-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iv5+wgwln0deH032IrHfYBYtFjOq5vWUT3irAQNDACzTfjtV5bDW/zlRD0pyWX1q FH85mfB2yU65eiJuYf9BIw== 0001072613-06-001380.txt : 20060612 0001072613-06-001380.hdr.sgml : 20060612 20060612112732 ACCESSION NUMBER: 0001072613-06-001380 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060427 FILED AS OF DATE: 20060612 DATE AS OF CHANGE: 20060612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04058 FILM NUMBER: 06898844 BUSINESS ADDRESS: STREET 1: 10 EAST CHEAP CITY: LONDON STATE: X0 ZIP: 00000 BUSINESS PHONE: 4417171107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOREA FUND INC CENTRAL INDEX KEY: 0000748691 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133226146 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 345 PARK AVE STREET 2: C/O DEUTSCHE ASSET MANAGEMENT CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 617-295-3986 MAIL ADDRESS: STREET 1: DEUTSCHE ASSET MANAGEMENT STREET 2: TWO INTERNATIONAL FUND CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC CENTRAL INDEX KEY: 0001018138 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04058 FILM NUMBER: 06898845 BUSINESS ADDRESS: STREET 1: 10 EASTCHEAP STREET 2: LONDON ENGLAND EC3MLAJ CITY: LONDON BUSINESS PHONE: 011441717110771 MAIL ADDRESS: STREET 1: 10 EASTCHEAP STREET 2: LONDON ENLAND EC3MLAJ CITY: LONDON FORMER NAME: FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC DATE OF NAME CHANGE: 19960705 4 1 pro_14439aex.xml X0202 4 2006-04-27 0 0000748691 KOREA FUND INC KF 0001018138 CITY OF LONDON INVESTMENT GROUP PLC 10 EASTCHEAP LONDON X0 EC3M ILX UNITED KINGDOM 0 0 1 0 0001034546 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0 0 0 1 Joint Filer Common Stock, par value $.01 per share 0 D Common Stock, par value $.01 per share 0 D Common Stock, par value $.01 per share 2006-04-27 4 P 0 26833 40.3144 A 0 D Common Stock, par value $.01 per share 2006-04-28 4 P 0 20300 39.7238 A 0 D Common Stock, par value $.01 per share 2006-05-03 4 P 0 23460 41.1793 A 0 D Common Stock, par value $.01 per share 2006-05-05 4 P 0 23400 41.7762 A 0 D Common Stock, par value $.01 per share 2006-05-15 4 P 0 65000 40.3299 A 0 D Common Stock, par value $.01 per share 2006-05-16 4 P 0 25800 39.6977 A 0 D Common Stock, par value $.01 per share 2006-05-17 4 P 0 54300 39.4447 A 0 D Common Stock, par value $.01 per share 2006-05-18 4 P 0 15000 38.47 A 0 D Common Stock, par value $.01 per share 2006-05-19 4 P 0 2400 38.6563 A 0 D Common Stock, par value $.01 per share 2006-05-22 4 P 0 138000 36.3303 A 0 D Common Stock, par value $.01 per share 2006-05-23 4 P 0 22400 37.3848 A 0 D Common Stock, par value $.01 per share 2006-05-24 4 P 0 27700 36.9404 A 0 D Common Stock, par value $.01 per share 2006-05-25 4 P 0 28700 37.0042 A 0 D Common Stock, par value $.01 per share 2006-05-26 4 P 0 10000 37.7162 A 0 D Common Stock, par value $.01 per share 2006-05-30 4 P 0 12000 36.8597 A 0 D Common Stock, par value $.01 per share 2006-05-31 4 P 0 4400 36.4802 A 2329003 D Common Stock, par value $.01 per share 2006-04-26 4 P 0 6600 40.0943 A 0 D Common Stock, par value $.01 per share 2006-04-27 4 P 0 26700 40.3144 A 0 D Common Stock, par value $.01 per share 2006-05-01 4 P 0 17700 39.9662 A 0 D Common Stock, par value $.01 per share 2006-05-02 4 P 0 7600 40.7882 A 0 D Common Stock, par value $.01 per share 2006-05-03 4 P 0 6340 41.1793 A 0 D Common Stock, par value $.01 per share 2006-05-04 4 P 0 11700 41.345 A 0 D Common Stock, par value $.01 per share 2006-05-05 4 P 0 23400 41.7762 A 0 D Common Stock, par value $.01 per share 2006-05-15 4 P 0 5000 40.3299 A 0 D Common Stock, par value $.01 per share 2006-05-17 4 P 0 20000 39.4447 A 0 D Common Stock, par value $.01 per share 2006-05-24 4 P 0 23100 36.9404 A 0 D Common Stock, par value $.01 per share 2006-05-30 4 P 0 8000 36.8597 A 395591 D Regarding CLIG: CLIG has no pecuniary interest in any of the shares owned directly by the funds listed in notes 4 through 9 below. Regarding CLIM: CLIM has no pecuniary interest in any of the shares owned directly by the funds listed in notes 4 through 9 below. These securities are beneficially owned by the segregated accounts for which CLIM provides investment advisory services. These securities are beneficially owned by The Emerging World Fund. Neither City of London Investment Group PLC ("CLIG") nor City of London Investment Management Company Limited ("CLIM") are the beneficial owners of any shares of KF as the term "beneficial owner" is defined in Rule 16a-1(a)(2). CLIG is the parent holding company of CLIM, which provides investment advisory services to the funds listed in notes 4 through 9 below. This filing shall not be deemed an admission by any of the listed funds that they are subject to reporting under Section 16(a). This Form is Part One of Two Parts. By: /s/ Barry M. Olliff 2006-06-09 EX-99 2 joint-filer_14439.txt JOINT FILER INFORMATION EXHIBIT 99 ---------- EXHIBIT 99 ---------- JOINT FILER INFORMATION ----------------------- Name: City of London Investment Management Company Limited - ---- Address: 10 Eastcheap - ------- London EC3M ILX, England Designated Filer: City of London Investment Group PLC - ---------------- Issuer and Ticker Symbol: Korea Fund, Inc. ("KF") - ------------------------ Date of Event Requiring Statement: May 31, 2006 - --------------------------------- Signature: City of London Investment Management - --------- Company Limited By: /S/ Barry Olliff -------------------------------- Name: Barry Olliff, Chief Investment Officer JOINT FILER INFORMATION ----------------------- Name: City of London Investment Management Company Limited - ---- Address: 10 Eastcheap - ------- London EC3M ILX, England Designated Filer: Segregated accounts for which CLIM provides - ---------------- investment advisory services. Issuer and Ticker Symbol: Korea Fund, Inc. ("KF") - ------------------------ Date of Event Requiring Statement: May 31, 2006 - --------------------------------- Signature: City of London Investment Management - --------- Company Limited By: /S/ Barry Olliff -------------------------------- Name: Barry Olliff, Chief Investment Officer JOINT FILER INFORMATION ----------------------- Name: City of London Investment Management Company Limited - ---- Address: 10 Eastcheap - ------- London EC3M ILX, England Designated Filer: The Emerging World Fund. - ---------------- Issuer and Ticker Symbol: Korea Fund, Inc. ("KF") - ------------------------ Date of Event Requiring Statement: May 31, 2006 - --------------------------------- Signature: City of London Investment Management - --------- Company Limited By: /S/ Barry Olliff -------------------------------- Name: Barry Olliff, Chief Investment Officer JOINT FILER INFORMATION ----------------------- Name: City of London Investment Management Company Limited - ---- Address: 10 Eastcheap - ------- London EC3M ILX, England Designated Filer: Free Emerging Markets Country Fund. - ---------------- Issuer and Ticker Symbol: Korea Fund, Inc. ("KF") - ------------------------ Date of Event Requiring Statement: May 31, 2006 - --------------------------------- Signature: City of London Investment Management - --------- Company Limited By: /S/ Barry Olliff -------------------------------- Name: Barry Olliff, Chief Investment Officer JOINT FILER INFORMATION ----------------------- Name: City of London Investment Management Company Limited - ---- Address: 10 Eastcheap - ------- London EC3M ILX, England Designated Filer: GFM (Institutional) Emerging Markets Country - ---------------- Fund. Issuer and Ticker Symbol: Korea Fund, Inc. ("KF") - ------------------------ Date of Event Requiring Statement: May 31, 2006 - --------------------------------- Signature: City of London Investment Management - --------- Company Limited By: /S/ Barry Olliff -------------------------------- Name: Barry Olliff, Chief Investment Officer JOINT FILER INFORMATION ----------------------- Name: City of London Investment Management Company Limited - ---- Address: 10 Eastcheap - ------- London EC3M ILX, England Designated Filer: Investable Emerging Market Country Fund - ---------------- Issuer and Ticker Symbol: Korea Fund, Inc. ("KF") - ------------------------ Date of Event Requiring Statement: May 31, 2006 - --------------------------------- Signature: City of London Investment Management - --------- Company Limited By: /S/ Barry Olliff -------------------------------- Name: Barry Olliff, Chief Investment Officer JOINT FILER INFORMATION ----------------------- Name: City of London Investment Management Company Limited - ---- Address: 10 Eastcheap - ------- London EC3M ILX, England Designated Filer: Emerging Markets Country Fund - ---------------- Issuer and Ticker Symbol: Korea Fund, Inc. ("KF") - ------------------------ Date of Event Requiring Statement: May 31, 2006 - --------------------------------- Signature: City of London Investment Management - --------- Company Limited By: /S/ Barry Olliff -------------------------------- Name: Barry Olliff, Chief Investment Officer -----END PRIVACY-ENHANCED MESSAGE-----