-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q1owPnIZLcQvNnkh/TRlGMzMAku1UMLy+X1+4GesPObz60wbDtwrGrj1inxPzr6Y +yb4MFMkhU5+moYIExPb+A== 0001005477-98-002147.txt : 19980703 0001005477-98-002147.hdr.sgml : 19980703 ACCESSION NUMBER: 0001005477-98-002147 CONFORMED SUBMISSION TYPE: SC 14D1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980702 SROS: NASD GROUP MEMBERS: T10 ACQUISITION CORP. GROUP MEMBERS: TYCO INTERNATIONAL GROUP S A SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA CIRCUITS INC CENTRAL INDEX KEY: 0000746549 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 770107167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 14D1/A SEC ACT: SEC FILE NUMBER: 005-47397 FILM NUMBER: 98659570 BUSINESS ADDRESS: STREET 1: 393 MATHEW ST CITY: SANTA CLARA STATE: CA ZIP: 95050 BUSINESS PHONE: 4087279169 MAIL ADDRESS: STREET 1: 393 MATHEW STREET CITY: SANTA CLARA STATE: CA ZIP: 95050 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TYCO INTERNATIONAL GROUP S A CENTRAL INDEX KEY: 0001060352 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: BOULEVARD ROYAL 26 STREET 2: L-2449 LUXEMBOURG ZIP: 00000 BUSINESS PHONE: 0113522299 SC 14D1/A 1 TENDER OFFER STATEMENT --------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to Schedule 14D-1 Tender Offer Statement Pursuant to Section 14(d)(1) of the Securities Exchange Act of 1934 Sigma Circuits, Inc. --------------------------------------- (Name of Subject Company) Tyco International Ltd. T10 Acquisition Corp. --------------------------------------- (Bidders) Common Stock, par value $.001 per share --------------------------------------- (Title of class of securities) 82655910 --------------------------------------- (CUSIP number of class of securities) Mark H. Swartz, Executive Vice President c/o Tyco International (US) Inc. One Tyco Park Exeter, New Hampshire 03833 (603) 778-9700 ----------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications on behalf of Bidders) with a copy to: Joshua M. Berman, Esq. Kramer, Levin, Naftalis & Frankel 919 Third Avenue New York, New York 10022 Telephone: (212) 715-9100 Page 1 of 5 pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS TYCO INTERNATIONAL LTD. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |_| (a) |_| (b) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCES OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(e) OR 2(f) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION BERMUDA - -------------------------------------------------------------------------------- 7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 458,146 SEE ITEM 6 AND ITEM 7 - -------------------------------------------------------------------------------- 8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES |_| SEE ITEM 6 AND ITEM 7 - -------------------------------------------------------------------------------- 9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 10.8% SEE ITEM 6 AND ITEM 7 - -------------------------------------------------------------------------------- 10 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- -2- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS T10 ACQUISITION CORP. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |_| (a) |_| (b) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCES OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(e) OR 2(f) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 458,146 SEE ITEM 6 AND ITEM 7 - -------------------------------------------------------------------------------- 8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES |_| SEE ITEM 6 AND ITEM 7 - -------------------------------------------------------------------------------- 9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 10.8% SEE ITEM 6 AND ITEM 7 - -------------------------------------------------------------------------------- 10 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- -3- T10 Acquisition Corp., a Delaware corporation (the "Purchaser") and an indirect wholly-owned subsidiary of Tyco International Ltd., a Bermuda company ("Tyco"), and Tyco hereby amend their Tender Offer Statement on Schedule 14D-1 dated June 5, 1998 (the "Schedule 14D-1"), relating to the Purchaser's offer to purchase all the outstanding shares of Common Stock, par value $.001 per share (the "Shares"), of Sigma Circuits, Inc., a Delaware corporation (the "Company"). Unless otherwise defined herein, capitalized terms used herein shall have the meanings set forth in the Schedule 14D-1. Item 3. PAST CONTACTS, TRANSACTIONS OR NEGOTIATIONS WITH THE SUBJECT COMPANY; Item 7. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO THE SUBJECT COMPANY'S SECURITIES; and Item 10. ADDITIONAL INFORMATION. Items 3, 7 and 10(a) are hereby amended to add the following: "The following information concerning the Company was furnished by the Company concerning the Company's estimated results of operations for its fourth fiscal quarter ending June 27, 1998. Neither the Purchaser nor Tyco takes any responsibility for the accuracy or completeness of the following information or for the failure of the Company to disclose events or information which may have occurred or may effect the significance or accuracy of any such information but which are unknown to the Purchaser or Tyco. The Company estimates that revenues for its fourth fiscal quarter ending June 27, 1998 are expected to be between $21 and $22 million, with corresponding diluted earnings per share of approximately $0.19. Each of theses estimates is below the expectations of financial analysts." Item 10. ADDITIONAL INFORMATION. Item 10(f) is hereby amended to add the following: "Notwithstanding anything to the contrary contained in Section 1 ("Terms of the Offer; Extension, Termination; Amendments"), Section 4 ("Acceptance for Payment and Payment of Offer Price"), Section 15 ("Certain Conditions of the Offer") or any other section of the Offer to Purchase, the Purchaser shall not be required to pay for the Shares and may terminate or amend the Offer only if, prior to the Expiration Date, any of the conditions referred to in Section 15 have not been satisfied or waived any of the events specified in Section 15 have occurred." -4- SIGNATURE After due inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: July 1, 1998 TYCO INTERNATIONAL LTD. By: /s/ Mark H. Swartz ------------------------------------ Name: Mark H. Swartz Title: Executive Vice President and Chief Financial Officer -5- SIGNATURE After due inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: July 1, 1998 T10 ACQUISITION CORP. By: /s/ Mark H. Swartz ------------------------------------ Name: Mark H. Swartz Title: Vice President -6- -----END PRIVACY-ENHANCED MESSAGE-----