<SEC-DOCUMENT>0001193125-17-138702-index.html : 20170426 <SEC-HEADER>0001193125-17-138702.hdr.sgml : 20170426 <ACCEPTANCE-DATETIME>20170426124928 ACCESSION NUMBER: 0001193125-17-138702 CONFORMED SUBMISSION TYPE: SC TO-I PUBLIC DOCUMENT COUNT: 22 FILED AS OF DATE: 20170426 DATE AS OF CHANGE: 20170426 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KOREA FUND INC CENTRAL INDEX KEY: 0000748691 IRS NUMBER: 133226146 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC TO-I SEC ACT: 1934 Act SEC FILE NUMBER: 005-36819 FILM NUMBER: 17783307 BUSINESS ADDRESS: STREET 1: ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT STREET 2: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-3000 MAIL ADDRESS: STREET 1: ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT STREET 2: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KOREA FUND INC CENTRAL INDEX KEY: 0000748691 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133226146 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC TO-I BUSINESS ADDRESS: STREET 1: ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT STREET 2: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-3000 MAIL ADDRESS: STREET 1: ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT STREET 2: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 </SEC-HEADER> <DOCUMENT> <TYPE>SC TO-I <SEQUENCE>1 <FILENAME>d346316dsctoi.htm <DESCRIPTION>THE KOREA FUND, INC. <TEXT> Document 1 - file: d346316dsctoi.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(I) <SEQUENCE>2 <FILENAME>d346316dex99a1i.htm <DESCRIPTION>LETTER TO SHAREHOLDERS AND OFFER TO PURCHASE <TEXT> Document 2 - file: d346316dex99a1i.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(II) <SEQUENCE>3 <FILENAME>d346316dex99a1ii.htm <DESCRIPTION>LETTER OF TRANSMITTAL <TEXT> Document 3 - file: d346316dex99a1ii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(III) <SEQUENCE>4 <FILENAME>d346316dex99a1iii.htm <DESCRIPTION>LETTER TO BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES <TEXT> Document 4 - file: d346316dex99a1iii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(IV) <SEQUENCE>5 <FILENAME>d346316dex99a1iv.htm <DESCRIPTION>LETTER TO CLIENTS AND CLIENT INSTRUCTION FORM <TEXT> Document 5 - file: d346316dex99a1iv.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(V) <SEQUENCE>6 <FILENAME>d346316dex99a1v.htm <DESCRIPTION>NOTICE OF GUARANTEED DELIVERY <TEXT> Document 6 - file: d346316dex99a1v.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(VI) <SEQUENCE>7 <FILENAME>d346316dex99a1vi.htm <DESCRIPTION>NOTICE OF WITHDRAWAL <TEXT> Document 7 - file: d346316dex99a1vi.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(5)(II) <SEQUENCE>8 <FILENAME>d346316dex99a5ii.htm <DESCRIPTION>PRESS RELEASE DATED APRIL 26, 2017 <TEXT> Document 8 - file: d346316dex99a5ii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(1) <SEQUENCE>9 <FILENAME>d346316dex99d1.htm <DESCRIPTION>DEPOSITARY AGREEMENT <TEXT> Document 9 - file: d346316dex99d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(2) <SEQUENCE>10 <FILENAME>d346316dex99d2.htm <DESCRIPTION>INFORMATION AGENT ENGAGEMENT LETTER BETWEEN THE FUND AND AST FUND SOLUTIONS, LLC <TEXT> Document 10 - file: d346316dex99d2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(3) <SEQUENCE>11 <FILENAME>d346316dex99d3.htm <DESCRIPTION>INVESTMENT MANAGEMENT AGREEMENT DATED APRIL 1, 2013 <TEXT> Document 11 - file: d346316dex99d3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(4) <SEQUENCE>12 <FILENAME>d346316dex99d4.htm <DESCRIPTION>TRANSFER AGENCY AND SERVICE AGREEMENT DATED AUGUST 4, 2015 <TEXT> Document 12 - file: d346316dex99d4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(5) <SEQUENCE>13 <FILENAME>d346316dex99d5.htm <DESCRIPTION>CUSTODIAN AGREEMENT DATED JANUARY 31, 2013 <TEXT> Document 13 - file: d346316dex99d5.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>g346316346316_01.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: g346316346316_01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>g346316346316_02.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: g346316346316_02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>g346316346316_03.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: g346316346316_03.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>g346316346316_04.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: g346316346316_04.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>g346316ex99_d1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: g346316ex99_d1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>g346316page010.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: g346316page010.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>g346316page012.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 20 - file: g346316page012.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>g381834sig_01kor.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 21 - file: g381834sig_01kor.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>g383494sig_01kor.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 22 - file: g383494sig_01kor.jpg
</DOCUMENT> </SEC-DOCUMENT>