Brooklyn ImmunoTherapeutics, Inc.
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(Name of Issuer)
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Common Stock, $0.005 par value
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(Title of Class of Securities)
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114082100 |
(CUSIP Number)
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March 25, 2021
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(Date of event which requires filing of this statement)
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☐
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Rule 13d-1(b)
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☒
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Rule 13d-1(c)
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☐
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Rule 13d-1(d)
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1
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NAMES OF REPORTING PERSONS
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Nicholas Jason Singer
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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3,791,983 (1)
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6
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SHARED VOTING POWER
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0 |
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7
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SOLE DISPOSITIVE POWER
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3,791,983 (1)
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8
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SHARED DISPOSITIVE POWER
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0 |
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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3,791,983 (1)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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9.13%(2)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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(1) |
Consisting of (i) 1,900,452 shares of common stock held by Purchase Capital LLC and (ii) 1,891,531 shares of common stock held by Pacific Premier Trust as Custodian for the benefit of Nicholas J. Singer. The Reporting Person maintains
sole voting and dispositive control over the foregoing shares.
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(2) |
Based on 41,514,166 shares of common stock outstanding, as reported in the Issuer’s Current Report on Form 8-K, as filed with the Securities and Exchange Commission on March 31, 2021.
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Item 1(a) |
Name of Issuer:
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Item 1(b) |
Address of Issuer’s Principal Executive Offices:
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Item 2(a) |
Name of Person Filing:
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Item 2(b) |
Address or Principal Business Office or, if none, Residence:
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Item 2(c) |
Citizenship:
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Item 2(d) |
Title of Class of Securities:
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Item 2(e) |
CUSIP Number:
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Item 3 |
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
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Item 4 |
Ownership.
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Item 5 |
Ownership of Five Percent or Less of a Class.
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Item 6 |
Ownership of More than Five Percent on Behalf of Another Person.
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Item 7 |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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Item 8 |
Identification and Classification of Members of the Group.
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Item 9 |
Notice of Dissolution of Group.
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Item 10 |
Certifications.
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Dated: April 30, 2021
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/s/ Nicholas Jason Singer
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Name:
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Nicholas Jason Singer
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