0001857647-23-000029.txt : 20230302 0001857647-23-000029.hdr.sgml : 20230302 20230302192312 ACCESSION NUMBER: 0001857647-23-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230302 DATE AS OF CHANGE: 20230302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gupta Shalabh CENTRAL INDEX KEY: 0001715005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08729 FILM NUMBER: 23701069 MAIL ADDRESS: STREET 1: 801 LAKEVIEW DRIVE STREET 2: SUITE 100 CITY: BLUE BELL STATE: PA ZIP: 19422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNISYS CORP CENTRAL INDEX KEY: 0000746838 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 380387840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 LAKEVIEW DRIVE, SUITE 100 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2159864011 MAIL ADDRESS: STREET 1: 801 LAKEVIEW DRIVE, SUITE 100 CITY: BLUE BELL STATE: PA ZIP: 19422 FORMER COMPANY: FORMER CONFORMED NAME: BURROUGHS CORP /DE/ DATE OF NAME CHANGE: 19861204 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2023-02-28 0 0000746838 UNISYS CORP UIS 0001715005 Gupta Shalabh C/O UNISYS CORPORATION 801 LAKEVIEW DRIVE BLUE BELL PA 19422 0 1 0 0 Vice President and Treasurer Common Stock 2023-02-28 4 M 0 755 0 A 38981 D Common Stock 2023-02-28 4 F 0 261 4.98 D 38720 D Common Stock 2023-02-28 4 M 0 2023 0 A 40743 D Common Stock 2023-02-28 4 F 0 699 4.98 D 40044 D Restricted Stock Units 2023-02-28 4 M 0 755 0 D Common Stock 755 0 D Restricted Stock Units 2023-02-28 4 M 0 2023 0 D Common Stock 2023 0 D Restricted Stock Units 2023-02-28 4 A 0 21754 0 A Common Stock 21754 21754 D Each restricted stock unit represents a contingent right to receive 0.3728 shares of Unisys Corporation common stock. Performance-based restricted stock units ("PB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2020 through December 31, 2020, 2021 and 2022, respectively, and then such PB-RSUs vest on the later of February 28, 2021, 2022 and 2023, respectively (or is such date does not fall on a trading day, the immediately preceding trading day), and the date on which the Board of Directors verifies the vesting of the applicable tranche of the PB-RSU grant to Unisys Corporation's Chief Executive Officer. This report only relates to the PB-RSUs the reporting person earned during the 2022 performance period. All shares resulting from such earned PB-RSUs vested on February 28, 2023. Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock. Time-based restricted stock units ("TB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 28, 2021, 2022 and 2023, respectively (or is such date does not fall on a trading day, the immediately preceding trading day). Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock. Time-based restricted stock units ("TB-RSUs") granted on February 28, 2023 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 28, 2024, 2025 and 2026, respectively (or if such date does not fall on a trading day, the immediately preceding trading day). Natasha Redding, attorney-in-fact 2023-03-02