-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SSDqFPf0O5JdKuD5IlwkND6aYM/yfoMZHIsmQrgWKDKhZl6Muo/jl/tRfsaJFLYq zR/1xXrds+HrXWT4+JS0rQ== 0000749748-02-000001.txt : 20020530 0000749748-02-000001.hdr.sgml : 20020530 20020530153042 ACCESSION NUMBER: 0000749748-02-000001 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020530 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASH ASSETS TRUST CENTRAL INDEX KEY: 0000749748 IRS NUMBER: 136844974 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-04066 FILM NUMBER: 02666268 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126976666 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 NSAR-B 1 answer.fil PACIFIC CAPITAL CASH ASSETSTRUST NSAR-B 3/31/2002 PAGE 1 000 B000000 03/31/2002 000 C000000 0000749748 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 CASH ASSETS TRUST 001 B000000 811-4066 001 C000000 2126976666 002 A000000 380 MADISON AVENUE, SUITE 2300 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10017 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 3 007 C010100 1 007 C020100 PACIFIC CAPITAL CASH ASSETS TRUST 007 C030100 N 007 C010200 2 007 C020200 PACIFIC CAPITAL TAX-FREE CASH ASSETS TRUST 007 C030200 N 007 C010300 3 007 C020300 PAC CAP US GOV'T SECURITIES CASH ASSETS TRUST 007 C030300 N 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 ASSET MANAGEMENT GROUP OF BANK OF HAWAII 008 B00AA01 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E020000 0 086 F010000 0 086 F020000 0 024 000100 Y 025 A000101 GOLDMAN SACHS 025 B000101 13-5108800 025 C000101 D 025 D000101 24957 025 A000102 BEAR STEARNS & CO. INC. 025 B000102 13-3299429 025 C000102 D 025 D000102 24937 025 A000103 SALOMON SMITH BARNEY 025 B000103 13-1912900 025 C000103 D 025 D000103 24992 025 A000104 DELETE 025 D000104 0 025 A000105 DELETE 025 D000105 0 025 D000106 0 025 D000107 0 025 D000108 0 028 A010100 90188 028 A020100 406 028 A030100 0 028 A040100 143252 028 B010100 84267 028 B020100 280 028 B030100 0 028 B040100 118517 028 C010100 125243 028 C020100 203 028 C030100 0 028 C040100 89002 028 D010100 81593 028 D020100 179 028 D030100 0 028 D040100 112489 028 E010100 40254 028 E020100 158 028 E030100 0 PAGE 6 028 E040100 48056 028 F010100 182253 028 F020100 130 028 F030100 0 028 F040100 173966 028 G010100 603798 028 G020100 1356 028 G030100 0 028 G040100 685282 028 H000100 0 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 100 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 043 000100 257 044 000100 0 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.000 048 A010100 325000 048 A020100 0.330 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 325000 048 K020100 0.430 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 N PAGE 7 055 A000100 Y 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 1000 062 A000100 Y 062 B000100 0.0 062 C000100 27.0 062 D000100 213.0 062 E000100 0.0 062 F000100 2.6 062 G000100 0.0 062 H000100 0.0 062 I000100 45.3 062 J000100 0.0 062 K000100 0.0 062 L000100 4.6 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 70 063 B000100 0.0 064 A000100 N 064 B000100 N 070 A010100 Y 070 A020100 Y 070 B010100 N 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N PAGE 8 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 N 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 0 071 B000100 0 071 C000100 0 071 D000100 0 072 A000100 12 072 B000100 16657 072 C000100 0 072 D000100 0 072 E000100 0 072 F000100 1971 072 G000100 699 072 H000100 0 072 I000100 31 072 J000100 23 072 K000100 0 072 L000100 49 072 M000100 130 072 N000100 16 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 25 072 S000100 66 072 T000100 461 072 U000100 0 072 V000100 0 072 W000100 68 072 X000100 3539 072 Y000100 13 072 Z000100 13131 072AA000100 197 072BB000100 0 072CC010100 0 072CC020100 0 072DD010100 8757 PAGE 9 072DD020100 4374 072EE000100 0 073 A010100 0.0249 073 A020100 0.0224 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 115000 074 C000100 383373 074 D000100 0 074 E000100 0 074 F000100 0 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 0 074 K000100 0 074 L000100 1375 074 M000100 7 074 N000100 499755 074 O000100 0 074 P000100 194 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 631 074 S000100 0 074 T000100 498930 074 U010100 353529 074 U020100 145394 074 V010100 1.00 074 V020100 1.00 074 W000100 0.9993 074 X000100 1053 074 Y000100 0 075 A000100 533962 075 B000100 0 076 000100 0.00 024 000200 N 025 D000201 0 025 D000202 0 025 D000203 0 025 D000204 0 025 D000205 0 025 D000206 0 025 D000207 0 025 D000208 0 028 A010200 28400 028 A020200 114 028 A030200 0 PAGE 10 028 A040200 35885 028 B010200 15426 028 B020200 95 028 B030200 0 028 B040200 18699 028 C010200 42382 028 C020200 71 028 C030200 0 028 C040200 18021 028 D010200 9573 028 D020200 62 028 D030200 0 028 D040200 17015 028 E010200 16069 028 E020200 62 028 E030200 0 028 E040200 16849 028 F010200 12004 028 F020200 47 028 F030200 0 028 F040200 17812 028 G010200 123854 028 G020200 451 028 G030200 0 028 G040200 124281 028 H000200 0 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 100 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 043 000200 84 044 000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.000 048 A010200 95000 048 A020200 0.270 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 PAGE 11 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 95000 048 K020200 0.330 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 N 055 A000200 Y 055 B000200 N 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 N 060 B000200 N 061 000200 1000 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 99.8 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.4 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 063 A000200 43 063 B000200 0.0 064 A000200 Y 064 B000200 N 070 A010200 Y 070 A020200 N 070 B010200 N 070 B020200 N PAGE 12 070 C010200 N 070 C020200 N 070 D010200 N 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 N 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 Y 070 L010200 N 070 L020200 N 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 0 071 B000200 0 071 C000200 0 071 D000200 0 072 A000200 12 072 B000200 3808 072 C000200 0 072 D000200 0 072 E000200 0 072 F000200 448 072 G000200 164 072 H000200 0 072 I000200 23 072 J000200 7 072 K000200 0 072 L000200 8 072 M000200 50 072 N000200 4 072 O000200 0 PAGE 13 072 P000200 0 072 Q000200 0 072 R000200 19 072 S000200 20 072 T000200 154 072 U000200 0 072 V000200 0 072 W000200 45 072 X000200 942 072 Y000200 0 072 Z000200 2866 072AA000200 45 072BB000200 0 072CC010200 0 072CC020200 0 072DD010200 1771 072DD020200 1096 072EE000200 0 073 A010200 0.0198 073 A020200 0.0173 073 B000200 0.0000 073 C000200 0.0000 074 A000200 6 074 B000200 0 074 C000200 152487 074 D000200 0 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 0 074 K000200 0 074 L000200 807 074 M000200 1 074 N000200 153301 074 O000200 0 074 P000200 50 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 515 074 S000200 0 074 T000200 152736 074 U010200 100398 074 U020200 52336 074 V010200 1.00 074 V020200 1.00 074 W000200 1.0000 074 X000200 404 PAGE 14 074 Y000200 0 075 A000200 153002 075 B000200 0 076 000200 0.00 024 000300 N 025 D000301 0 025 D000302 0 025 D000303 0 025 D000304 0 025 D000305 0 025 D000306 0 025 D000307 0 025 D000308 0 028 A010300 398209 028 A020300 954 028 A030300 0 028 A040300 301905 028 B010300 200838 028 B020300 795 028 B030300 0 028 B040300 261654 028 C010300 225809 028 C020300 568 028 C030300 0 028 C040300 201159 028 D010300 270941 028 D020300 529 028 D030300 0 028 D040300 274285 028 E010300 163970 028 E020300 471 028 E030300 0 028 E040300 131605 028 F010300 177503 028 F020300 391 028 F030300 0 028 F040300 204437 028 G010300 1437270 028 G020300 3708 028 G030300 0 028 G040300 1375045 028 H000300 0 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 100 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 043 000300 487 PAGE 15 044 000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.000 048 A010300 60000 048 A020300 0.270 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 60000 048 K020300 0.330 049 000300 N 050 000300 N 051 000300 N 052 000300 N 053 A000300 N 055 A000300 N 055 B000300 N 056 000300 Y 057 000300 N 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 1000 062 A000300 Y 062 B000300 11.1 062 C000300 88.6 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 PAGE 16 062 K000300 0.0 062 L000300 0.4 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000300 45 063 B000300 0.0 064 A000300 N 064 B000300 N 070 A010300 Y 070 A020300 N 070 B010300 N 070 B020300 N 070 C010300 N 070 C020300 N 070 D010300 N 070 D020300 N 070 E010300 N 070 E020300 N 070 F010300 N 070 F020300 N 070 G010300 N 070 G020300 N 070 H010300 N 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 N 070 L020300 N 070 M010300 N 070 M020300 N 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 Y 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N 071 A000300 0 071 B000300 0 071 C000300 0 PAGE 17 071 D000300 0 072 A000300 12 072 B000300 19945 072 C000300 0 072 D000300 0 072 E000300 0 072 F000300 2138 072 G000300 497 072 H000300 0 072 I000300 24 072 J000300 12 072 K000300 0 072 L000300 23 072 M000300 108 072 N000300 11 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 21 072 S000300 68 072 T000300 1019 072 U000300 0 072 V000300 0 072 W000300 95 072 X000300 4016 072 Y000300 8 072 Z000300 15937 072AA000300 52 072BB000300 0 072CC010300 0 072CC020300 0 072DD010300 6208 072DD020300 9729 072EE000300 0 073 A010300 0.0270 073 A020300 0.0245 073 B000300 0.0000 073 C000300 0.0000 074 A000300 0 074 B000300 0 074 C000300 764251 074 D000300 0 074 E000300 0 074 F000300 0 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 0 074 K000300 0 074 L000300 72 074 M000300 0 PAGE 18 074 N000300 764323 074 O000300 0 074 P000300 234 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 884 074 S000300 0 074 T000300 763205 074 U010300 305995 074 U020300 457102 074 V010300 1.00 074 V020300 1.00 074 W000300 1.0000 074 X000300 150 074 Y000300 0 075 A000300 658301 075 B000300 0 076 000300 0.00 SIGNATURE ROBERT ANDERSON TITLE COMPLIANCE OFFICER EX-99.C1 ACCT CONSNT 3 kpmg2002.txt KPMG INDEPENDENT AUDITORS CONSENT Independent Auditor's Report To the Shareholders and Board of Trustees of Cash Assets Trust In planning and performing our audit of the financial statements of The Pacific Capital Funds of Cash Assets Trust (the "Trust") comprised of Cash Fund, Tax-Free Fund and Government Fund) for the year ended March 31, 2002, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and financial highlights and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements and financial highlights for external purposes that are fairly presented in conformity with accounting standards generally accepted in the United States of America. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in internal control, error or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of March 31, 2002. This report is intended solely for the information and use of management and the Board of Trustees of the Cash Assets Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ KPMG LLP - -------------- New York, New York May 15, 2002 -----END PRIVACY-ENHANCED MESSAGE-----