-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O2HYIWZHu28GKyYOZ3zjcFqLS4bEcT3XuV0KnHcmuI69ol4bdoMYuA8wof8HNR47 8n1if6vd54jAFqvPnH58Ew== 0000074931-97-000012.txt : 19970421 0000074931-97-000012.hdr.sgml : 19970421 ACCESSION NUMBER: 0000074931-97-000012 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970418 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MILWAUKEE LAND COMPANY CENTRAL INDEX KEY: 0000831115 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 361487580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44671 FILM NUMBER: 97583419 BUSINESS ADDRESS: STREET 1: 547 W JACKSON BLVD STREET 2: STE 1510 CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3122940497 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ORION CAPITAL CORP CENTRAL INDEX KEY: 0000074931 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 956069054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 600 FIFTH AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020-2302 BUSINESS PHONE: 212-332-8080 MAIL ADDRESS: STREET 1: 600 FIFTH AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020-2302 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY FUNDING CORP OF AMERICA DATE OF NAME CHANGE: 19760518 FORMER COMPANY: FORMER CONFORMED NAME: TONGOR CORP OF AMERICA DATE OF NAME CHANGE: 19670330 FORMER COMPANY: FORMER CONFORMED NAME: TONGOR CORP DATE OF NAME CHANGE: 19661024 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Amendment No. 2 Milwaukee Land Company ------------------------ (Name of Issuer) Common Stock, $.30 par value (Title of class of securities) 602302101 (CUSIP Number) Michael P. Maloney, Esq. Senior Vice President, General Counsel and Secretary Orion Capital Corporation 600 Fifth Avenue New York, New York 10020 (212) 332-8080 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) April 10, 1997 - -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) If filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this statement and is filing this statement because of Rule 13d-l(b) (3) or (4), check the following: Check the following box if a fee is being paid with this statement: [] (Continued on following pages) Page 1 of 23 Pages Exhibit Index appears on Page 9 CUSIP No. 602302101 - -------------------------------------------------------------------------------- 1) Names of Reporting Persons (a) Orion Capital Corporation S.S. or IRS Identification IRS No. 95-6069054 Nos. of Above Persons (b) Connecticut Specialty Insurance Company IRS No. 06-1121822 (c) Design Professionals Insurance Company IRS No. 94-2319176 (d) EBI Indemnity Company IRS No. 06-1092819 (e) The Fire & Casualty Insurance Company of Connecticut IRS No. 06-0640218 (f) Security Insurance Company of Hartford IRS No. 06-0529570 (g) The Connecticut Indemnity Company IRS No. 06-0303520 (h) Guaranty National Corporation IRS No. 84-0445021 (i) Guaranty National Insurance Company IRS No. 86-0638259 - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a (a) Member of a Group (b) X (c) X (d) X (e) X (f) X (g) X (h) X (i) X (See Instructions) - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Source of Funds (a) AF (See Instructions) (b) WC (c) WC (d) WC (e) WC (f) WC (g) WC (h) AF (i) WC ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings are Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- - 2 - 6) Citizenship or Place of (a) Delaware Organization (b) Connecticut (c) California (d) Connecticut (e) Connecticut (f) Connecticut (g) Connecticut (h) Colorado (i) Colorado (7) Sole Voting Number Power 97,300 of Shares (8) Shared Voting Beneficially Power Owned by (9) Sole Dispositive Each Reporting Power 97,300 Person With (10) Shared Dispositive Power - -------------------------------------------------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 97,300 - -------------------------------------------------------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 13) Percent of Class Represented by Amount in Row (11) 5.8% - -------------------------------------------------------------------------------- 14) Type of Reporting Person (a) CO, HC (See Instructions) (b) CO, IC (c) CO, IC (d) CO, IC (e) CO, IC (f) CO, IC (g) CO, IC (h) CO, HC (i) CO, IC - 3 - Item 1. Security and Issuer. -------------------- This statement relates to the Common Stock, $.30 par value (the "Common Stock"), of the Milwaukee Land Company ("MLC"). The principal executive offices of MLC are located at 547 W. Jackson Boulevard, Chicago, Illinois 60661. Item 2. Identity and Background. ------------------------ This statement is filed by Orion Capital Corporation ("Orion"), a Delaware corporation with its principal executive offices at 600 Fifth Avenue, New York, New York 10020, six of Orion's wholly-owned subsidiaries, together with Guaranty National Corporation, an affiliate of Orion and one of its subsidiaries. The six wholly-owned subsidiaries of Orion are as follows: Connecticut Specialty Insurance Company. ("CSIC"), a Connecticut corporation; Design Professionals Insurance Company ("DPIC"), a California corporation; EBI Indemnity Company ("EBIC"), a Connecticut corporation; The Fire & Casualty Insurance Company of Connecticut ("F&C"), a Connecticut corporation; Security Insurance Company of Hartford ("SICH"), a Connecticut cor- poration; and The Connecticut Indemnity Company ("CIC") a Connecticut corporation. (The six subsidiaries listed above are sometimes referred to herein as the "Subsidiaries.") The principal offices of the Subsidiaries are located at 9 Farm Springs Road, Farmington, Connecticut 06032. Orion owns, directly or indirectly, all of the outstanding capital stock of each of the Subsidiaries. The Subsidiaries underwrite and sell most types of property and casualty insurance with an emphasis on commercial insurance in specialized markets. - 4 - Orion owns approximately 81.0% of the common stock of Guaranty National Corporation ("GNC"), a Colorado corporation; and GNC, in turn, owns all of the outstanding common stock of Guaranty National Insurance Company ("GNIC"), a Colorado corporation. (GNC and its subsidiary GNIC are sometimes referred to herein as the "Affiliates.") The principal offices of the Affiliates are located at 9800 South Meridian Boulevard, Englewood, Colorado 80112. GNIC underwrites and sells non-standard commercial and personal automobile insurance. The executive officers and directors of Orion and each of the Subsidiaries and Affiliates, together with their present principal occupations and the names, principal businesses and addresses of any corporations or other organizations in which such principal occupations are conducted, appear in Exhibit C hereto. Each of the persons listed in Exhibit C hereto is a citizen of the United States, except for Gordon F. Cheesbrough, Graham A. Addington and Aileen Ekmekjian, who are citizens of Canada. Graham A. Addington, who has dual citizenship, is also a citizen of the United Kingdom. Neither Orion, any of the Subsidiaries, nor either of the Affiliates, nor to their best knowledge, any executive officer or director of Orion, any of the Subsidiaries or either of the Affiliates has, during the last five years, been convicted in any criminal proceeding, excluding traffic violations or similar misdemeanors, or been a party to a civil proceeding of a judicialor administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding any violation with respect to such laws. - 5 - This statement amends Items 2, 3 and 5 of the Schedule 13D dated July 22, 1993 and Amendment No. 1 to Schedule 13D dated July 28, 1993 and filed with the Commission by Orion and its Subsidiaries and Affiliates by adding to such items the information contained herein. Item 3. Source and Amount of Funds or Other Consideration. --------------------------------------------------- The MLC Common Stock referred to in Item 5 hereof has been sold subsequent to July 22, 1993 with $122,573.00 received as consideration. Item 5. Interest in Securities of Issuer. --------------------------------- As of June 18, 1993, Orion and its Subsidiaries and Affiliates owned a total of 51,500 shares of the common stock of Chicago Milwaukee Corporation ("CMC"), a closed end management investment company. All of these shares have been owned for more than 60 days. CMC distributed to its shareholders the Common Stock of MLC on a share-for-share basis. As shareholders of CMC on June 18, 1993, the record date for the distribution, Orion and its Subsidiaries and Affiliates received a total of 51,500 shares of MLC Common Stock on June 30, 1993, the distribution date. In addition SICH purchased 39,100 shares of MLC Common Stock in the open market. Since the initial filing on Schedule 13D, SICH purchased an additional 22,500 shares of MLC Common Stock on the dates and at the prices set forth in Exhibit A hereto. Since Amendment No. 1 to the Schedule 13D, the Subsidiaries sold 15,800 shares of MLC Common Stock on the dates and the price set forth in Exhibit B hereto. All of the shares were purchased or sold in open market transactions on the American Stock Exchange. According to the MLC Information Statement dated June 6, 1996, there were 1,671,238 shares of MLC Common Stock issued and - 6 - outstanding. Orion may be deemed to be the beneficial owner of all shares of MLC Common Stock owned by the Subsidiaries and the Affiliates. The Subsidiaries and the Affiliates own 97,300 shares in the aggregate, of which 51,500 were received in the June 30 distribution and a total of 61,600 shares were purchased in the open market prior to July 22, 1993 and 15,800 were sold in the open market thereafter. Such shares represent approximately 5.8% of MLC's Common Stock. Of the 97,300 shares, SICH owns 32,000 shares, CIC owns 27,200 shares, DPIC owns 2,700 shares, F&C owns 23,100 shares, CSIC owns 2,000 shares; EBIC owns 3,800 shares; and GNIC owns the balance of 6,500 shares. - 7 - Signatures ----------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ORION CAPITAL CORPORATION By: /s/ W. Marston Becker ---------------------------- W. Marston Becker Chairman of the Board and Chief Executive Officer CONNECTICUT SPECIALTY INSURANCE COMPANY DESIGN PROFESSIONALS INSURANCE COMPANY EBI INDEMNITY COMPANY THE FIRE & CASUALTY INSURANCE COMPANY OF CONNECTICUT SECURITY INSURANCE COMPANY OF HARTFORD THE CONNECTICUT INDEMNITY COMPANY By: /s/ W. Marston Becker -------------------------------- W. Marston Becker Chairman of the Board GUARANTY NATIONAL CORPORATION GUARANTY NATIONAL INSURANCE COMPANY By: /s/ W. Marston Becker -------------------------------- W. Marston Becker Chairman of the Board Dated: April 18, 1997 - 8 - EXHIBIT INDEX Exhibit Page - ------- ---- A List of Purchases of MLC Common Stock 10 B List of Sales of MLC Common Stock 11 C List of Executive Officers and Directors 12 - 9 - EXHIBIT A Purchases of MLC Common Stock ------------------------------ Price Per Share Number of (including Date Purchaser Shares Commission - ---- --------- --------- ---------- 7/20/93 SICH 2,500 $ 7.175 7/20/93 SICH 500 7.05 7/23/93 SICH 2,000 7.05 7/23/93 SICH 2,500 6.925 7/26/93 SICH 2,500 6.55 7/26/93 SICH 2,500 6.80 7/27/93 SICH 2,000 6.425 7/28/93 SICH 500 6.425 7/28/93 SICH 2,500 6.30 7/29/93 SICH 2,500 6.05 7/29/93 SICH 2,500 6.175 - 10 - EXHIBIT B Sales of MLC Common Stock -------------------------- Price Per Share Number of (including Date Seller Shares Commission) - ---- ------ --------- ----------- 1/08/96 SICH 1,800 $ 6.44 1/10/96 SICH 4,000 6.44 4/09/96 SICH 5,000 8.46 4/10/96 SICH 5,000 8.585 - 11 - EXHIBIT C Principal Occupation Name and Address or Employment - ----------------- ---------------------- W. Marston Becker (1--9) Chairman of the Board and Orion Capital Corporation Chief Executive Officer of 9 Farm Springs Road Orion and each of the Farmington, CT 06032 Subsidiaries Gordon F. Cheesbrough (1) Chairman and Chief Scotia Capital Markets Executive Officer, 40 King Street West ScotiaMcLeod, Inc., Scotia Plaza, 66th Floor Canadian investment Toronto, Ontario M5W 2X6 dealers Canada Bertram J. Cohn (l) Managing Director, First 437 Madison Avenue, 30th Floor Manhattan Company, invest- New York, New York, l0022 ment bankers John C. Colman (l) Private investor and 4 Briar Lane consultant Glencoe, Illinois 60022 Victoria R. Fash (1) Executive Vice President Cognizant Corporation and Chief Financial 200 Nyala Farms Road Officer of Cognizant Westport, Connecticut 06880 Corporation Alan R. Gruber (1--9) Chairman of the Executive Orion Capital Corporation and Investment Committees 600 Fifth Avenue and Senior Executive New York, New York 10020 Consultant to Orion; Chairman of the Board of GNC and GNIC Robert H. Jeffrey (l) Chairman of the Board, The Jeffrey Company Company Jeflion Investment 88 E. Broad Street, Suite l560 Company; Chairman of the Columbus, Ohio 43215 Board, The Jeffrey Company, a privately held investment company which is the parent of Jeflion Investment Company - ------------------------------------------------------------------ (l) Director of Orion (5) Director of SICH (2) Director of CSIC (6) Director of CIC (3) Director of EBIC (7) Director of DPIC (4) Director of F&C (8) Director of GNC (9) Director of GNIC - 12 - Principal Occupation Name and Address or Employment - ---------------- ---------------------- Warren R. Lyons (1) Chairman, Avco Financial Avco Financial Services Services, a financial 600 Anton Boulevard services company and a Costa Mesa, California 92628 subsidiary of Textron Inc. James K. McWilliams (l) Proprietor of McWilliams & 2288 Broadway Company and General San Francisco, California 94115 Partner, Mt. Eden Vineyards, Inc. Ronald W. Moore (1) Adjunct Professor of Morgan Hall Business Administration, Soldiers Field Harvard University Boston, Massachusetts 02163 Robert B. Sanborn (1 & 8) Senior Executive 87 Farm Lane Consultant to Orion South Dennis, Massachusetts 02660 William J. Shepherd (l & 8) Private investor 109 Golf Edge Westfield, New Jersey 07090 John R. Thorne (1) Morgenthaler Professor of Furnace Run Entrepreneurship, Graduate Laughlintown, Pennsylvania 15655 School of Industrial Administration, Carnegie- Mellon University; Chairman, The Enterprise Corporation of Pittsburgh, a non-profit corporation encouraging and supporting entrepreneurial businesses Roger B. Ware (1 & 8) Senior Consultant to Guaranty National Corporation Guaranty National 9800 South Meridian Boulevard Corporation Englewood, CO 80112 - ----------------------------------------------------------------- (l) Director of Orion (8) Director of GNC - 13 - Principal Occupation Name and Address or Employment - ---------------- ---------------------- Raymond W. Jacobsen (2--7) Senior Vice President of Orion Capital Corporation Orion, CIC, EBIC, F&C, 9 Farm Springs Road DPIC and SICH; Chairman of Farmington, Connecticut 06032 EBIC Daniel L. Barry (2--7) Senior Vice President and Orion Capital Corporation Chief Financial Officer of 9 Farm Springs Road Orion, CSIC, EBIC, F&C, Farmington, Connecticut 06032 DPIC, SICH and CIC Michael P. Maloney, Esq. (2--7) Senior Vice President, Orion Capital Corporation General Counsel and 600 Fifth Avenue Secretary of Orion; New York, New York l0020 Senior Vice President, Chief Legal Officer and Assistant Secretary of each of the Sub- sidiaries and Assistant Secretary of GNC William G. McGovern Senior Vice President and Orion Capital Corporation Chief Actuary of Orion; 9 Farm Springs Road Senior Vice President and Farmington, Connecticut 06032 Chief Actuary of each of the Subsidiaries Vincent T. Papa (2--8) Senior Vice President Wm. H. McGee & Co., Inc. of Orion; Chairman of Four World Trade Center Wm. H. McGee & Co.; Inc., Suite 6274 a wholly-owned subsidiary New York, New York 10048 of Orion; and Senior Vice President of each of the Subsidiaries - ----------------------------------------------------------------- (2) Director of CSIC (6) Director of CIC (3) Director of EBIC (7) Director of DPIC (4) Director of F&C (8) Director of GNC (5) Director of SICH - 14 - Principal Occupation Name and Address or Employment - ---------------- ---------------------- Raymond J. Schuyler (2--7) Senior Vice President and Orion Capital Corporation Chief Investment Officer 600 Fifth Avenue of Orion; Senior Vice New York, New York 10020 President-Investments of each of the Subsidiaries and Vice President-Invest- ments of GNC and GNIC Jonathan H. Gice (2--7) Vice President of Orion; EBI Companies President of EBIC; Vice 325 North Corporate Drive President of CIC, F&C Brookfield, Wisconsin 53045 and SICH Lawrence D. Nolen Vice President of CIC, Orion Capital Companies SICH and F&C 312 Farmington Avenue Farmington, Connecticut 06032 Ralph M. Herrmann Senior Vice President Orion Capital Companies of CIC, EBIC and F&C 9 Farm Springs Road Farmington, Connecticut 06032 Eva Schlehofer Vice President of CSIC, Orion Capital Companies F&C, SICH and CIC 9 Farm Springs Road Farmington, Connecticut 06032 Stanley G. Fullwood (2--7) Vice President, General Orion Capital Companies Counsel and Secretary 9 Farm Springs Road of each of the Sub- Farmington, Connecticut 06032 sidiaries Craig A. Nyman Vice President and Orion Capital Companies Treasurer of Orion and Farm Springs Road each of the Subsidiaries Farmington, Connecticut 06032 - ----------------------------------------------------------------- (2) Director of CSIC (6) Director of CIC (3) Director of EBIC (7) Director of DPIC (4) Director of F&C (5) Director of SICH - 15 - Principal Occupation Name and Address or Employment - ---------------- ---------------------- Stephen M. Mulready (2--7) Vice President of Orion; Orion Capital Companies President of CSIC and Vice 9 Farm Springs Road President of F&C, SICH and Farmington, Connecticut 06032 CIC Thomas M. Okarma (2--7) Vice President of Orion; DPIC Companies President of DPIC and Vice 2959 Monterey/Salinas Highway President of SICH and CIC Monterey, California 93940 Angelica T. Cantlon Vice President of Orion, Orion Capital Companies Vice President-Human 9 Farm Springs Road Resources of each of the Farmington, Connecticut 06032 Subsidiaries Robert T. Claiborne Vice President, Portfolio Orion Capital Corporation Manager and Director of 600 Fifth Avenue Research of Orion and each New York, New York 10020 of the Subsidiaries Claudia F. Lindsey Vice President of Orion 9 Farm Springs Road and Vice President- Farmington, Connecticut 06032 Business Development of each of the Subsidiaries Victor L. Matthews Vice President and Orion Capital Corporation Controller of Orion 600 Fifth Avenue New York, New York 10020 David B. Semeraro Vice President of Orion Orion Capital Companies and Vice President and 9 Farm Springs Road Chief Information Officer Farmington, Connecticut 06032 of each of the Sub- sidiaries Kevin W. Sullivan Vice President and Orion Capital Corporation Assistant Chief Invest- 600 Fifth Avenue ment Officer of Orion New York, New York 10020 and each of the Sub- sidiaries - ----------------------------------------------------------------- (2) Director of CSIC (6) Director of CIC (3) Director of EBIC (7) Director of DPIC (4) Director of F&C (5) Director of SICH - 16 - Principal Occupation Name and Address or Employment - ---------------- ---------------------- William M. Beers Vice President and DPIC Companies Assistant Secretary of 2959 Monterey/Salinas Highway each of the Subsidiaries Monterey, California 93940 Leland H. Beman Vice President of each of Orion Capital Companies the Subsidiaries 9 Farm Springs Road Farmington, Connecticut 06032 Anne Campbell Vice President of CSIC, F&C Orion Capital Companies SICH and CIC 9 Farm Springs Road Farmington, Connecticut 06032 Thomas A. Clark Vice President of CSIC, F&C Orion Capital Companies SICH and CIC 9 Farm Springs Road Farmington, Connecticut 06032 Robert A. Lightfoot, Jr. Vice President of CSIC Orion Capital Companies 9 Farm Springs Road Farmington, Connecticut 06032 Richard C. Tardif Vice President of each of Orion Capital Companies the Subsidiaries 9 Farm Springs Road Farmington, Connecticut 06032 Peter M. Vinci Vice President and Orion Capital Companies Controller of each of the 9 Farm Springs Road Subsidiaries Farmington, Connecticut 06032 James W. Webb Vice President of each of Orion Capital Companies the Subsidiaries 9 Farm Springs Road Farmington, Connecticut 06032 Kimberley J. Delany Vice President of EBIC, EBI Companies F&C and CIC 12770 Coit Road Dallas, TX 75251 - 17 - Principal Occupation Name and Address or Employment - ---------------- ---------------------- Graham A. Addington Senior Vice President of DPIC Companies DPIC and Vice President 155 University Avenue of SICH Toronto, Ontario M5H 3B7 Canada David J. Vermeulen Vice President of SICH and DPIC Companies Senior Vice President of 2959 Monterey/Salinas Highway DPIC Monterey, California 93940 Florence E. Whitmore Vice President of SICH and DPIC Companies Senior Vice President of 2959 Monterey/Salinas Highway DPIC Monterey, California 93940 A. Russell Chaney Senior Vice President of DPIC Companies DPIC 2959 Monterey/Salinas Highway Monterey, California 93940 Richard D. Crowell Senior Vice President of DPIC Companies DPIC 2959 Monterey/Salinas Highway Monterey, California 93940 William M. Demmon Senior Vice President of DPIC Companies DPIC 2959 Monterey/Salinas Highway Monterey, California 93940 Patrick C. Ryan Senior Vice President of DPIC Companies DPIC 2959 Monterey/Salinas Highway Monterey, California 93940 Theresa A. Buckley Vice President of DPIC DPIC Companies 2959 Monterey/Salinas Highway Monterey, California 93940 Paul T. Carroccio Vice President of DPIC DPIC Companies 2959 Monterey/Salinas Highway Monterey, California 93940 - 18 - Principal Occupation Name and Address or Employment - ---------------- ---------------------- Betty J. Crane Vice President of DPIC DPIC Companies 2959 Monterey/Salinas Highway Monterey, California 93940 John P. Doran Vice President of DPIC DPIC Companies 2959 Monterey/Salinas Highway Monterey, California 93940 Aileen Ekmekjian Vice President of DPIC DPIC Companies 155 University Avenue Toronto, Ontario M5H 3B7 Canada Richard Hardeman Vice President of DPIC DPIC Companies 2959 Monterey/Salinas Highway Monterey, California 93940 Gail A. Johnson Vice President of DPIC DPIC Companies 2959 Monterey/Salinas Highway Monterey, California 93940 Edmund Kelly Vice President-Finance of DPIC Companies DPIC 2959 Monterey/Salinas Highway Monterey, California 93940 Patricia Marshall Vice President of DPIC DPIC Companies 2959 Monterey/Salinas Highway Monterey, California 93940 William T. Meisen Vice President of DPIC DPIC Companies 2959 Monterey/Salinas Highway Monterey, California 93940 Andrea K. Mennenga Vice President of DPIC DPIC Companies 2959 Monterey/Salinas Highway Monterey, California 93940 - 19 - Principal Occupation Name and Address or Employment - ---------------- ---------------------- Andrea L. Peck Vice President of DPIC DPIC Companies 2959 Monterey/Salinas Highway Monterey, California 93940 Denise D. Rose Vice President of DPIC DPIC Companies 2959 Monterey/Salinas Highway Monterey, California 93940 Stephen F. Saunders Vice President of DPIC DPIC Companies 2959 Monterey/Salinas Highway Monterey, California 93940 Charles Wilson, III Vice President of DPIC DPIC Companies 2959 Monterey/Salinas Highway Monterey, California 93940 Dr. Tucker Hart Adams (8) President of The The Adams Group Adams Group 4822 Alteza Drive, Ste. 300 Colorado Springs, Colorado 80917 Dennis J. Lacey (8) President and Chief Capital Associates International, Inc. Executive Officer of 7175 W. Jefferson Avenue Capital Associates Lakewood, Colorado 80235 International, Inc. M. Ann Padilla (8) President and Chief Sunny Side Inc./Temp Side Executive Officer of 210 University Boulevard, #550 Sunny Side Inc./Temp Side Denver, Colorado 80206-4622 Richard R. Thomas (8) Chairman of the Board Adco General Corporation and Chief Executive 1080 Kalamath Street Officer of Adco General Denver, Colorado 80204 Corporation James R. Pouliot (8 & 9) President and Chief Guaranty National Corporation Executive Officer of 9800 South Meridian Boulevard GNC and GNIC Englewood, Colorado 80112 - ------------------------------------------------------------------ (8) Director of GNC (9) Director of GNIC - 20 - Principal Occupation Name and Address or Employment - ---------------- ---------------------- Michael L. Pautler (9) Senior Vice President- Guaranty National Corporation Finance/Treasurer and 9800 South Meridian Boulevard Corporate Information Englewood, Colorado 80112 Systems of GNC and GNIC Richard M. Beverage Senior Vice President of Guaranty National Corporation GNC and Senior Vice 9800 South Meridian Boulevard President - Chief Actuary Englewood, Colorado 80112 of GNIC Arthur J. Mastera (9) Senior Vice President of Guaranty National Corporation GNC and Senior Vice 9800 South Meridian Boulevard President - Chief Admini- Englewood, Colorado 80112 strative Officer of GNIC Jackie L. Melton Senior Vice President of Guaranty National Corporation GNC 9800 South Meridian Boulevard Englewood, Colorado 80112 Fred T. Roberts (9) Senior Vice President of Guaranty National Corporation GNC and GNIC; President, 9800 South Meridian Boulevard Commercial Lines Englewood, Colorado 80112 Charles B. Ruzicka Senior Vice President of Guaranty National Corporation GNC and Senior Vice Presi- 9800 South Meridian Boulevard dent Information Services of GNIC Philip H. Urban Senior Vice President of Guaranty National Corporation GNC and GNIC; President, 9800 South Meridian Boulevard Personal Lines Englewood, Colorado 80112 Charles E. Hansen (9) Vice President of GNIC Guaranty National Corporation 9800 South Meridian Boulevard Englewood, Colorado 80112 Robert N. Billings Senior Vice President - Guaranty National Corporation General Commercial Divi- 9800 South Meridian Boulevard sion of GNIC Englewood, Colorado 80112 - ----------------------------------------------------------------- (9) Director of GNIC - 21 - Principal Occupation Name and Address or Employment - ---------------- ---------------------- Gregory J. Madson Senior Vice President Guaranty National Corporation of GNIC 9800 South Meridian Boulevard Englewood, Colorado 80112 Roy Vega Senior Vice President - Guaranty National Corporation Collateral Protection 9800 South Meridian Boulevard Division of GNIC Englewood, Colorado 80112 Robert D. Wilkes Senior Vice President Guaranty National Corporation of GNIC 9800 South Meridian Boulevard Englewood, Colorado 80112 Cheryl A. Bishop Vice President - Guaranty National Corporation Marketing of GNIC 9800 South Meridian Boulevard Englewood, Colorado 80112 Robert A. Cordell Vice President - Guaranty National Corporation Controller, Personal 9800 South Meridian Boulevard Lines of GNIC Englewood, Colorado 80112 James B. Craft Vice President - Guaranty National Corporation General Counsel 9800 South Meridian Boulevard of GNIC Englewood, Colorado 80112 Daniel D. Haug Vice President - Guaranty National Corporation Warranty and Office 9800 South Meridian Boulevard Services, Assistant Englewood, Colorado 80112 Secretary of GNIC Patricia T. Hemley Vice President - Guaranty National Corporation Controller, Commercial 9800 South Meridian Boulevard Operations of GNIC Englewood, Colorado 80112 Dwight L. Moen Vice President - Guaranty National Corporation Commercial Lines 9800 South Meridian Boulevard Claims of GNIC Englewood, Colorado 80112 - 22 - Principal Occupation Name and Address or Employment - ---------------- ---------------------- James E. Morey Vice President of GNIC Guaranty National Corporation 9800 South Meridian Boulevard Englewood, Colorado 80112 James F. Smith Vice President - Guaranty National Corporation California Claims 9800 South Meridian Boulevard Operations of GNIC Englewood, Colorado 80112 Gregory R. Spadinger Vice President of GNIC Guaranty National Corporation 9800 South Meridian Boulevard Englewood, Colorado 80112 - 23 - -----END PRIVACY-ENHANCED MESSAGE-----