0001072613-17-000353.txt : 20170608 0001072613-17-000353.hdr.sgml : 20170608 20170608161152 ACCESSION NUMBER: 0001072613-17-000353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170606 FILED AS OF DATE: 20170608 DATE AS OF CHANGE: 20170608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOREA FUND INC CENTRAL INDEX KEY: 0000748691 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133226146 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT STREET 2: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-3000 MAIL ADDRESS: STREET 1: ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT STREET 2: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04058 FILM NUMBER: 17900345 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET STREET 2: LONDON ENGLAND CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 4417171107 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET STREET 2: LONDON ENGLAND CITY: LONDON STATE: X0 ZIP: EC3V0AS REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC CENTRAL INDEX KEY: 0001018138 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04058 FILM NUMBER: 17900346 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 011441717110771 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS FORMER NAME: FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC DATE OF NAME CHANGE: 19960705 4 1 koreafund-4_18052.xml OWNERSHIP DOCUMENT X0306 4 2017-06-06 0 0000748691 KOREA FUND INC KF 0001018138 CITY OF LONDON INVESTMENT GROUP PLC 77 GRACECHURCH STREET LONDON ENGLAND LONDON X0 EC3V0AS UNITED KINGDOM 0 0 1 0 0001034546 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 77 GRACECHURCH STREET LONDON ENGLAND LONDON X0 EC3V0AS UNITED KINGDOM 0 0 1 0 Common Stock, par value $.01 per share 246248 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 64720 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 163103 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 135452 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 97925 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 2017-06-06 2017-06-06 4 P 0 6400 40.15 A 106019 I As investment adviser to a Dublin, Ireland-listed open-ended investment company Common Stock, par value $.01 per share 116848 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 186578 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 24022 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 2017-06-07 2017-06-07 4 P 0 1028 39.81 A 21647 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 2017-06-07 2017-06-07 4 P 0 5000 39.81 A 922297 I As investment adviser to unaffiliated third-party segregated accounts These securities are beneficially owned by Emerging (BMI) Markets Country Fund. These securities are beneficially owned by Emerging Markets Free Fund. These securities are beneficially owned by Emerging Markets Global Fund. These securities are beneficially owned by Emerging Markets Investable Fund. These securities are beneficially owned by Global Emerging Markets Fund. These securities are beneficially owned by The Emerging World Fund. These securities are beneficially owned by Emerging Free Markets Country Fund. These securities are beneficially owned by Emerging Markets Country Fund. These securities are beneficially owned by Investable Emerging Markets Country Fund. These securities are beneficially owned by The EM Plus CEF Fund. These securities are beneficially owned by 12 unaffiliated third-party segregated accounts. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer. As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities. /s/ Thomas Griffith, Director - City of London Group PLC 2017-06-08 /s/ Thomas Griffith, Director - City of London Investment Management 2017-06-08