0000897069-16-001096.txt : 20161031 0000897069-16-001096.hdr.sgml : 20161031 20161031160836 ACCESSION NUMBER: 0000897069-16-001096 CONFORMED SUBMISSION TYPE: N-CSR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20161031 DATE AS OF CHANGE: 20161031 EFFECTIVENESS DATE: 20161031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARNASSUS FUNDS CENTRAL INDEX KEY: 0000747546 IRS NUMBER: 946579180 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-CSR/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04044 FILM NUMBER: 161961724 BUSINESS ADDRESS: STREET 1: ONE MARKET #1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 4157780200 MAIL ADDRESS: STREET 1: ONE MARKET #1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: PARNASSUS FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: RENAISSANCE FUND/MA DATE OF NAME CHANGE: 19841206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARNASSUS INCOME FUNDS CENTRAL INDEX KEY: 0000866256 IRS NUMBER: 946633178 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-CSR/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-06673 FILM NUMBER: 161961725 BUSINESS ADDRESS: STREET 1: ONE MARKET #1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 4157780200 MAIL ADDRESS: STREET 1: ONE MARKET #1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: PARNASSUS INCOME FUND DATE OF NAME CHANGE: 19920703 0000747546 S000000852 Parnassus Fund C000002467 Investor Shares PARNX C000156022 Institutional Shares PFPRX 0000747546 S000000853 Parnassus Mid Cap Fund C000002468 Investor Shares PARMX C000156023 Institutional Shares PFPMX 0000747546 S000000855 Parnassus Endeavor Fund C000002470 Investor Shares PARWX C000156024 Institutional Shares PFPWX 0000747546 S000040684 Parnassus Asia Fund C000126157 Investor Shares PAFSX C000156025 Institutional Shares PFPSX 0000866256 S000000856 Parnassus Core Equity Fund C000002471 Investor Shares PRBLX C000102327 Institutional Shares PRILX 0000866256 S000000857 Parnassus Fixed Income Fund C000002472 Investor Shares PRFIX C000156017 Institutional Shares PFPLX N-CSR/A 1 cg817.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 Washington, D.C. 20549

Amendment No. 1 to

FORM N-CSR/A

CERTIFIED SHAREHOLDER REPORT OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES



Investment Company Act file number:
  
Parnassus Funds (811-04044)
Parnassus Income Funds (811-06673)

 

Parnassus Funds
Parnassus Income Funds
 (Exact name of registrant as specified in charter)
 
 
1 Market Street, Suite 1600, San Francisco, California 94105
 (Address of principal executive offices) (Zip code)
 
 
Marc C. Mahon, 1 Market Street, Suite 1600, San Francisco, California 94105
 (Name and address of agent for service)
 
 
415-778-0200
Registrant’s telephone number, including area code



Date of fiscal year end: December 31


Date of reporting period:  June 30, 2016


Item 1. Report to Stockholders.

 
This amendment on Form N-CSR/A is filed in order to provide the voting results for the special meeting of shareholders that was held on March 22, 2016. This amendment does not reflect events occurring after the filing of the original Certified Shareholder Report on Form N-CSR for the semi-annual period ended June 30, 2016 and, other than the aforementioned voting results information (as provided below), this amendment on Form N-CSR/A does not amend or update the Form N-CSR in any way.

Voting Results of Special Meeting of Shareholders (Unaudited)

A Special Meeting (the “Meeting”) of Parnassus Trust and Parnassus Income Trust (collectively the “Trusts”) was held on March 22, 2016 to consider and act upon the election of Jeanie S. Joe, Donald J. Boteler, Alecia A. DeCoudreaux and Jerome L. Dodson as Trustees of the Trusts.  At the Meeting, each of these individuals was elected as a Trustee.  In electing the Trustees, the Trusts’ shareholders voted as follows (there were no abstentions or broker non-votes):
 
Parnassus Trust
 
                    
Election of Trustees
 
For
 
 
  
Withheld
 
 
Jeanie S. Joe
 
 
71,887,997
 
 
    
 
1,987,421
 
 
Donald J. Boteler
 
 
71,335,959
 
 
    
 
2,539,460
 
 
Alecia A. DeCoudreaux
 
 
71,877,490
 
 
    
 
1,987,929
 
 
Jerome L. Dodson
 
 
65,870,432
 
 
    
 
8,004,987
 
 
 
      
 
          

Parnassus Income Trust
 
                    
Election of Trustees
 
For
 
 
  
Withheld
 
 
Jeanie S. Joe
 
 
275,564,023
 
 
    
 
10,686,880
 
 
Donald J. Boteler
 
 
275,068,392
 
 
    
 
11,182,512
 
 
Alecia A. DeCoudreaux
 
 
275,710,034
 
 
    
 
10,540,869
 
 
Jerome L. Dodson
 
 
235,520,576
 
 
    
 
50,730,327
 
 
 
      
 
          


1

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Parnassus Funds
Parnassus Income Funds
 

By:            /s/ Jerome L. Dodson
Jerome L. Dodson, President

Date: October 28, 2016

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 
By:            /s/ Jerome L. Dodson
Jerome L. Dodson, President

Date: October 28, 2016

 
By:            /s/ Marc C. Mahon
Marc C. Mahon, Treasurer

Date: October 28, 2016


Signature Page