-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CCXlm5IyuvI4g7dEe5NFoGuORTr+xJ34heTKnGTXROxJpV7ILU7NLNJATHWjXYO7 WJ2Bdt+2gp8b692oDHDjNQ== 0001072613-05-001984.txt : 20050812 0001072613-05-001984.hdr.sgml : 20050812 20050812094056 ACCESSION NUMBER: 0001072613-05-001984 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050810 FILED AS OF DATE: 20050812 DATE AS OF CHANGE: 20050812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOREA FUND INC CENTRAL INDEX KEY: 0000748691 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133226146 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 345 PARK AVE STREET 2: C/O DEUTSCHE ASSET MANAGEMENT CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 617-295-3986 MAIL ADDRESS: STREET 1: DEUTSCHE ASSET MANAGEMENT STREET 2: TWO INTERNATIONAL FUND CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC CENTRAL INDEX KEY: 0001018138 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04058 FILM NUMBER: 051019219 BUSINESS ADDRESS: STREET 1: 10 EASTCHEAP STREET 2: LONDON ENGLAND EC3MLAJ CITY: LONDON BUSINESS PHONE: 011441717110771 MAIL ADDRESS: STREET 1: 10 EASTCHEAP STREET 2: LONDON ENLAND EC3MLAJ CITY: LONDON FORMER NAME: FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC DATE OF NAME CHANGE: 19960705 3 1 pro_13787ex.xml X0202 3 2005-08-10 0 0000748691 KOREA FUND INC KF 0001018138 CITY OF LONDON INVESTMENT GROUP PLC 10 EASTCHEAP LONDON X0 EC3M ILX UNITED KINGDOM 0 0 1 0 Common Stock, par value $.01 per share 0 D Common Stock, par value $.01 per share 0 D Common Stock, par value $.01 per share 216036 D Common Stock, par value $.01 per share 1341044 D Common Stock, par value $.01 per share 1341044 D Common Stock, par value $.01 per share 594494 D Common Stock, par value $.01 per share 141236 D Common Stock, par value $.01 per share 79000 D Common Stock, par value $.01 per share 1727265 D Regarding CLIG: CLIG has no pecuniary interest in any of the shares owned directly by the funds listed in notes 3 through 9 below. Regarding CLIM: CLIM has no pecuniary interest in any of the shares owned directly by the funds listed in notes 3 through 9 below. These securities are beneficially owned by The Emerging World Fund. These securities are beneficially owned by Global Emerging Markets Country Fund. These securities are beneficially owned by Investable Emerging Markets Country Fund. These securities are beneficially owned by Emerging Markets Free Country Fund. These securities are beneficially owned by GFM (Institutional) Emerging Markets Country Fund. These securities are beneficially owned by FOCUS. These securities are beneficially owned by segregated accounts for which CLIM provides investment advisory services. Neither City of London Investment Group PLC ("CLIG") nor City of London Investment Management Company Limited ("CLIM") are the beneficial owners of any shares of KF as the term "beneficial owner" is defined in Rule 16a-1(a)(2). CLIG is the parent holding company of CLIM, which provides investment advisory services to the funds listed in notes 4 through 9 below. This filing shall not be deemed an admission by any of the listed funds that they are subject to reporting under Section 16(a). /s/ Barry M. Olliff 2005-08-11 EX-99.1 2 joint-filer_13787.txt JOINT FILER INFORMATION JOINT FILER INFORMATION ----------------------- Name: City of London Investment Management Company Limited - ---- Address: 10 Eastcheap - ------- London EC3M ILX, England Designated Filer: City of London Investment Group PLC - ---------------- Issuer and Ticker Symbol: The Korea Fund, Inc. ("KF") - ------------------------ Statement for Month/Year: August 2005 - ---------- Signature: City of London Investment Management Company Limited - --------- By: /s/ Barry M Olliff ------------------------------- Name: Barry M Olliff, Director JOINT FILER INFORMATION ----------------------- Name: The Emerging World Fund - ---- Address: IFSC House - ------- International Financial Services Centre Dublin 1 Ireland Designated Filer: City of London Investment Group PLC - ---------------- Issuer and Ticker Symbol: The Korea Fund, Inc. ("KF") - ------------------------ Statement for Month/Year: August 2005 - ---------- Signature: City of London Investment Management Company Limited - --------- By: /s/ Barry M Olliff ------------------------------- Name: Barry M Olliff, Director JOINT FILER INFORMATION ----------------------- Name: Global Emerging Markets Country Fund - ---- Address: 10 Eastcheap - ------- London EC3M ILX, England Designated Filer: City of London Investment Group PLC - ---------------- Issuer and Ticker Symbol: The Korea Fund, Inc. ("KF") - ------------------------ Statement for Month/Year: August 2005 - ---------- Signature: City of London Investment Management Company Limited - --------- By: /s/ Barry M Olliff ------------------------------- Name: Barry M Olliff, Director JOINT FILER INFORMATION ----------------------- Name: Investable Emerging Markets Country Fund - ---- Address: 10 Eastcheap - ------- London EC3M ILX, England Designated Filer: City of London Investment Group PLC - ---------------- Issuer and Ticker Symbol: The Korea Fund, Inc. ("KF") - ------------------------ Statement for Month/Year: August 2005 - ---------- Signature: City of London Investment Management Company Limited - --------- By: /s/ Barry M Olliff ------------------------------- Name: Barry M Olliff, Director JOINT FILER INFORMATION ----------------------- Name: Emerging Markets Free Country Fund - ---- Address: 10 Eastcheap - ------- London EC3M ILX, England Designated Filer: City of London Investment Group PLC - ---------------- Issuer and Ticker Symbol: The Korea Fund, Inc. ("KF") - ------------------------ Statement for Month/Year: August 2005 - ---------- Signature: City of London Investment Management Company Limited - --------- By: /s/ Barry M Olliff ------------------------------- Name: Barry M Olliff, Director JOINT FILER INFORMATION ----------------------- Name: GFM (Institutional) Emerging Markets Country Fund - ---- Address: 20 Queen Street - ------- West Suite 3206 Toronto, Ontario, MSH 3R3, Canada Designated Filer: City of London Investment Group PLC - ---------------- Issuer and Ticker Symbol: The Korea Fund, Inc. ("KF") - ------------------------ Statement for Month/Year: August 2005 - ---------- Signature: City of London Investment Management Company Limited - --------- By: /s/ Barry M Olliff ------------------------------- Name: Barry M Olliff, Director JOINT FILER INFORMATION ----------------------- Name: The FOCUS Fund - ---- Address: c/o Northern Trust Company - ------- 801 South Canal Street C-1-North Chicago, IL 60607 Designated Filer: City of London Investment Group PLC - ---------------- Issuer and Ticker Symbol: The Korea Fund, Inc. ("KF") - ------------------------ Statement for Month/Year: August 2005 - ---------- Signature: City of London Investment Management Company Limited - --------- By: /s/ Barry M Olliff ------------------------------- Name: Barry M. Olliff, Director -----END PRIVACY-ENHANCED MESSAGE-----