaQB3Rg SOrfIvz3RzMA7XoNPfFIUQ== 0000749748-05-000020.txt : 20051129 0000749748-05-000020.hdr.sgml : 20051129 20051129171905 ACCESSION NUMBER: 0000749748-05-000020 CONFORMED SUBMISSION TYPE: NSAR-A/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051129 DATE AS OF CHANGE: 20051129 EFFECTIVENESS DATE: 20051129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASH ASSETS TRUST CENTRAL INDEX KEY: 0000749748 IRS NUMBER: 136844974 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NSAR-A/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04066 FILM NUMBER: 051232761 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126976666 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 NSAR-A/A 1 answer.fil CASH ASSETS TRUST NSAR-A/A 9/30/05 PAGE 1 000 A000000 09/30/2005 000 C000000 0000749748 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 Y 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 CASH ASSETS TRUST 001 B000000 811-4066 001 C000000 2126976666 002 A000000 380 MADISON AVENUE, SUITE 2300 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10017 002 D020000 2511 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 3 007 C010100 1 007 C020100 PACIFIC CAPITAL CASH ASSETS TRUST 007 C030100 N 007 C010200 2 007 C020200 PACIFIC CAPITAL TAX-FREE CASH ASSETS TRUST 007 C030200 N 007 C010300 3 007 C020300 PAC CAP US GOV'T SECURITIES CASH ASSETS TRUST 007 C030300 N 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 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N 051 000100 N 052 000100 N 053 A000100 N 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 1000 062 A000100 Y 062 B000100 0.0 062 C000100 24.2 062 D000100 4.4 062 E000100 0.0 062 F000100 4.8 062 G000100 0.0 062 H000100 0.0 062 I000100 63.1 062 J000100 0.0 062 K000100 0.0 062 L000100 3.8 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 38 063 B000100 0.0 064 A000100 Y 064 B000100 N PAGE 7 070 A010100 Y 070 A020100 Y 070 B010100 N 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 N 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 0 071 B000100 0 071 C000100 0 071 D000100 0 072 A000100 6 072 B000100 8269 072 C000100 0 072 D000100 0 072 E000100 0 072 F000100 945 072 G000100 343 072 H000100 0 072 I000100 6 072 J000100 3 072 K000100 0 PAGE 8 072 L000100 18 072 M000100 49 072 N000100 17 072 O000100 0 072 P000100 0 072 Q000100 19 072 R000100 12 072 S000100 23 072 T000100 210 072 U000100 0 072 V000100 0 072 W000100 29 072 X000100 1674 072 Y000100 1 072 Z000100 6596 072AA000100 2 072BB000100 0 072CC010100 0 072CC020100 0 072DD010100 4563 072DD020100 2033 072EE000100 0 073 A010100 0.0133 073 A020100 0.0121 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 18000 074 C000100 398117 074 D000100 0 074 E000100 0 074 F000100 0 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 0 074 K000100 0 074 L000100 85 074 M000100 34 074 N000100 416236 074 O000100 0 074 P000100 181 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 1121 074 S000100 0 074 T000100 414934 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95000 048 A020200 0.270 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 95000 048 K020200 0.330 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 N 055 A000200 N 055 B000200 N 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 N 060 B000200 N 061 000200 1000 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 98.0 062 F000200 0.0 PAGE 11 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 063 A000200 9 063 B000200 0.0 064 A000200 Y 064 B000200 N 070 A010200 Y 070 A020200 N 070 B010200 N 070 B020200 N 070 C010200 N 070 C020200 N 070 D010200 N 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 N 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 N 070 L020200 N 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 Y 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N PAGE 12 070 R020200 N 071 A000200 0 071 B000200 0 071 C000200 0 071 D000200 0 072 A000200 6 072 B000200 2640 072 C000200 0 072 D000200 0 072 E000200 0 072 F000200 326 072 G000200 104 072 H000200 0 072 I000200 6 072 J000200 7 072 K000200 0 072 L000200 3 072 M000200 30 072 N000200 4 072 O000200 0 072 P000200 0 072 Q000200 19 072 R000200 9 072 S000200 11 072 T000200 117 072 U000200 0 072 V000200 0 072 W000200 17 072 X000200 653 072 Y000200 2 072 Z000200 1989 072AA000200 0 072BB000200 0 072CC010200 0 072CC020200 0 072DD010200 1189 072DD020200 800 072EE000200 0 073 A010200 0.0098 073 A020200 0.0085 073 B000200 0.0000 073 C000200 0.0000 074 A000200 7 074 B000200 0 074 C000200 200575 074 D000200 0 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 0 PAGE 13 074 J000200 0 074 K000200 0 074 L000200 798 074 M000200 14 074 N000200 201394 074 O000200 0 074 P000200 67 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 347 074 S000200 0 074 T000200 200980 074 U010200 125132 074 U020200 75846 074 V010200 1.00 074 V020200 1.00 074 W000200 1.0000 074 X000200 541 074 Y000200 0 075 A000200 214541 075 B000200 0 076 000200 0.00 024 000300 N 025 D000301 0 025 D000302 0 025 D000303 0 025 D000304 0 025 D000305 0 025 D000306 0 025 D000307 0 025 D000308 0 028 A010300 229887 028 A020300 833 028 A030300 0 028 A040300 207618 028 B010300 191780 028 B020300 1004 028 B030300 0 028 B040300 204491 028 C010300 484549 028 C020300 1119 028 C030300 0 028 C040300 336657 028 D010300 275567 028 D020300 1210 028 D030300 0 028 D040300 299036 028 E010300 268081 028 E020300 1340 PAGE 14 028 E030300 0 028 E040300 250881 028 F010300 290446 028 F020300 1526 028 F030300 0 028 F040300 281954 028 G010300 1740310 028 G020300 7032 028 G030300 0 028 G040300 1580637 028 H000300 0 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 100 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 043 000300 785 044 000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.000 048 A010300 60000 048 A020300 0.270 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 60000 048 K020300 0.330 049 000300 N 050 000300 N 051 000300 N 052 000300 N PAGE 15 053 A000300 N 055 A000300 N 055 B000300 N 056 000300 Y 057 000300 N 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 1000 062 A000300 Y 062 B000300 0.0 062 C000300 100.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.3 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000300 30 063 B000300 0.0 064 A000300 Y 064 B000300 N 070 A010300 Y 070 A020300 Y 070 B010300 N 070 B020300 N 070 C010300 N 070 C020300 N 070 D010300 N 070 D020300 N 070 E010300 N 070 E020300 N 070 F010300 N 070 F020300 N 070 G010300 N 070 G020300 N 070 H010300 N 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y PAGE 16 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 N 070 L020300 N 070 M010300 N 070 M020300 N 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 Y 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N 071 A000300 0 071 B000300 0 071 C000300 0 071 D000300 0 072 A000300 6 072 B000300 15571 072 C000300 0 072 D000300 0 072 E000300 0 072 F000300 1604 072 G000300 362 072 H000300 0 072 I000300 6 072 J000300 8 072 K000300 0 072 L000300 15 072 M000300 76 072 N000300 17 072 O000300 0 072 P000300 0 072 Q000300 19 072 R000300 15 072 S000300 55 072 T000300 785 072 U000300 0 072 V000300 0 072 W000300 73 072 X000300 3035 072 Y000300 5 072 Z000300 12541 072AA000300 0 072BB000300 0 072CC010300 0 072CC020300 0 PAGE 17 072DD010300 4780 072DD020300 7741 072EE000300 0 073 A010300 0.0135 073 A020300 0.0123 073 B000300 0.0000 073 C000300 0.0000 074 A000300 0 074 B000300 0 074 C000300 1101903 074 D000300 0 074 E000300 0 074 F000300 0 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 0 074 K000300 0 074 L000300 8 074 M000300 72 074 N000300 1101983 074 O000300 0 074 P000300 335 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 2621 074 S000300 0 074 T000300 1099027 074 U010300 348341 074 U020300 750618 074 V010300 1.00 074 V020300 1.00 074 W000300 1.0003 074 X000300 2 074 Y000300 0 075 A000300 980192 075 B000300 0 076 000300 0.00 SIGNATURE ROBERT W. ANDERSON TITLE CHIEF COMPLIANCE OFR EX-99.77K CHNG ACCNT 2 cats77k.txt CHANGE IN ACCOUNTANTS Item 77K November 29, 2005 Securities and Exchange Commission 450 Fifth Street Washington, DC 20549 Dear Commissioner: KPMG LLP was previously the principal accountants for the Pacific Capital Funds of Cash Assets Trust. On July 27, 2005 KPMG LLP resigned as the principal accountants of the Trust and Tait, Weller and Baker LLP was engaged as the principal accountants to audit the Trust's financial statements for the fiscal year of 2006. The decision was made by the Audit Committee of the Board of Trustees. The audit reports of KPMG LLP on the Trust's financial statements as of and for the years ending March 31, 2005 and 2004 did not contain an adverse opinion or disclaimer of opinion, nor were they qualified or modified as to uncertainty, audit scope, or accounting principles. In connection with the audits of the two fiscal years ended March 31, 2005 and 2004 and the subsequent interim period through July 27, 2005, there were: (1) no disagreements with KPMG LLP on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedures, which disagreements if not resolved to the satisfaction of KPMG LLP would have caused them to make reference in connection with their opinion to the subject matter of the disagreements, or (2) no reportable events enumerated in Item 304(a)(v) of Regulation S-K. At no time during the years ended March 31, 2005 and 2004 and through July 27, 2005 did the Trust consult Tait, Weller and Baker LLP regarding either (i) the application of accounting principles to a specified transaction, either completed or proposed, or the type of audit opinion that might be rendered on the Fund's financial statements, or (ii) any matter that was either the subject of a disagreement or a reportable event, as such terms are defined in Item 304 of Regulation S-K. The letter from KPMG LLP is attached as Exhibit 77K to this Form N-SAR. Sincerely, /s/Joseph P. DiMaggio - ---------------------- Joseph P. DiMaggio Chief Financial Officer and Treasurer EX-99.77K CHNG ACCNT 3 responsecat.txt CHANGE IN ACCOUNTANTS November 29, 2005 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for The Pacific Capital Funds of Cash Assets Trust (the 'Trust') and, under the date of May 23, 2005, we reported on the financial statements and financial highlights of the Trust as of March 31, 2005, the results of its operations for the year then ended, the changes in its net assets for each of the years in the two-year period then ended, and the financial highlights for each of the years in the five-year period then ended. On July 27, 2005, we resigned as principal accountants. We have read the Trust's statements included under Item 77K of its Form N-SAR dated November 29, 2005, and we agree with such statements, except that we are not in a position to agree or disagree with the Trust's statements that the change was decided by the Audit Committee of the Board of Trustees and their statements in the fourth paragraph related to Tait, Weller and Baker LLP. Very truly yours, /s/ KPMG LLP - -------------- KPMG LLP -----END PRIVACY-ENHANCED MESSAGE-----