0001072613-18-000213.txt : 20180314
0001072613-18-000213.hdr.sgml : 20180314
20180314161334
ACCESSION NUMBER: 0001072613-18-000213
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180313
FILED AS OF DATE: 20180314
DATE AS OF CHANGE: 20180314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC
CENTRAL INDEX KEY: 0001018138
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04058
FILM NUMBER: 18689622
BUSINESS ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
BUSINESS PHONE: 011441717110771
MAIL ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
FORMER NAME:
FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC
DATE OF NAME CHANGE: 19960705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CENTRAL INDEX KEY: 0001034546
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04058
FILM NUMBER: 18689621
BUSINESS ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
BUSINESS PHONE: 4417171107
MAIL ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KOREA FUND INC
CENTRAL INDEX KEY: 0000748691
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133226146
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT
STREET 2: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-739-3000
MAIL ADDRESS:
STREET 1: ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT
STREET 2: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
koreafund-4_18182.xml
OWNERSHIP DOCUMENT
X0306
4
2018-03-13
0
0000748691
KOREA FUND INC
KF
0001018138
CITY OF LONDON INVESTMENT GROUP PLC
77 GRACECHURCH STREET
LONDON
X0
EC3V0AS
UNITED KINGDOM
0
0
1
0
0001034546
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
77 GRACECHURCH STREET
LONDON
X0
EC3V0AS
UNITED KINGDOM
0
0
1
0
Common Stock, par value $.01 per share
246248
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
64720
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
163103
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
135452
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
97925
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
106019
I
As investment adviser to a Dublin, Ireland-listed open-ended investment company
Common Stock, par value $.01 per share
116848
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
186578
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
24022
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
21647
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
2018-03-13
2018-03-13
4
S
0
5477
42.04
D
893460
I
As investment adviser to unaffiliated third-party segregated accounts
These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
These securities are beneficially owned by Emerging Markets Free Fund.
These securities are beneficially owned by Emerging Markets Global Fund.
These securities are beneficially owned by Emerging Markets Investable Fund.
These securities are beneficially owned by Global Emerging Markets Fund.
These securities are beneficially owned by The Emerging World Fund.
These securities are beneficially owned by Emerging Free Markets Country Fund.
These securities are beneficially owned by Emerging Markets Country Fund.
These securities are beneficially owned by Investable Emerging Markets Country Fund.
These securities are beneficially owned by The EM Plus CEF Fund.
These securities are beneficially owned by 11 unaffiliated third-party segregated accounts.
No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.
As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.
/s/ Barry M. Olliff, Director - City of London Group PLC
2018-03-14
/s/ Barry M. Olliff, Director - City of London Investment Management
2018-03-14