0001199359-21-000009.txt : 20210217 0001199359-21-000009.hdr.sgml : 20210217 20210217165127 ACCESSION NUMBER: 0001199359-21-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210212 FILED AS OF DATE: 20210217 DATE AS OF CHANGE: 20210217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ruckstuhl Ann S CENTRAL INDEX KEY: 0001690873 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08729 FILM NUMBER: 21645630 MAIL ADDRESS: STREET 1: 801 LAKEVIEW DRIVE STREET 2: SUITE 100 CITY: BLUE BELL STATE: PA ZIP: 19422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNISYS CORP CENTRAL INDEX KEY: 0000746838 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 380387840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 LAKEVIEW DRIVE, SUITE 100 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2159864011 MAIL ADDRESS: STREET 1: 801 LAKEVIEW DRIVE, SUITE 100 CITY: BLUE BELL STATE: PA ZIP: 19422 FORMER COMPANY: FORMER CONFORMED NAME: BURROUGHS CORP /DE/ DATE OF NAME CHANGE: 19861204 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-02-12 0 0000746838 UNISYS CORP UIS 0001690873 Ruckstuhl Ann S 801 LAKEVIEW DRIVE SUITE 100 BLUE BELL PA 19422 0 1 0 0 Senior Vice President Common Stock 2021-02-12 4 M 0 5415 0 A 51227 D Common Stock 2021-02-12 4 F 0 1872 26.3 D 49355 D Common Stock 2021-02-12 4 M 0 7505 0 A 56860 D Common Stock 2021-02-12 4 F 0 2751 26.3 D 54109 D Common Stock 2021-02-12 4 M 0 4227 0 A 58336 D Common Stock 2021-02-12 4 F 0 1461 26.3 D 56875 D Common Stock 2021-02-12 4 M 0 4072 0 A 60947 D Common Stock 2021-02-12 4 F 0 1408 26.3 D 59539 D Restricted Stock Units 2021-02-12 4 M 0 5415 0 D Common Stock 5415 0 D Restricted Stock Units 2021-02-12 4 M 0 5415 0 D Common Stock 7505 0 D Restricted Stock Units 2021-02-12 4 M 0 4227 0 D Common Stock 4227 4228 D Restricted Stock Units 2021-02-12 4 M 0 4227 0 D Common Stock 4072 0 D Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock. Time-based restricted stock units ("TB-RSUs") granted on February 12, 2018 under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 12, 2019, 2020 and 2021, respectively (or is such date does not fall on a trading day, the immediately preceding trading day). Each restricted stock unit represents a contingent right to receive 1.3858 shares of Unisys Corporation common stock. Performance-based restricted stock units ("PB-RSUs") granted on February 12, 2018 under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2018 through December 31, 2018, 2019 and 2020, respectively, and then such PB-RSUs vest on the later of February 12, 2019, 2020 and 2021, respectively (or is such date does not fall on a trading day, the immediately preceding trading day), and the date on which the Board of Directors verifies the vesting of the applicable tranche of the PB-RSU grant to Unisys Corporation's Chief Executive Officer. This report only relates to the PB-RSUs the reporting person earned during the 2020 performance period. All shares resulting from such earned PB-RSUs vested on February 12, 2021. Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock. Time-based restricted stock units ("TB-RSUs") granted on February 15, 2019 under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 15, 2020, 2021 and 2022, respectively (or if such date does not fall on a trading day, the immediately preceding trading day). Each restricted stock unit represents a contingent right to receive 0.9632 shares of Unisys Corporation common stock. Performance-based restricted stock units ("PB-RSUs") granted on February 15, 2019 under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2019 through December 31, 2019, 2020 and 2021, respectively, and then such PB-RSUs vest on the later of February 15, 2020, 2021 and 2022, respectively (or is such date does not fall on a trading day, the immediately preceding trading day), and the date on which the Board of Directors verifies the vesting of the applicable tranche of the PB-RSU grant to Unisys Corporation's Chief Executive Officer. This report only relates to the PB-RSUs the reporting person earned during the 2020 performance period. All shares resulting from such earned PB-RSUs vested on February 12, 2021. John M. Armbruster, attorney-in-fact 2021-02-17