0001554795-24-000168.txt : 20240703 0001554795-24-000168.hdr.sgml : 20240703 20240703131642 ACCESSION NUMBER: 0001554795-24-000168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240506 FILED AS OF DATE: 20240703 DATE AS OF CHANGE: 20240703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Funk Paul II CENTRAL INDEX KEY: 0002027952 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40202 FILM NUMBER: 241099205 MAIL ADDRESS: STREET 1: 12209 LAGO DEL SUR CITY: BELTON STATE: TX ZIP: 76513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Red Cat Holdings, Inc. CENTRAL INDEX KEY: 0000748268 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 880490034 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 15 AVE. MUNOZ RIVERA STREET 2: STE 2200 CITY: SAN JUAN STATE: PR ZIP: 00901-2510 BUSINESS PHONE: 833-373-3228 MAIL ADDRESS: STREET 1: 15 AVE. MUNOZ RIVERA STREET 2: STE 2200 CITY: SAN JUAN STATE: PR ZIP: 00901-2510 FORMER COMPANY: FORMER CONFORMED NAME: TimefireVR Inc. DATE OF NAME CHANGE: 20161121 FORMER COMPANY: FORMER CONFORMED NAME: EnergyTEK Corp. DATE OF NAME CHANGE: 20140723 FORMER COMPANY: FORMER CONFORMED NAME: BROADLEAF CAPITAL PARTNERS INC DATE OF NAME CHANGE: 20040928 4 1 ownership.xml X0508 4 2024-05-06 0 0000748268 Red Cat Holdings, Inc. RCAT 0002027952 Funk Paul II 15 AVENIDA MUNOZ RIVERA STE 2200 SAN JUAN PR 00901 PUERTO RICO 1 0 0 0 0 Common Stock 2024-05-06 4 A 0 157599 0 A 157599 D Consists of 157,599 restricted stock units ("RSUs") subject to time-based vesting, vesting in full on May 6, 2026, subject to customary vesting acceleration terms in the event of death, disability, or change in control of Red Cat Holdings, Inc. (the "Issuer"). Each RSU is issued under and subject to the terms of the Red Cat Holdings, Inc. 2019 Equity Incentive Plan, and represents the right to receive, at settlement, one share of the Issuer's common stock. /s/ Paul Funk II 2024-07-02