0001554795-23-000152.txt : 20230505 0001554795-23-000152.hdr.sgml : 20230505 20230505160135 ACCESSION NUMBER: 0001554795-23-000152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230501 FILED AS OF DATE: 20230505 DATE AS OF CHANGE: 20230505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERNON JOSEPH P CENTRAL INDEX KEY: 0001196100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40202 FILM NUMBER: 23893647 MAIL ADDRESS: STREET 1: 1607 PONCE DE LEON AVENUE STREET 2: SUITE 407 CITY: SAN JUAN STATE: PR ZIP: 00909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Red Cat Holdings, Inc. CENTRAL INDEX KEY: 0000748268 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 860490034 STATE OF INCORPORATION: NV FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 15 AVE. MUNOZ RIVERA STREET 2: STE 2200 CITY: SAN JUAN STATE: PR ZIP: 00901-2510 BUSINESS PHONE: 833-373-3228 MAIL ADDRESS: STREET 1: 15 AVE. MUNOZ RIVERA STREET 2: STE 2200 CITY: SAN JUAN STATE: PR ZIP: 00901-2510 FORMER COMPANY: FORMER CONFORMED NAME: TimefireVR Inc. DATE OF NAME CHANGE: 20161121 FORMER COMPANY: FORMER CONFORMED NAME: EnergyTEK Corp. DATE OF NAME CHANGE: 20140723 FORMER COMPANY: FORMER CONFORMED NAME: BROADLEAF CAPITAL PARTNERS INC DATE OF NAME CHANGE: 20040928 4 1 ownership.xml X0407 4 2023-05-01 0 0000748268 Red Cat Holdings, Inc. RCAT 0001196100 HERNON JOSEPH P 15 AVE. MUNOZ RIVERA STE 2200 SAN JUAN PR 00901 PUERTO RICO 0 1 0 0 CFO 0 Common Stock 2023-05-01 4 A 0 30000 0.85 A 447120 D Common Stock 2023-05-01 4 F 0 3877 0.85 D 443243 D Represents the vesting of 30,000 restricted stock units, of which 3,877 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 26,123 shares of common stock. /s/ Joseph Hernon 2023-05-03