0000749660-20-000016.txt : 20200324 0000749660-20-000016.hdr.sgml : 20200324 20200324165545 ACCESSION NUMBER: 0000749660-20-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200320 FILED AS OF DATE: 20200324 DATE AS OF CHANGE: 20200324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klein Michael S CENTRAL INDEX KEY: 0001508911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09341 FILM NUMBER: 20739044 MAIL ADDRESS: STREET 1: C/O ICAD INC STREET 2: 98 SPIT BROOK ROAD SUITE 100 CITY: NASHUA STATE: NH ZIP: 03062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ICAD INC CENTRAL INDEX KEY: 0000749660 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 020377419 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 98 SPIT BROOK ROAD, SUITE 100 CITY: NASHUA STATE: NH ZIP: 03062 BUSINESS PHONE: 603-882-5200 MAIL ADDRESS: STREET 1: 98 SPIT BROOK ROAD, SUITE 100 CITY: NASHUA STATE: NH ZIP: 03062 FORMER COMPANY: FORMER CONFORMED NAME: HOWTEK INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-03-20 0 0000749660 ICAD INC icad 0001508911 Klein Michael S C/O ICAD INC 98 SPIT BROOK ROAD SUITE 100 NASHUA NH 03062 1 1 0 0 Chief Executive Officer Comon Stock 2020-03-20 4 C 0 504 7.51 A 26332 I By Klein 1999 Family Trust Convertible Debenture 7.51 2020-03-20 4 C 0 10000 0 D 2020-03-20 2021-12-21 Common Stock 504 0 I By Klein 1999 Family Trust Represents the shares of common stock issuable as make whole conversion shares by dividing the make whole amount under the convertible debenture by the make whole conversion rate as of March 19, 2020, less the shares previously issued as pre-make whole conversion shares on February 20, 2020 at the make whole conversion rate of $12.08 per share. /s/Annette Heroux, Attorney-in-Fact 2020-03-24