-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U/ZPldx2maub+sE0Hm0G3M532fZAJHfgclC31/TukKFsT9s7mP2G1GYqR9m1J07r u+toSWgyMv0Rt27pGZTP4w== 0000906416-97-000061.txt : 19970618 0000906416-97-000061.hdr.sgml : 19970618 ACCESSION NUMBER: 0000906416-97-000061 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970617 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: ORION CAPITAL CORP CENTRAL INDEX KEY: 0000074931 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 956069054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-02120 FILM NUMBER: 97625424 BUSINESS ADDRESS: STREET 1: 600 FIFTH AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020-2302 BUSINESS PHONE: 212-332-8080 MAIL ADDRESS: STREET 1: 600 FIFTH AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020-2302 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY FUNDING CORP OF AMERICA DATE OF NAME CHANGE: 19760518 FORMER COMPANY: FORMER CONFORMED NAME: TONGOR CORP OF AMERICA DATE OF NAME CHANGE: 19670330 FORMER COMPANY: FORMER CONFORMED NAME: TONGOR CORP DATE OF NAME CHANGE: 19661024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ORION CAPITAL TRUST I CENTRAL INDEX KEY: 0001031919 STANDARD INDUSTRIAL CLASSIFICATION: [] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-02120-01 FILM NUMBER: 97625425 BUSINESS ADDRESS: STREET 1: 600 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10020-2302 BUSINESS PHONE: 2123828080 MAIL ADDRESS: STREET 1: 600 FIFTH AVE STREET 2: C/O ORION CAPITAL CORP CITY: NEW YORK STATE: NY ZIP: 10020-2302 8-A12G 1 FORM 8-A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------------------- FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ------------------------------------------------- ORION CAPITAL CORPORATION ORION CAPITAL TRUST I - ----------------------------- ----------------------------- (Exact name of registrant as (Exact name of registrant as specified in its charter) specified in its charter) Delaware Delaware - ----------------------------- ----------------------------- (State of Incorporation or (State of Incorporation or Organization) Organization) 95-6069054 Applied For - ----------------------------- ----------------------------- (IRS Employer Identification (IRS Employer Identification Number) Number) 600 Fifth Avenue 600 Fifth Avenue New York, New York 10020-2302 New York, New York 10020-2302 - ----------------------------- ----------------------------- (Address of Principal (Address of Principal Executive Offices) Executive Offices) ---------------------------- Securities to be registered pursuant to Section 12(b) of the Act: Name of each exchange Title of each class on which each class to be so registered is to be registered None. Not Applicable. If this Form relates to the registration of a class of debt securities and is effective upon filing pursuant to General Instruction A(c)(1), please check the following box. / / If this Form relates to the registration of a class of debt securities and is to become effective simultaneously with the effectiveness of a concurrent registration statement under the Securities Act of 1933 pursuant to General Instruction A(c)(2), please check the following box. / / Securities to be registered pursuant to Section 12(g) of the Act: 8.73% Capital Securities (and the Guarantee with respect thereto) --------------------------------------- (Title of Class) ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED For a full description of the 8.73% Capital Securities (the "Capital Securities") issued by Orion Capital Trust I, a Delaware statutory business trust (the "Trust") and the guarantee with respect to the Capital Securities by Orion Capital Corporation, a Delaware corporation (the "Company"), both of which are being registered hereby, reference is made to the information contained under the captions "Description of the Exchange Securities -- Description of Exchange Capital Securities," "Description of Exchange Securities -- Description of Junior Subordinated Debentures," and "Description of Exchange Securities -- Description of Exchange Guarantee," in the Prospectus that forms part of the Registration Statement (Registration Nos. 333-21205 and 333-21205-01) (the "Registration Statement") filed by the Company and the Trust with the Securities and Exchange Commission ("SEC") on February 5, 1997, under the Securities Act of 1933, as amended (the "Act"). The information contained in the Registration Statement and the Prospectus are incorporated herein by reference. ITEM 2. EXHIBITS 2.1 Certificate of Trust of Orion Capital Trust I. Incorporated by reference to Exhibit 4.3 to the Registration Statement. 2.2 Declaration of Trust of Orion Capital Trust I. Incorporated by reference to Exhibit 4.4 to the Registration Statement. 2.3 Amended and Restated Declaration of Trust of Orion Capital Trust I. Incorporated by reference to Exhibit 4.5 to the Registration Statement. 2.4 Form of Exchange Capital Security Certificate of Orion Capital Trust I. Incorporated by reference to Exhibit 4.6 to the Registration Statement. 2.5 Form of Exchange Capital Securities Guarantee Agreement for Orion Capital Trust I. Incorporated by reference to Exhibit 4.7 of the Registration Statement. 2.6 Indenture between Orion Capital Corporation and The Bank of New York. Incorporated by reference to Exhibit 4.1 to the Registration Statement. 2.7 Form of Exchange Junior Subordinated Debenture. Incorporated by reference to Exhibit 4.2 to the Registration Statement. SIGNATURES Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrants have duly caused this Registration Statement to be signed on their behalf by the undersigned, thereunto duly authorized. Dated: June 17, 1997 ORION CAPITAL CORPORATION ORION CAPITAL TRUST I By:/s/ Michael P. Maloney By:/s/ Michael P. Maloney ------------------------ ------------------------ Michael P. Maloney Michael P. Maloney Senior Vice President, Administrative General Counsel and Secretary -----END PRIVACY-ENHANCED MESSAGE-----