-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F2X7aKLOAgoMsSXJ4gXO+rwt2iDOS0Oid2jqOqnZPfCN4ZrYNBLli9d70dpouZN+ ksO89pEekIjy2fnWzUPdwg== 0000088053-07-000290.txt : 20070301 0000088053-07-000290.hdr.sgml : 20070301 20070301122911 ACCESSION NUMBER: 0000088053-07-000290 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070301 DATE AS OF CHANGE: 20070301 EFFECTIVENESS DATE: 20070301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOREA FUND INC CENTRAL INDEX KEY: 0000748691 IRS NUMBER: 133226146 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04058 FILM NUMBER: 07661615 BUSINESS ADDRESS: STREET 1: 345 PARK AVE STREET 2: C/O DEUTSCHE ASSET MANAGEMENT CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 617-295-3986 MAIL ADDRESS: STREET 1: DEUTSCHE ASSET MANAGEMENT STREET 2: TWO INTERNATIONAL FUND CITY: BOSTON STATE: MA ZIP: 02110 NSAR-A 1 answer.fil PAGE 1 000 A000000 12/31/2006 000 C000000 748691 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 THE KOREA FUND, INC. 001 B000000 811-4058 001 C000000 2124547190 002 A000000 345 PARK AVENUE 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10154 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 008 A000001 DEUTSCHE ASSET MANAGEMENT, INC. 008 B000001 A 008 C000001 801-27291 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10154 008 A000002 DEUTSCHE INVESTMENTS TRUST MGMT. CO. LTD. 008 B000002 S 008 C000002 801-0001 008 D010002 SEOUL 008 D050002 KOREA 010 A000001 DWS SCUDDER FUND ACCOUNTING CORPORATION 010 C010001 BOSTON 010 C020001 MA 010 C030001 02110 010 A000002 STATE STREET BANK AND TRUST COMPANY 010 B000002 85-11329 010 C010002 BOSTON 010 C020002 MA 010 C030002 02110 012 A000001 DWS SCUDDER INVESTMENTS SERVICE COMPANY 012 B000001 84-1713 012 C010001 CHICAGO 012 C020001 IL 012 C030001 60606 012 A000002 DST SYSTEMS, INC. 012 B000002 84-0048 012 C010002 KANSAS CITY PAGE 2 012 C020002 MO 012 C030002 64105 013 A000001 PRICEWATERHOUSECOOPERS LLP 013 B010001 BOSTON 013 B020001 MA 013 B030001 02110 014 A000001 DEAM INVESTOR SERVICES, INC. 014 B000001 8-000298 014 A000002 DWS DISTRIBUTORS INC. 014 B000002 8-047765 014 A000003 DB SECURITIES S.A. 014 B000003 8-000000 014 A000004 DEUTSCHE IXE,LLC 014 B000004 8-000000 014 A000005 DEUTSCHE SECURITIES AUSTRALIA INC. 014 B000005 8-031670 014 A000006 BT BROKERAGE CORPORATION 014 B000006 8-034120 014 A000007 DEUTSCHE BANC ALEX. BROWN INC. 014 B000007 8-035766 014 A000008 DOLMEN LIMITED 014 B000008 8-0000000 014 A000009 DWS INVESTMENT FUNDS LIMITED 014 B000009 8-0000000 014 A000010 DWS FUNDS MANAGEMENT LIMITED 014 B000010 8-000000 014 A000011 CREDITEX, INC. 014 B000011 8-051918 014 A000012 ADIRONDACKTRADING PARTNERS LLC 014 B000012 8-052384 014 A000013 EUREX BONDS GMBH 014 B000013 8-0000000 014 A000014 JAPAN BOND SETTLEMENT NETWORK CO., LTD. 014 B000014 8-0000000 014 A000015 DEUTSCHE BANK SECURITIES INC. 014 B000015 8-017822 014 A000016 MARINE OPERATOR LIMITED 014 B000016 8-000000 014 A000017 BANKERS TRUST A.S. 014 B000017 8-000000 014 A000018 BANKERS TRUST ARGENTINA S.A. 014 B000018 8-000000 014 A000019 BANKERS TRUST CARIBE CAPITAL MARKETS, INC. 014 B000019 8-000000 014 A000020 BANKERS TRUST INTERNATIONAL PLC 014 B000020 8-000000 014 A000021 BANKERS TRUST INVESTMENTS PLC 014 B000021 8-000000 014 A000022 BANKERS TRUST MENKUL DEGERLER AS 014 B000022 8-000000 014 A000023 BANKERS TRUST POLAND SP.Z.O.O. PAGE 3 014 B000023 8-000000 014 A000024 BANKERS TRUST S.A. AGENTE DEL MERCADO ABIERTO 014 B000024 8-000000 014 A000025 BANKERS TRUST SECURITIES (PACIFIC) LTD (HK) 014 B000025 8-000000 014 A000026 BANKERS TRUSTEE COMPANY LIMITED 014 B000026 8-000000 014 A000027 DBS FINANCE S.A. 014 B000027 8-000000 014 A000028 BENDER MENKUL DEGERLER A.S. 014 B000028 8-000000 014 A000029 BT (FAR EAST) LIMITED 014 B000029 8-000000 014 A000030 BT ASIA SECURITIES LIMITED 014 B000030 8-000000 014 A000031 BT BROKERAGE (PHILIPPINES) INC. 014 B000031 8-000000 014 A000032 BT BROKERAGE AND ASSOCIATES PTE LTD 014 B000032 8-000000 014 A000033 BT FINANCIAL TRADING 014 B000033 8-000000 014 A000034 BT FRANCE S.A. 014 B000034 8-000000 014 A000035 BT FUTURES (SINGAPORE) LTD. 014 B000035 8-000000 014 A000036 BT NOTES LIMITED 014 B000036 8-000000 014 A000037 BT SECURITIES (EUROPE) LIMITED 014 B000037 8-000000 014 A000038 DB (RUSSIA) LIMITED 014 B000038 8-000000 014 A000039 DB ARBITRAGE LIMITED 014 B000039 8-000000 014 A000040 DB BROKER GMBH 014 B000040 8-000000 014 A000041 MTS AMSTERDAM N.V. 014 B000041 8-000000 014 A000042 DB EQUITY LIMITED 014 B000042 8-000000 014 A000043 DB FOREX CORPORATION 014 B000043 8-000000 014 A000044 DB INVESTMENT RESOURCES (US) CORPORATION 014 B000044 8-000000 014 A000045 DEUTSCHE ASSET MANAGEMENT (AUSTRALIA LIMITED) 014 B000045 8-000000 014 A000046 DEUTSCHE ASSET MANAGEMENT (INTERNATIONAL) LTD 014 B000046 8-000000 014 A000047 DEUTSCHE ASSET MANAGEMENT INVESTMENT SERVICES 014 B000047 8-000000 014 A000048 DEUTSCHE ASSET MANAGEMENT LIFE & PENSIONS LTD 014 B000048 8-000000 PAGE 4 014 A000049 DEUTSCHE ASSET MANAGEMENT LIMITED 014 B000049 8-000000 014 A000050 DEUTSCHE BANK (CAYMAN) LIMITED 014 B000050 8-000000 014 A000051 DEUTSCHE BANK AG 014 B000051 8-000000 014 A000052 DEUTSCHE BANK AG (LONDON BRANCH) 014 B000052 8-000000 014 A000053 DEUTSCHE BANK AG (SYDNEY BRANCH) 014 B000053 8-000000 014 A000054 DEUTSCHE BANK AG TOKYO BRANCH 014 B000054 8-000000 014 A000055 DEUTSCHE BANK AG, HONG KONG BRANCH 014 B000055 8-000000 014 A000056 DEUTSCHE BANK CANADA 014 B000056 8-000000 014 A000057 DEUTSCHE BANK CORRETORA DE VALORES SA 014 B000057 8-000000 014 A000058 DEUTSCHE BANK FUTURES INC. 014 B000058 8-000000 014 A000059 DEUTSCHE BANK INTERNATIONAL LIMITED 014 B000059 8-000000 014 A000060 DEUTSCHE BANK SA - BANCO ALEMAO 014 B000060 8-000000 014 A000061 DEUTSCHE BANK SECURITIES (PTY) LIMITED 014 B000061 8-000000 014 A000062 DEUTSCHE BANK SOCIETA DI INTERMEDIAZIONE 014 B000062 8-000000 014 A000063 DEUTSCHE BANK TRUST COMPANY AMERICAS 014 B000063 8-000000 014 A000064 DEUTSCHE CAPITAL MARKETS AUSTRALIA LIMITED 014 B000064 8-00000 014 A000065 DEUTSCHE CORPORATE FINANCE NEW ZEALAND LTD 014 B000065 8-000000 014 A000066 DEUTSCHE FINANCE NEW ZEALAND LIMITED 014 B000066 8-000000 014 A000067 DEUTSCHE FINANCIAL PLANNING LIMITED 014 B000067 8-000000 014 A000068 DEUTSCHE FUNDS MANAGEMENT LIMITED 014 B000068 8-000000 014 A000069 DEUTSCHE FUTURES AUSTRALIA LIMITED 014 B000069 8-000000 014 A000070 DEUTSCHE FUTURES HONG KONG LIMITED 014 B000070 8-000000 014 A000071 DEUTSCHE FUTURES LONDON LIMITED 014 B000071 8-000000 014 A000072 DEUTSCHE FUTURES NEW ZEALAND LIMITED 014 B000072 8-000000 014 A000073 DEUTSCHE FUTURES SINGAPORE 014 B000073 8-000000 014 A000074 DEUTSCHE INVESTMENT TRUST MANAGERS LIMITED PAGE 5 014 B000074 8-000000 014 A000075 DEUTSCHE INVESTMENTS FUNDS LIMITED 014 B000075 8-000000 014 A000076 DEUTSCHE MANAGEMENT NEW ZEALAND LIMITED 014 B000076 8-000000 014 A000077 DEUTSCHE NEW ZEALAND LIMITED 014 B000077 8-000000 014 A000078 DEUTSCHE PROPERTY ASSET MANAGEMENT LIMITED 014 B000078 8-000000 014 A000079 MTS ASSOCIATED MARKETS S.A. 014 B000079 8-000000 014 A000080 DEUTSCHE SECURITIES (INDIA) PRIVATE LIMITED 014 B000080 8-000000 014 A000081 DEUTSCHE SECURITIES ASIA LIMITED 014 B000081 8-000000 014 A000082 DEUTSCHE SECURITIES ASIA LIMITED HONG KONG 014 B000082 8-000000 014 A000083 DEUTSCHE SECURITIES ASIA LIMITED SINGAPORE 014 B000083 8-000000 014 A000084 DEUTSCHE SECURITIES ASIA LIMITED TAIPEI 014 B000084 8-000000 014 A000085 DEUTSCHE SECURITIES CORREDORES DE BOLSA LTDA 014 B000085 8-000000 014 A000086 DEUTSCHE SECURITIES INDIA PVT LTD 014 B000086 8-000000 014 A000087 DEUTSCHE SECURITIES KOREA CO 014 B000087 8-000000 014 A000088 DEUTSCHE SECURITIES LIMITED TOKYO BRANCH 014 B000088 8-000000 014 A000089 DEUTSCHE SECURITIES NEW ZEALAND LIMITED 014 B000089 8-000000 014 A000090 DEUTSCHE SECURITIES, SOCIEDAD DE VALORES 014 B000090 8-000000 014 A000091 DEUTSCHE SECURITISATION AUSTRALIA PTY LIMITED 014 B000091 8-000000 014 A000092 DEUTSCHE STRUCTURED FINANCE AUSTRALIA LIMITED 014 B000092 8-000000 014 A000093 DEUTSCHE UNIT TRUST MANAGERS LIMITED 014 B000093 8-000000 014 A000094 NEWBRIDGE LIMITED 014 B000094 8-000000 014 A000095 DMG & PARTNERS SECURITIES PTE LTD 014 B000095 8-000000 015 A000001 BROWN BROTHERS HARRIMAN & CO. 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02110 015 E010001 X 015 A000002 CITIBANK, NA 015 B000002 S PAGE 6 015 C010002 SEOUL 015 D010002 KOREA 015 E040002 X 015 A000003 BANKBOSTON NA 015 B000003 S 015 C010003 BUENOS AIRES 015 D010003 ARGENTINA 015 E040003 X 015 A000004 NATIONAL AUSTRALIA BANK 015 B000004 S 015 C010004 MELBOURNE 015 D010004 AUSTRALIA 015 E040004 X 015 A000005 BANK AUSTRIA CREDITANSTALT AG 015 B000005 S 015 C010005 VIENNA 015 D010005 AUSTRIA 015 E040005 X 015 A000006 ING BELGIUM S.A./N.V. 015 B000006 S 015 C010006 BRUSSELS 015 D010006 BELGIUM 015 E040006 X 015 A000007 ING BANK NV 015 B000007 S 015 C010007 BRATISLAVA 015 D010007 SLOVAKIA 015 E040007 X 015 A000008 BANK AUSTRIA CREDITANSTALT D.D. LJUBLJANA 015 B000008 S 015 C010008 LJUBLJANA 015 D010008 SLOVENIA 015 E040008 X 015 A000009 FIRSTRAND BANK LTD 015 B000009 S 015 C010009 JOHANNESBURG 015 D010009 SOUTH AFRICA 015 E040009 X 015 A000010 BANCO BILBAO VIZCAYA ARGENTARIA S.A. 015 B000010 S 015 C010010 MADRID 015 D010010 SPAIN 015 E040010 X 015 A000011 BANKBOSTON N.A 015 B000011 S 015 C010011 SAO PAULO 015 D010011 BRAZIL 015 E040011 X 015 A000012 ING BANK NV 015 B000012 S 015 C010012 SOFIA PAGE 7 015 D010012 BULGARIA 015 E040012 X 015 A000013 ROYAL BANK OF CANADA 015 B000013 S 015 C010013 ONTARIO 015 D010013 CANADA 015 E040013 X 015 A000014 CITIBANK NA 015 B000014 S 015 C010014 SANTIAGO 015 D010014 CHILE 015 E040014 X 015 A000015 CITITBANK AS 015 B000015 S 015 C010015 PRAHA 015 D010015 CZECH REPUBLIC 015 E040015 X 015 A000016 CITIBANK NA 015 B000016 S 015 C010016 CAIRO 015 D010016 EGYPT 015 E040016 X 015 A000017 NORDEA BANK FINLAND PLC 015 B000017 S 015 C010017 HELSINK 015 D010017 FINLAND 015 E040017 X 015 A000018 BNP PARIBAS SECURITIES SERVICES S.A. 015 B000018 S 015 C010018 PARIS 015 D010018 FRANCE 015 E040018 X 015 A000019 HSBC BANK PLC 015 B000019 S 015 C010019 ATHENS 015 D010019 GREECE 015 E040019 X 015 A000020 STANDARD CHARTERED BANK 015 B000020 S 015 C010020 SHANGHAI 015 D010020 CHINA 015 E040020 X 015 A000021 CITIBANK BUDAPEST ZRT 015 B000021 S 015 C010021 BUDAPEST 015 D010021 HUNGARY 015 E040021 X 015 A000022 CITIBANK NA 015 B000022 S 015 C010022 MUMBAI 015 D010022 INDIA PAGE 8 015 E040022 X 015 A000023 GOVENOR & COMPANY OF THE BANK OF IRELAND 015 B000023 S 015 C010023 DUBLIN 015 D010023 IRELAND 015 E040023 X 015 A000024 BANK HAPOALIM BM 015 B000024 S 015 C010024 TEL AVIV 015 D010024 ISRAEL 015 E040024 X 015 A000025 BNP PARIBAS SECURITIES SERVICES S.A. 015 B000025 S 015 C010025 MILAN 015 D010025 ITALY 015 E040025 X 015 A000026 THE BANK OF TOKYO-MITSUBISHI UFJ LTD 015 B000026 S 015 C010026 TOKYO 015 D010026 JAPAN 015 E040026 X 015 A000027 SEB VILNIAUS BANKAS AB 015 B000027 S 015 C010027 VILNIUS 015 D010027 LITHUANIA 015 E040027 X 015 A000028 HSBC BANK MALAYSIA BERHAD 015 B000028 S 015 C010028 KUALA LUMPUR 015 D010028 MALAYSIA 015 E040028 X 015 A000029 BANCO NACIONAL DE MEXICO S.A. 015 B000029 S 015 C010029 CIUDAD DE MEXICO 015 D010029 MEXICO 015 E040029 X 015 A000030 ATTIJARIWAFA BANK 015 B000030 S 015 C010030 CASABLANCA 015 D010030 MOROCCO 015 E040030 X 015 A000031 FORTIS BANK 015 B000031 S 015 C010031 AMERSTERDAM 015 D010031 NETHERLANDS 015 E040031 X 015 A000032 NATIONAL AUSTRALIA BANK LTD 015 B000032 S 015 C010032 AUCKLAND 015 D010032 NEW ZEALAND 015 E040032 X PAGE 9 015 A000033 DNB NOR BANK ASA 015 B000033 S 015 C010033 OSLO 015 D010033 NORWAY 015 E040033 X 015 A000034 CITIBANK DEL PERU S.A. 015 B000034 S 015 C010034 LIMA 015 D010034 PERU 015 E040034 X 015 A000035 HONG KONG AND SHANGHAI BANKING CORP. 015 B000035 S 015 C010035 MANILA 015 D010035 PHILIPPINES 015 E040035 X 015 A000036 BANK HANDLOWY W WARSZAWIE SA 015 B000036 S 015 C010036 WARSAW 015 D010036 POLAND 015 E040036 X 015 A000037 BNP PARIBAS SECURITIES SERVICES S.A. 015 B000037 S 015 C010037 LISBON 015 D010037 PORTUGAL 015 E040037 X 015 A000038 ING BANK N.V. 015 B000038 S 015 C010038 BUCHAREST 015 D010038 ROMANIA 015 E040038 X 015 A000039 ING BANK (EURAISA) ZAO 015 B000039 S 015 C010039 MOSCOW 015 D010039 RUSSIA 015 E040039 X 015 A000040 SKANDINAVISKA ENSKILDA BANKEN (SEB) 015 B000040 S 015 C010040 STOCKHOLM 015 D010040 SWEDEN 015 E040040 X 015 A000041 UBS AG 015 B000041 S 015 C010041 ZURICH 015 D010041 SWITZERLAND 015 E040041 X 015 A000042 CENTRAL TRUST OF CHINA 015 B000042 S 015 C010042 TAIPEI 015 D010042 TAIWAN 015 E040042 X 015 A000043 The HongKong and Shanghai Banking Corp. PAGE 10 015 B000043 S 015 C010043 BANGKOK 015 D010043 THAILAND 015 E040043 X 015 A000044 CITIBANK A.S. 015 B000044 S 015 C010044 ISTANBUL 015 D010044 TURKEY 015 E040044 X 015 A000045 CITIBANK NA 015 B000045 S 015 C010045 CARACAS 015 D010045 VENEZUELA 015 E040045 X 015 A000046 DANSKE BANK A/S 015 B000046 S 015 C010046 COPENHAGAN 015 D010046 DENMARK 015 E040046 X 015 A000047 NORDEA BANK FINLAND PLC 015 B000047 S 015 C010047 TALLINN 015 D010047 ESTONIA 015 E040047 X 015 A000048 BNP PARIBAS SECURITIES SERVICES, S.A. 015 B000048 S 015 C010048 FRANKFURT 015 D010048 GERMANY 015 E040048 X 015 A000049 STANDARD CHARTERED BANK 015 B000049 S 015 C010049 KWUN TONG 015 D010049 HONG KONG 015 E040049 X 015 A000050 CITIBANK NA 015 B000050 S 015 C010050 JAKARTA 015 D010050 INDONESIA 015 E040050 X 015 A000051 THE HONGKONG AND SHANGHAI BANKING CORP. 015 B000051 S 015 C010051 SINGAPORE 015 D010051 SINGAPORE 015 E040051 X 015 A000052 HSBC BANK PLC 015 B000052 S 015 C010052 LONDON 015 D010052 UNITED KINGDOM 015 E040052 X 018 000000 Y 019 A000000 Y PAGE 11 019 B000000 155 019 C000000 DWSFUNDSSS 020 A000001 GOLDMAN SACHS & CO. 020 B000001 13-3175029 020 C000001 120 020 A000002 WARBURG DILLON READ 020 C000002 99 020 A000003 J P MORGAN SECURITIES 020 B000003 13-3224013 020 C000003 92 020 A000004 CLSA SECURITIES KOREA LTD. 020 C000004 85 020 A000005 CREDIT SUISSE SECURITIES (USA) LLC 020 B000005 13-1898818 020 C000005 78 020 A000006 MERRILL LYNCH INTERNATIONAL 020 C000006 62 020 A000007 SAMSUNG SECURITIES CO., LTD. 020 B000007 22-3493352 020 C000007 46 020 A000008 CITIGROUP GLOBAL MARKETS, INC. 020 B000008 13-3214963 020 C000008 40 020 A000009 CREDIT LYONNAIS SEC. 020 B000009 13-2602298 020 C000009 31 020 A000010 ABN AMRO SECURITIES, INC. 020 B000010 13-3856626 020 C000010 12 021 000000 684 022 A000001 CASH MANAGEMENT QP TRUST 022 B000001 02-6123123 022 C000001 7974 022 D000001 6993 023 C000000 7974 023 D000000 6993 024 000000 Y 025 A000001 Daishin Securities Co. Ltd 025 C000001 E 025 D000001 6123 025 A000002 Industrial Bank of Korea 025 C000002 E 025 D000002 14028 025 A000003 Korea Investment Holdings Co. 025 C000003 E 025 D000003 11742 025 A000004 SAMSUNG SECURITIES CO., LTD. 025 B000004 22-3493352 025 C000004 E 025 D000004 4366 026 A000000 N PAGE 12 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 Y 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 N 028 A010000 0 028 A020000 0 028 A030000 0 028 A040000 0 028 B010000 0 028 B020000 0 028 B030000 0 028 B040000 0 028 C010000 0 028 C020000 0 028 C030000 0 028 C040000 0 028 D010000 0 028 D020000 0 028 D030000 0 028 D040000 0 028 E010000 0 028 E020000 0 028 E030000 0 028 E040000 0 028 F010000 0 028 F020000 0 028 F030000 0 028 F040000 0 028 G010000 0 028 G020000 0 028 G030000 0 028 G040000 0 028 H000000 0 030 A000000 0 030 B000000 0.00 030 C000000 0.00 031 A000000 0 031 B000000 0 032 000000 0 033 000000 0 035 000000 0 036 B000000 0 038 000000 0 042 A000000 0 042 B000000 0 042 C000000 0 PAGE 13 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 0 044 000000 0 045 000000 Y 046 000000 N 047 000000 Y 048 000000 0.000 048 A010000 250000 048 A020000 0.600 048 B010000 250000 048 B020000 0.575 048 C010000 250000 048 C020000 0.550 048 D010000 250000 048 D020000 0.525 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 1000000 048 K020000 0.500 049 000000 N 050 000000 N 051 000000 N 052 000000 N 053 A000000 N 054 A000000 Y 054 B000000 Y 054 C000000 Y 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 N 054 H000000 Y 054 I000000 N 054 J000000 Y 054 K000000 N 054 L000000 Y 054 M000000 Y PAGE 14 054 N000000 N 054 O000000 Y 055 A000000 N 055 B000000 N 056 000000 Y 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 N 060 B000000 N 061 000000 0 062 A000000 N 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 063 A000000 0 063 B000000 0.0 066 A000000 Y 066 C000000 Y 067 000000 N 068 A000000 N 068 B000000 Y 069 000000 N 070 A010000 Y 070 A020000 N 070 B010000 Y 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 Y 070 D020000 N 070 E010000 Y 070 E020000 N 070 F010000 Y 070 F020000 N 070 G010000 Y 070 G020000 N PAGE 15 070 H010000 Y 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 Y 070 K010000 Y 070 K020000 Y 070 L010000 Y 070 L020000 Y 070 M010000 Y 070 M020000 Y 070 N010000 Y 070 N020000 N 070 O010000 Y 070 O020000 N 070 P010000 Y 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 113144 071 B000000 116016 071 C000000 1027702 071 D000000 22 072 A000000 6 072 B000000 106 072 C000000 11103 072 D000000 0 072 E000000 673 072 F000000 2924 072 G000000 0 072 H000000 0 072 I000000 30 072 J000000 567 072 K000000 0 072 L000000 0 072 M000000 375 072 N000000 0 072 O000000 0 072 P000000 0 072 Q000000 239 072 R000000 61 072 S000000 85 072 T000000 0 072 U000000 0 072 V000000 233 072 W000000 102 072 X000000 4616 072 Y000000 3 PAGE 16 072 Z000000 7269 072AA000000 154066 072BB000000 5597 072CC010000 0 072CC020000 42029 072DD010000 10995 072DD020000 0 072EE000000 161812 073 A010000 0.4500 073 A020000 0.0000 073 B000000 6.6700 073 C000000 0.0000 074 A000000 11824 074 B000000 0 074 C000000 0 074 D000000 7 074 E000000 123362 074 F000000 910568 074 G000000 0 074 H000000 0 074 I000000 106514 074 J000000 0 074 K000000 0 074 L000000 10913 074 M000000 45 074 N000000 1163233 074 O000000 0 074 P000000 554 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 279158 074 S000000 0 074 T000000 883521 074 U010000 24271 074 U020000 0 074 V010000 36.40 074 V020000 0.00 074 W000000 0.0000 074 X000000 997 074 Y000000 0 075 A000000 0 075 B000000 1035304 076 000000 34.17 077 A000000 Y 077 B000000 N 077 C000000 Y 077 D000000 N 077 E000000 Y 077 F000000 N PAGE 17 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 Y 078 000000 N 080 C000000 0 081 B000000 0 082 B000000 0 083 B000000 0 084 B000000 0 086 A010000 0 086 A020000 0 086 B010000 2697 086 B020000 105468 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 Korea Fund Inc. 087 A020000 500634100 087 A030000 KF 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 Y SIGNATURE JOHN MILLETTE TITLE SECRETARY EX-99.77E LEGAL 2 ex77e.txt Regulatory Update As previously reported in the press, a number of private lawsuits have been filed including purported class action and derivative lawsuits, making various allegations and naming as defendants various persons, including certain Scudder funds, the funds' investment advisors and their affiliates, certain individuals, including in some cases fund Trustees/Directors, officers, and other parties. Each Scudder fund's investment advisor has agreed to indemnify the applicable Scudder funds in connection with these lawsuits, or other lawsuits or regulatory actions that may be filed making allegations similar to these lawsuits regarding market timing, revenue sharing, fund valuation or other subjects arising from or related to the pending inquiries. Based on currently available information, the funds' investment advisors believe the likelihood that the pending lawsuits will have a material adverse financial impact on a Scudder fund is remote and such actions are not likely to materially affect their ability to perform under their investment management agreements with the Scudder funds. The following purported class action and derivative lawsuits pertaining to market timing have been filed: There are 15 class and derivative actions that have been consolidated and transferred to a Multidistrict Litigation in the District of Maryland ("MDL") (Multidistrict Litigation 1586-In re Mutual Funds Investment Litigation). The 11 Complaints originally filed in the Southern District of New York that were transferred to the MDL were virtually identical and each asserted claims against Deutsche Bank AG, Deutsche Investment Management Americas Inc. and Deutsche Asset Management, Inc. as well as approximately 85 Funds in the Scudder family of funds and John Doe defendants. The three cases that were originally filed in the Eastern District of New York and the one case originally filed in the District of Delaware are derivative actions brought by purported shareholders in many of the Scudder Funds. These actions named Deutsche Investment Management Americas Inc., Deutsche Asset Management, Inc., and John Doe defendants. On September 29, 2004, two consolidated amended complaints one a consolidated amended class action complaint and the other a consolidated amended fund derivative complaint were filed. On January 11, 2006 Plaintiffs filed a Second Consolidated Class Action Complaint. The officer defendants have been voluntarily dismissed from the class action pursuant to a tolling agreement entered into with Plaintiffs. Deutsche Bank AG has been dismissed from the derivative action. State Case: State Case: On September 16, 2003, a case was commenced in the Circuit Court for Madison County, Illinois entitled Potter v. Janus Investment Fund, et al. Defendants include, among others, Deutsche Investment Management Americas, Inc. ("DIMA"), and Scudder International Fund. On October 23, 2003, Defendants removed the case to the United States District Court for the Northern District of Illinois. On February 9, 2004 the District Court remanded the case back to state court. Defendants appealed this decision. On April 5, 2005 the Seventh Circuit Court of Appeals reversed the District Court's decision and instructed the District Court to undo the remand order and dismiss the complaint. On May 27, 2005, the District Court, in accord with the Appellate Court's mandate, dismissed the state law claims with prejudice. On September 29, 2005, Plaintiffs filed a cert. petition to the Supreme Court. On January 6, 2006, the Supreme Court granted cert. to address jurisdictional questions. On June 15, 2006, the Supreme Court vacated the decision of the Seventh Circuit and held that the Court of Appeals did not have jurisdiction to address District Court's remand order. The case has been remanded to state court where Plaintiff's motion to reopen the matter is pending. The following purported class action lawsuits pertaining to revenue sharing have been filed: There are 3 class actions that have been consolidated in the Southern District of New York. On September 6, 2005, Walker v. Deutsche Bank AG, et al., Mazza v. Deutsche Bank AG, et al and Icardo v. Deutsche Bank AG, et al, were consolidated. The consolidated Complaint filed on December 19, 2005 names Deutsche Bank AG, certain affiliated adviser entities, and Scudder Distributors Inc. Motions to dismiss have been fully briefed. G:\mfld\market timers\Disclosure - Litigation\77e disclosure _ 1-21-05.doc 10-25-06update EX-99.77Q1 OTHR EXHB 3 ex77q3-14.txt DEUTSCHE BANK BROKER/DEALER AFFILIATES LIST Name of Entity Brokers to be included in Exhibit Bank Inicjatyw Spoleczno-Ekonomicznych SA BT Opera Trading S.A. IBOXX Ltd. K & N Kenanga Bhd Kenanga Deutsche Futures Kenanga Deutsche Futures Sdn Bhd MaxBlue Investimentos Distribuidora de Titulos e Valores Mobili rios S.A. Minex Corporation Morgan Grenfell & Co Limited Morgan Grenfell Private Equity Limited Morgan Grenfell Securities Mortgage Ramp MTS Japan Securities Co. Ltd. Nissay Deutsche Asset Management Europe Limited "Osaka Stock Exchange Co., Ltd." OTC Deriv Limited Paladin Australia Limited Pro Capital Spolka Akcyjna PT Deutsche Securities Indonesia "Rued, Blass & Cie AG Bankgeschaeft" Swapswire Limited Teleogic Limited Tokai Deutsche Asset Management Limited Volbroker.com Limited Yensai.com Yieldbroker Pty Ltd. EX-99.77C VOTES 4 ex77c.txt Item 77C - The Korea Fund, Inc. Registrant incorporates by reference to the Proxy Statement filed on September 8, 2006 (Accession No. 0000950123-06-01139417) A Special Meeting of Stockholders (the "Meeting") of The Korea Fund, Inc. (the "Fund") was held on October 25, 2006, at the offices of Deutsche Asset Management, 345 Park Avenue, New York, New York 10154. At the Meeting, the following matter was voted upon by the stockholders (the resulting votes are presented below). I. Election of Class III Directors to hold office for a term of three years, or until their respective successors shall have been duly elected and qualified: Number of Votes: For Withheld Ronald A. da Frota Nogueira 15,913,941 153,266 Richard A. Silver 15,894,463 172,744 -----END PRIVACY-ENHANCED MESSAGE-----