0001213900-19-017910.txt : 20190913
0001213900-19-017910.hdr.sgml : 20190913
20190913060237
ACCESSION NUMBER: 0001213900-19-017910
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190910
FILED AS OF DATE: 20190913
DATE AS OF CHANGE: 20190913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELLIN ROBERT S
CENTRAL INDEX KEY: 0001071292
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11460
FILM NUMBER: 191091496
MAIL ADDRESS:
STREET 1: 4751 WILSHIRE BLVD
STREET 2: 3RD FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NTN BUZZTIME INC
CENTRAL INDEX KEY: 0000748592
STANDARD INDUSTRIAL CLASSIFICATION: TELEVISION BROADCASTING STATIONS [4833]
IRS NUMBER: 311103425
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1800 ASTON AVE.
STREET 2: SUITE 100
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 7604387400
MAIL ADDRESS:
STREET 1: 1800 ASTON AVE.
STREET 2: SUITE 100
CITY: CARLSBAD
STATE: CA
ZIP: 92008
FORMER COMPANY:
FORMER CONFORMED NAME: NTN COMMUNICATIONS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ALROY INDUSTRIES INC
DATE OF NAME CHANGE: 19850411
4
1
ownership.xml
X0306
4
2019-09-10
0
0000748592
NTN BUZZTIME INC
NTN
0001071292
ELLIN ROBERT S
C/O TRINAD CAPITAL MANAGEMENT, LLC
BEVERLY HILLS
CA
90212
0
0
1
0
Common Stock, $0.005 par value
2019-09-10
4
P
0
3700
2.5576
A
151644
I
See footnotes
Common Stock, $0.005 par value
2019-09-11
4
P
0
900
2.2842
A
152412
D
Common Stock, $0.005 par value
2019-09-11
4
P
0
2200
2.3144
A
153844
I
See footnotes
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.37 to $2.65, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.
These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital").
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.28 to $2.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.29 to $2.37, inclusive. The Reporting Person undertakes to provide to the Issuer any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4.
Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.
Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.
This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ Robert S. Ellin
2019-09-13