0000899078-01-500344.txt : 20011018 0000899078-01-500344.hdr.sgml : 20011018 ACCESSION NUMBER: 0000899078-01-500344 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011010 COMPANY DATA: COMPANY CONFORMED NAME: BUCK MICHAEL F CENTRAL INDEX KEY: 0001160511 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 4800 BROADWAY SUITE A CITY: ADDISON STATE: TX ZIP: 75001 MAIL ADDRESS: STREET 1: 4800 BROADWAY SUITE A CITY: ADDISON STATE: TX ZIP: 75001 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OVERHILL CORP CENTRAL INDEX KEY: 0000748212 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CONSTRUCTION & MINING (NO PETRO) MACHINERY & EQUIP [5082] IRS NUMBER: 232708876 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09083 FILM NUMBER: 1756174 BUSINESS ADDRESS: STREET 1: 4800 BROADWAY SUITE A CITY: ADDISON STATE: TX ZIP: 75001 BUSINESS PHONE: 9723860101 MAIL ADDRESS: STREET 1: 4800 BROADWAY SUITE A CITY: ADDISON STATE: TX ZIP: 75001 FORMER COMPANY: FORMER CONFORMED NAME: KAPPA NETWORKS INC DATE OF NAME CHANGE: 19910721 FORMER COMPANY: FORMER CONFORMED NAME: POLYPHASE CORP DATE OF NAME CHANGE: 19920703 4 1 buckoct2001_f4.txt MICHAEL F. BUCK FORM 4 F O R M 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 [ ] Check this box if OMB APPROVAL no longer subject OMB Number 3235-0287 to Section 16. Form 4 or Expires: December 31, 2001 Form 5 obligations may continue Estimated ave. burden See instruction (b). hours per response _____ 0.5 (Print or type response) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act 1940 -------------------------------------------------------------------------------- 1.Name and Address of 2.Issuer Name and Ticker 6.Relationship of Reporting Reporting Person* or Trading Symbol Person to Issuer (check all Applicable) Overhill Corporation (OVH)
Buck Michael F. 09/2001 X Director 10% Owner --------------------------------------- ----------------------- ----------------- --- --- (Last) (First) (MI) 3.IRS or Identification 4.Statement for Officer Other Number of Reporting Month/Year --- --- Person, if an entity (give title below) (specify below) (Voluntary) 4800 Broadway, Suite A --------------------------------------------------------- ---------------- ------------------------------------ (Street) 5. If Amendment, Date of Original 7.Individual or Joint/Group (Month/Year) Filing (Check Applicable Addison Texas 75001 Line) -------------------------------------------------------- (City) (State) (Zip) X Form filed by One --- Reporting Person Form filed by More --- than One Reporting Person
-------------------------------------------------------------------------------- Table I - Non-Derivative Securities Acquired, Disposed of or Beneficially Owned --------------------------------------------------------------------------------
1. Title of Security 2. Transaction 3. Transaction 4. Security Acquired (A) (Inst.3) Date Code or Disposed of (D) (Month/ (Instr.8) (Inst.3, 4 & 5) Day/Yr) --------------------------------------------------- (A) Code V Amount (D) Price Common Stock 9/25/01 M 30,000 A $0.75 --------------------------------------- ------------------- ------- ----- ---------------- ---- --------- Common Stock 9/25/01 M 30,000 A $0.75 --------------------------------------- ------------------- ------- ----- ---------------- ---- --------- --------------------------------------- ------------------- ------- ----- ---------------- ---- --------- --------------------------------------- ------------------- ------- ----- ---------------- ---- --------- --------------------------------------- ------------------- ------- ----- ---------------- ---- ---------
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5. Amount of Securities 6. Ownership Form 7. Nature of Indirect Beneficially Owned at Direct (D) or Beneficial Ownership at End of Month Indirect (I) (Inst. 4) (Inst. 3 & 4) --------------------------------------- ------------------------------ ----------------------------- 60,100 D --------------------------------------- ------------------------------ ----------------------------- --------------------------------------- ------------------------------ ----------------------------- --------------------------------------- ------------------------------ ----------------------------- --------------------------------------- ------------------------------ -----------------------------
Reminder: Report on a separate line for each class securities owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v). Page 2 of 4
-------------------------------------------------------------------------------- Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) -------------------------------------------------------------------------------- 1. Title of 2. Conversion 3. Transaction 4. Transaction Derivative or Exercise Date (Month Code Security Price of (Day/Year) (Instr. 8) (Instr.3) Derivative Security Code V Stock Option (right to buy) $0.75 9/25/01 M ------------------------------------------ -------------------- ---------------- --------------- Stock Option (right to buy) $0.75 9/25/01 M ------------------------------------------ -------------------- ---------------- --------------- ------------------------------------------ -------------------- ---------------- --------------- ------------------------------------------ -------------------- ---------------- --------------- ------------------------------------------ -------------------- ---------------- ---------------
5. Number of Derivative 6. Date Exercisable 7. Title & Amount of Securities Acquired & Expiration Date Underlying Securities (A) or Disposed of (D) (Month/Day/Year) (Inst. 3 & 4) (Instr. 3, 4 & 5) ------------------------------------------------------------------------------------------------------------------- (A) (D) Date Expiration Title Amount or Number Exercisable Date of Shares 30,000 7/23/96 7/23/06 Common Stock 30,000 (1) ----------------- ----------------- ------------ ------------- -------------- ----------------- 30,000 3/17/98 3/17/08 Common Stock 30,000 (1) ----------------- ----------------- ------------ ------------- -------------- ----------------- ----------------- ----------------- ------------ ------------- -------------- ----------------- ----------------- ----------------- ------------ ------------- -------------- ----------------- ----------------- ----------------- ------------ ------------- -------------- -----------------
8. Price of Derivative 9. Number of Derivative Securities 10. Ownership Form of 11. Nature of Indirect Security (Inst.5) Beneficially Owned at End of Derivative Security: Beneficial Month (Instr. 4) Direct (D) or Ownership (Instr.4) Indirect (I) (Instr.4) ----------------------- ----------------------------------- -------------------------- ------------------------ 0 D ----------------------- ----------------------------------- -------------------------- ------------------------ ----------------------- ----------------------------------- -------------------------- ------------------------ ----------------------- ----------------------------------- -------------------------- ------------------------ ----------------------- ----------------------------------- -------------------------- ------------------------ Explanation of Responses: (1) Granted pursuant to the 1994 Employee Stock Option Plan of Overhill Corporation.
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/s/ Michael F. Buck 10/10/01 **Intentional misstatements or omissions of facts constitute Federal ------------------------------------------ Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date
Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 4 of 4