-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FK2JVOZ+H2kFiWArBy5Vk1eO7JS0gqGd8DVZJj80W4lv7Cu/qyGjFObHh88O0WgH EXIhgrvyNlTXDHzlpnChyQ== 0001072613-06-002414.txt : 20061122 0001072613-06-002414.hdr.sgml : 20061122 20061122130746 ACCESSION NUMBER: 0001072613-06-002414 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061121 FILED AS OF DATE: 20061122 DATE AS OF CHANGE: 20061122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOREA FUND INC CENTRAL INDEX KEY: 0000748691 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133226146 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 345 PARK AVE STREET 2: C/O DEUTSCHE ASSET MANAGEMENT CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 617-295-3986 MAIL ADDRESS: STREET 1: DEUTSCHE ASSET MANAGEMENT STREET 2: TWO INTERNATIONAL FUND CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC CENTRAL INDEX KEY: 0001018138 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-04058 FILM NUMBER: 061235475 BUSINESS ADDRESS: STREET 1: 10 EASTCHEAP STREET 2: LONDON ENGLAND EC3MLAJ CITY: LONDON BUSINESS PHONE: 011441717110771 MAIL ADDRESS: STREET 1: 10 EASTCHEAP STREET 2: LONDON ENLAND EC3MLAJ CITY: LONDON FORMER NAME: FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC DATE OF NAME CHANGE: 19960705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EMERGING MARKETS COUNTRY FUND CENTRAL INDEX KEY: 0000942359 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-04058 FILM NUMBER: 061235476 BUSINESS ADDRESS: STREET 1: 10 EASTCHEAP CITY: LONDON STATE: X0 ZIP: 00000 BUSINESS PHONE: 441717110771 4/A 1 pro_14722ex.xml X0202 4/A 2006-11-21 2006-05-31 0 0000748691 KOREA FUND INC KF 0001018138 CITY OF LONDON INVESTMENT GROUP PLC 10 EASTCHEAP LONDON X0 EC3M ILX UNITED KINGDOM 0 0 1 1 Joint Filer 0000942359 EMERGING MARKETS COUNTRY FUND 0 0 0 1 Joint Filer Common Stock, par value $.01 per share 0 D Common Stock, par value $.01 per share 0 D Common Stock, par value $.01 per share 2006-11-20 4 P 0 3771 39.50 A 713935 D Common Stock, par value $.01 per share 2006-11-21 4 P 0 10000 39.50 A 181450 D Regarding CLIG: CLIG has no pecuniary interest in any of the shares owned directly by the funds listed in notes 4 Regarding CLIM: CLIM has no pecuniary interest in any of the shares owned directly by the funds listed in notes 4 These securities are beneficially owned by Investable Emerging Market Country Fund These securities are beneficially owned by the segregated accounts for which CLIM provides investment advisory services. Neither City of London Investment Group PLC ("CLIG") nor City of London Investment Management Company Limited ("CLIM") are the beneficial owners of any shares of KF as the term "beneficial owner" is defined in Rule 16a-1(a)(2). CLIG is the parent holding company of CLIM, which provides investment advisory services to the funds listed in notes 4 through 9 below. This filing shall not be deemed an admission by any of the listed funds that they are subject to reporting under Section 16(a). By: /s/ Barry M. Olliff 2006-11-22 EX-99.1 2 joint-filer_14722.txt JOINT FILER INFORMATION EXHIBIT 99.1 ------------ JOINT FILER INFORMATION ----------------------- Name: City of London Investment Management Company Limited Address: 10 Eastcheap London EC3M ILX, England Designated Filer: City of London Investment Group PLC Issuer and Ticker Symbol: Korea Fund, Inc. ("KF") Date of Event Requiring Statement: November 22, 2006 Signature: City of London Investment Management Company Limited By: /S/ Barry Olliff ----------------------- Name: Barry Olliff, Chief Investment Officer JOINT FILER INFORMATION ----------------------- Name: City of London Investment Management Company Limited Address: 10 Eastcheap London EC3M ILX, England Designated Filer: Investable Emerging Market Country Fund Issuer and Ticker Symbol: Korea Fund, Inc. ("KF") Date of Event Requiring Statement: November 22, 2006 Signature: City of London Investment Management Company Limited By: /S/ Barry Olliff ----------------------- Name: Barry Olliff, Chief Investment Officer JOINT FILER INFORMATION ----------------------- Name: City of London Investment Management Company Limited Address: 10 Eastcheap London EC3M ILX, England Designated Filer: Segregated accounts for which CLIM provides investment advisory services. Issuer and Ticker Symbol: Korea Fund, Inc. ("KF") Date of Event Requiring Statement: November 22, 2006 Signature: City of London Investment Management Company Limited By: /S/ Barry Olliff ----------------------- Name: Barry Olliff, Chief Investment Officer -----END PRIVACY-ENHANCED MESSAGE-----