-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VFQHOvK7uqQHALr5r+yWonrSf13AHBPkb4D6iQnf47dhiyRHe+/x1E1pOXoGMttX veKvubm23/lwDyNRMpUEtg== 0000820028-97-000009.txt : 19970929 0000820028-97-000009.hdr.sgml : 19970929 ACCESSION NUMBER: 0000820028-97-000009 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19970630 FILED AS OF DATE: 19970911 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOREA FUND INC CENTRAL INDEX KEY: 0000748691 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133226146 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-04058 FILM NUMBER: 97679144 BUSINESS ADDRESS: STREET 1: 345 PARK AVE STREET 2: C/O SCUDDER STEVENS & CLARK INC CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 6173305464 NSAR-B 1 N-SAR (3.0.A) PAGE 1 000 B000000 06/30/97 000 C000000 748691 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 A 001 A000000 THE KOREA FUND, INC. 001 B000000 811-4058 001 C000000 6172952567 002 A000000 345 PARK AVENUE 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10154 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 SCUDDER, STEVENS & CLARK, INC. 008 B000001 A 008 C000001 801-252 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10154 008 A000002 DAEWOO CAPITAL MANAGEMENT CO., LTD. 008 B000002 S 008 C000002 801-21658 008 D010002 SEOUL 008 D050002 S. 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OF BURLINGTON, VT 080 B000000 NAT'L UNION FIRE INSURANCE CO., PITTSBURGH,PA 080 C000000 60000 081 A000000 Y 081 B000000 135 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 13 086 A020000 145137 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 500634-100 087 A030000 KF 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE THOMAS F. MCDONOUGH TITLE SECRETARY EX-27 2 FDS
6 This schedule contains summary financial information extracted from the The Korea Fund, Inc. Annual Report for the fiscal year ended June 30, 1997 and is qualified in its entirety by reference to such financial statements. 0 The Korea Fund, Inc. YEAR JUN-30-1997 JUL-01-1996 JUN-30-1997 539,740,163 653,459,415 2,881,208 17,992,534 0 674,333,157 11,319,052 0 1,918,398 13,237,450 0 555,339,427 49,999,999 37,188,528 0 0 0 (7,993,149) 113,749,429 661,095,707 5,454,088 4,958,952 0 7,654,031 2,759,009 (13,461,174) (146,389,055) (157,091,220) 0 0 (22,312,637) 0 12,429,082 0 382,388 (27,591,879) 0 21,487,638 0 0 5,914,297 0 0 598,430,348 18.52 0.07 (4.48) (0.29) (0.60) 0.00 13.22 1.28 0 0
EX-99 3 ROIC Coopers Coopers & Lybrand L.L.P. & Lybrand a professional services firm REPORT OF INDEPENDENT ACCOUNTANTS To the Board of Directors and the Shareholders of The Korea Fund, Inc.: In planning and performing our audit of the financial statements and financial highlights of The Korea Fund, Inc. (the Fund) for the year ended June 30, 1997, we considered the Fund's internal control structure, including procedures for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the Fund's financial statements and financial highlights and to comply with the requirements of Form N-SAR, not to provide assurance on the control structure. The management of The Korea Fund, Inc. is responsible for establishing and maintaining an internal control structure. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of control structure policies and procedures. Two of the objectives of an internal control structure are to provide management with reasonable, but not absolute, assurance that assets are safeguarded against loss from unauthorized use or disposition and that transactions are executed in accordance with management's authorization and recorded properly to permit preparation of financial statements in conformity with generally accepted accounting principles. Because of inherent limitations in any internal control structure, errors or irregularities may occur and not be detected. Also, projection of any evaluation of the structure to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operations may deteriorate. Our consideration of the Fund's internal control structure would not necessarily disclose all matters in the internal control structure that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of the specific internal control structure elements does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the financial statements and financial highlights being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the Fund's internal control structure, including procedures for safeguarding securities, that we consider to be material weaknesses, as defined above, as of June 30, 1997. This report is intended solely for the information and use of management of The Korea Fund, Inc. and the Securities and Exchange Commission. /s/Coopers & Lybrand L.L.P. Boston, Massachusetts COOPERS & LYBRAND L.L.P. August 21, 1997 Coopers & Lybrand L.L.P. is a member of Coopers & Lybrand International, a limited liability association incorporated in Switzerland. -----END PRIVACY-ENHANCED MESSAGE-----