F-6EF 1 e621898_f6ef-atlas.htm

 

As filed with the Securities and Exchange Commission on August 30, 2022 Registration No. 333-            

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM F-6

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933 FOR AMERICAN DEPOSITARY SHARES EVIDENCED BY

AMERICAN DEPOSITARY RECEIPTS

 

 

 

Atlas Copco AB

(Exact name of issuer of deposited securities as specified in its charter)

 

 

 

N/A

(Translation of issuer’s name into English)

 

 

 

Kingdom of Sweden

(Jurisdiction of incorporation or organization of issuer)

 

 

 

CITIBANK, N.A.

(Exact name of depositary as specified in its charter)

 

 

 

388 Greenwich Street

New York, New York 10013

(877) 248-4237

(Address, including zip code, and telephone number, including area code, of depositary’s principal executive offices)

 

 

 

Aaron Prato

Atlas Copco North America LLC

6 Century Drive, Suite 310

Parsippany, NJ 07054

(973) 397-3469

(Address, including zip code, and telephone number, including area code, of agent for service)

 

 

 

Copies to:

Machelle Morey, Esq.

Atlas Copco North America LLC

6 Century Drive, Suite 310

Parsippany, NJ 07054

(973) 397-3403

 

Herman H. Raspé, Esq.

Patterson Belknap Webb & Tyler LLP
1133 Avenue of the Americas
New York, New York 10036
(212) 336-2301

 

 

 

It is proposed that this filing become effective under Rule 466:

 ☒

immediately upon filing.

   

on (Date) at (Time).

  

If a separate registration statement has been filed to register the deposited shares, check the following box: ☐

 

 

 

CALCULATION OF REGISTRATION FEE

Title of Each Class of
Securities to be Registered
Amount to be
Registered

Proposed Maximum

Aggregate Price Per

Unit*

Proposed Maximum

Aggregate Offering

Price**

Amount of

Registration Fee

American Depositary Shares (“ADS(s)”), each ADS representing the right to receive one (1) Class A Share of Atlas Copco AB (the “Company”)

100,000,000 ADSs $5.00 $5,000,000.00 $463.50

 

*Each unit represents 100 ADSs.
**Estimated solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of ADSs.

 

i 

 

 

This Registration Statement may be executed in any number of counterparts, each of which shall be deemed an original, and all of such counterparts together shall constitute one and the same instrument.

 

ii 

 

 

PART I

 

INFORMATION REQUIRED IN PROSPECTUS

 

Cross Reference Sheet

 

Item 1.DESCRIPTION OF SECURITIES TO BE REGISTERED

 

Item Number and Caption

 

Location in Form of American

Depositary Receipt (“Receipt”)
Filed Herewith as Prospectus

         
1. Name of Depositary and address of its principal executive office   Face of Receipt -  Introductory Article and Paragraph (9).
       
2. Title of Receipts and identity of deposited securities   Face of Receipt  - Top Center.
         
  Terms of Deposit:    
       
  (i) The amount of deposited securities represented by one American Depositary Share (“ADSs”)   Face of Receipt  - Introductory Article.
         
  (ii) The procedure for voting, if any, the deposited securities   Reverse of Receipt  - Paragraphs (11)
and (12).
         
  (iii) The collection and distribution of dividends   Reverse of Receipt - Paragraph (10).
         
  (iv) The transmission of notices, reports and proxy soliciting material   Reverse of Receipt  - Paragraph (14).
         
  (v) The sale or exercise of rights   Reverse of Receipt – Paragraph (10).
         
  (vi) The deposit or sale of securities resulting from dividends, splits or plans of reorganization   Reverse of Receipt - Paragraphs (10) and (13).
         
  (vii) Amendment, extension or termination of the deposit agreement   Reverse of Receipt - Paragraphs (18) and (19) (no provision for extensions).
         
  (viii) Rights of holders of Receipts to inspect the transfer books of the Depositary and the list of holders of ADSs   Reverse of Receipt - Paragraph (14).
         
  (ix) Restrictions upon the right to deposit or withdraw the underlying securities   Face of Receipt – Paragraphs (2) and (3).

 

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Item Number and Caption  

Location in Form of American

Depositary Receipt (“Receipt”)

Filed Herewith as Prospectus

         
  (x) Limitation upon the liability of the Depositary   Reverse of Receipt – Paragraph (16).
         
3. Fees and charges which may be imposed directly or indirectly on holders of ADSs   Face of Receipt – Paragraphs (3) and (6).
         
Item 2. AVAILABLE INFORMATION   Face of Receipt - Paragraph (9).

 

The Company publishes the information contemplated in Rule 12g3-2(b)(2)(i) under the United States Securities Exchange Act of 1934, as amended (the “Exchange Act”) on its internet website or through an electronic information delivery system generally available to the public in the Company’s primary trading market. As of the date hereof the Company’s internet website is www.atlascopco.com. The information so published by the Company may not be in English, except that the Company is required, in order to maintain its exemption from the Exchange Act reporting obligations pursuant to Rule 12g3-2(b), to translate such information into English to the extent contemplated in Rule 12g3-2(b). The information so published by the Company cannot be retrieved from the internet website of United States Securities and Exchange Commission (the “Commission”), and cannot be inspected or copied at the public reference facilities maintained by the Commission located (as of the date of the Second Amended and Restated Deposit Agreement) at 100 F Street, N.E., Washington, D.C. 20549.

 

 I-2

 

  

PROSPECTUS

 

The Prospectus consists of the proposed form of American Depositary Receipt included as Exhibit A to the Second Amended and Restated Deposit Agreement filed as Exhibit (a)(i) to this Registration Statement on Form F-6 and is incorporated herein by reference.

 

 I-3

 

 

PART II

 

INFORMATION NOT REQUIRED IN PROSPECTUS

 

Item 3.EXHIBITS

 

(a)(i) Second Amended and Restated Deposit Agreement, dated as of March 22, 2021, by and among Atlas Copco AB (the “Company”), Citibank, N.A., as depositary (the “Depositary”), and all Holders and Beneficial Owners of American Depositary Shares issued thereunder (“Deposit Agreement”). — Filed herewith as Exhibit (a)(i).

 

(a)(ii) Deposit Agreement, dated as of November 9, 1990 as amended and restated as of September 19, 1995, by and among the Company, the Depositary, and all Holders from time to time of American Depositary Receipts issued thereunder. — Previously filed with the Commission on May 3, 2007 (Reg. No. 333-142608) and incorporated by reference.

 

(b)       Any other agreement to which the Depositary is a party relating to the issuance of the American Depositary Shares registered hereunder or the custody of the deposited securities represented thereby. — None.

 

(c)       Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. — None.

 

(d)       Opinion of counsel for the Depositary as to the legality of the securities to be registered. — Filed herewith as Exhibit (d).

 

(e)       Certificate under Rule 466. — Filed herewith as Exhibit (e).

 

(f)       Powers of Attorney for certain officers and directors and the authorized representative of the Company. — Set forth on the signature pages hereto.

 

 II-1

 

 

Item 4.UNDERTAKINGS

 

(a)The Depositary undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of ADSs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer.

 

(b)If the amount of fees charged is not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an ADS thirty (30) days before any change in the fee schedule.

 

 II-2

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, Citibank, N.A., acting solely on behalf of the legal entity to be created by the Second Amended and Restated Deposit Agreement, dated as of March 22, 2021, by and among Atlas Copco AB, Citibank, N.A., as depositary, and all Holders and Beneficial Owners from time to time of American Depositary Shares to be issued thereunder, certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on the 30th day of August 2022.

 

  Legal entity created by the Second Amended and Restated Deposit Agreement under which the American Depositary Shares registered hereunder are to be issued, each American Depositary Share representing the right to receive one (1) Class A Share of Atlas Copco AB
     
  CITIBANK, N.A., solely in its capacity as Depositary
     
  By: /s/ Keith Galfo
    Name: Keith Galfo
    Title:   Attorney-in-Fact

 

 II-3

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, Atlas Copco AB certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement on Form F-6 to be signed on its behalf by the undersigned thereunto duly authorized, in Nacka, Sweden on August 30, 2022.

 

  atlas copco ab
     
  By: /s/ Eva Klasén
    Name: Eva Klasén
    Title:   Senior Vice President, Chief Legal Officer
     
  By: /s/ Peter Kinnart
    Name: Peter Kinnart
    Title: Senior Vice President, Chief Financial Officer

 

 II-4

 

  

POWERS OF ATTORNEY

 

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Aaron Prato to act as his/her true and lawful attorney-in-fact and agent, with full power of substitution, for him/her and in his/her name, place and stead, in any and all such capacities, to sign any and all amendments, including post-effective amendments, and supplements to this Registration Statement, and to file the same, with all exhibits thereto and other documents in connection therewith, with the United States Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as s/he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his/her substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement on Form F-6 has been signed by the following persons in the following capacities on August 30, 2022.

 

Signature   Title
     
/s/ Mats Rahmström   President, Chief Executive Officer and Director
Mats Rahmström    
     
/s/ Peter Kinnart   Senior Vice President, Chief Financial Officer
Peter Kinnart    
     
/s/ Daniela Baiochi   Vice President Group Controller
Daniela Baiochi    
     
/s/ Hans Stråberg   Director, Chairman of the Board
Hans Stråberg    
     
/s/ Staffan Bohman   Director
Staffan Bohman    
     
/s/ Johan Forsell   Director
Johan Forsell    

 

 II-5

 

 

/s/ Anna Olsson-Lejon   Director
Anna Olsson-Lejon    
     
/s/ Peter Wallenberg Jr   Director
Peter Wallenberg Jr    

 

 II-6

 

 

Authorized Representative in the U.S.

 

Atlas Copco North America LLC

 

By: /s/ Aaron Prato  
  Name: Aaron Prato  
  Title:   President  

 

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Index to Exhibits

 

Exhibit Document

Sequentially

Numbered Page

(a)(i) Second Amended and Restated Deposit Agreement  

(d)

(e)

Opinion of counsel to the Depositary

Rule 466 Certification