0001554795-22-000035.txt : 20220128 0001554795-22-000035.hdr.sgml : 20220128 20220128170041 ACCESSION NUMBER: 0001554795-22-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211101 FILED AS OF DATE: 20220128 DATE AS OF CHANGE: 20220128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERNON JOSEPH P CENTRAL INDEX KEY: 0001196100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40202 FILM NUMBER: 22569762 MAIL ADDRESS: STREET 1: 1607 PONCE DE LEON AVENUE STREET 2: SUITE 407 CITY: SAN JUAN STATE: PR ZIP: 00909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Red Cat Holdings, Inc. CENTRAL INDEX KEY: 0000748268 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 860490034 STATE OF INCORPORATION: NV FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 370 HARBOUR DRIVE CITY: HUMACAO STATE: PR ZIP: 00791 BUSINESS PHONE: 833-373-3228 MAIL ADDRESS: STREET 1: 370 HARBOUR DRIVE CITY: HUMACAO STATE: PR ZIP: 00791 FORMER COMPANY: FORMER CONFORMED NAME: TimefireVR Inc. DATE OF NAME CHANGE: 20161121 FORMER COMPANY: FORMER CONFORMED NAME: EnergyTEK Corp. DATE OF NAME CHANGE: 20140723 FORMER COMPANY: FORMER CONFORMED NAME: BROADLEAF CAPITAL PARTNERS INC DATE OF NAME CHANGE: 20040928 4 1 ownership.xml X0306 4 2021-11-01 0 0000748268 Red Cat Holdings, Inc. RCAT 0001196100 HERNON JOSEPH P 370 HARBOUR DRIVE HUMACAO PR 00791 PUERTO RICO 0 1 0 0 CFO Common Stock 2021-11-01 4 A 0 45000 2.99 A 122222 D Common Stock 2021-11-01 4 F 0 10552 2.99 D 111670 D Represents the vesting of 45,000 restricted stock units, of which 10,552 were withheld by the Company to satisfy tax witholding obligations resulting in the net issuance of 34,448 shares. /s/ Joseph Hernon 2022-01-28