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Filing Detail
Form MA - Municipal Advisor Registration for Business Entities:
SEC Accession No. 0000748532-14-000010
Filing Date
2014-10-23
Accepted
2014-11-10 16:27:21
Documents
1

Document Format Files

Seq Description Document Type Size
1 primary_doc.html MA  
1 Screen Reader Accessible File primary_doc.xml MA 36148
  Complete submission text file 0000748532-14-000010.txt   37497
Mailing Address 888 SAN CLEMENTE SUITE 400 NEWPORT BEACH CA 92660
Business Address 888 SAN CLEMENTE SUITE 400 NEWPORT BEACH CA 92660 949-720-5700
ROTH CAPITAL PARTNERS, LLC (Filer) CIK: 0000748532 (see all company filings)

IRS No.: 330947643 | State of Incorp.: CA | Fiscal Year End: 0630
Type: MA | Act: 34 | File No.: 867-01070 | Film No.: 141209033