8-K 1 relianceonstatements2.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 August 10, 2023 Date of Report (date of Earliest Event Reported) ORIGINAL SIXTEEN TO ONE MINE INCORPORATED (Exact Name of Registrant as Specified in its Charter) CALIFORNIA 001-10156 94-0735390 (State or Other Jurisdiction of Incorporation or Organization) (Commission File No.) (I.R.S. Employer Identification No.) P.O. Box 970, Alleghany, California 95910 (Address of principal executive offices and zip code) (720) 673-7484 (Registrant telephone number, including area code) NOT APPLICABLE (Former name or former address, if changed from last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ? Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ? Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ? Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ? Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common OSTO OTC-Pink Sheets Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (section 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (section 240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audited Report or Completed Interim Review. Original Sixteen to One Mine Incorporated (the Company) again discloses that as of August 10, 2023, the Board of Directors of the Company has concluded that previously disclosed financial information of the Company for calendar years 2020, 2021 and 2022, and information recently posted on the website of the Company (www.original16to1.com) for year ending 12/31/22 (posted on May 19, 2023), quarter ending 03/31/2023 and quarter ending 06/30/2023 (both posted on August 10, 2023) cannot be relied upon. As previously disclosed, the Company underwent a management transition in November 2022. Since that time, removed prior management of the Company, Michael Miller, Hugh Dan O Neil and Robert Besso, have refused to transfer and/or provide access to the historical financial data of the Company to current management. As a result, current management continues to be unable to review the historical financial data of the Company relative to the financial statements and information as presented and disclosed by prior management for the calendar years 2020, 2021, 2022 and 2023. Additionally, the Company has recently been unable to locate numerous assets including gold inventory of the Company listed in disclosed or posted financial statements and/or tax returns submitted by prior management. SIGNATURE Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ORIGINAL SIXTEEN TO ONE MINE INCORPORATED Date: August 14, 2023 By: /s/ Douglas Charlton Name: Douglas Charlton Title: President