-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PqK/mZKBUdS9gO4MQOQvo3IgdvYlAHRXM+D+yab4XXG8lhRl5UtLZ/ctxgKKxF3H Ph3T+p90sKcuINjvQy4Nsg== 0000927016-99-000910.txt : 19990311 0000927016-99-000910.hdr.sgml : 19990311 ACCESSION NUMBER: 0000927016-99-000910 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990310 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAREY INTERNATIONAL INC CENTRAL INDEX KEY: 0000747201 STANDARD INDUSTRIAL CLASSIFICATION: LOCAL & SUBURBAN TRANSIT & INTERURBAN HWY PASSENGER TRAINS [4100] IRS NUMBER: 521171965 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-51263 FILM NUMBER: 99562262 BUSINESS ADDRESS: STREET 1: 4530 WISCONSIN AVE NW CITY: WASHINGTON STATE: DC ZIP: 20016 BUSINESS PHONE: 2028951200 MAIL ADDRESS: STREET 1: 4530 WISCONSIN AVE NW CITY: WASHINGTON STATE: DC ZIP: 20016 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DAILEY DON R CENTRAL INDEX KEY: 0001056124 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O CAREY INTERNATIONAL INC STREET 2: 4530 WISCONSIN AVENUE NW CITY: WASHINGTON STATE: DC ZIP: 20016 BUSINESS PHONE: 2028951200 MAIL ADDRESS: STREET 1: C/O CAREY INTERNATIONAL INC STREET 2: 4530 WISCONSIN AVE NW CITY: WASHINGTON STATE: DC ZIP: 20016 SC 13G/A 1 SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------ SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)/1/ CAREY INTERNATIONAL, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 141750 10 9 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) - -------------------------- /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - ----------------------- --------------------- CUSIP NO. 141750 10 9 Page 2 of 5 - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 #I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Don R. Dailey - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 375,176 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 0 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 375,176 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 375,176 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 3.8% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 5 Item 1. (a) Name of Issuer: Carey International, Inc. (b) Address of Issuer's Principal Executive Offices: 4530 Wisconsin Avenue, N.W. Washington, D.C. 20016 Item 2. (a) Name of Person Filing: Don R. Dailey (b) Address of Principal Business Office: The address of the reporting person is c/o Carey International, Inc., 4530 Wisconsin Avenue, N.W., Washington, D.C. 20016 (c) Citizenship: The reporting person is a citizen of the United States. (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 141750 10 9 Item 3. Not Applicable. Item 4. Ownership. (a) Amount beneficially owned: 375,176 Shares/(1)/ (b) Percent of class: 3.8% Page 4 of 5 (c) Number of shares as to which such person has:
Sole Power to Vote or to Shared Power to Vote or Sole Power to Dispose or Shared Power to Dispose or Direct the Vote to Direct the Vote to Direct the Disposition of to Direct the Disposition of --------------- ------------------ ---------------------------- ---------------------------- 375,176/(1)/ 0 375,176/(1)/ 0
(1) Includes 235,707 shares issuable upon the exercise of options which currently are exercisable. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. Page 5 of 5 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Don R. Dailey ---------------------------------------- Don R. Dailey Date: March 2, 1999 -----END PRIVACY-ENHANCED MESSAGE-----