0001209191-23-041055.txt : 20230705
0001209191-23-041055.hdr.sgml : 20230705
20230705162224
ACCESSION NUMBER: 0001209191-23-041055
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230703
FILED AS OF DATE: 20230705
DATE AS OF CHANGE: 20230705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foundry Select Fund GP, LLC
CENTRAL INDEX KEY: 0001581764
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35376
FILM NUMBER: 231069367
BUSINESS ADDRESS:
STREET 1: 1050 WALNUT STREET, SUITE 210
CITY: BOULDER
STATE: CO
ZIP: 80302
BUSINESS PHONE: (303) 642-4050
MAIL ADDRESS:
STREET 1: 1050 WALNUT STREET, SUITE 210
CITY: BOULDER
STATE: CO
ZIP: 80302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FELD BRADLEY A
CENTRAL INDEX KEY: 0001065270
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35376
FILM NUMBER: 231069364
MAIL ADDRESS:
STREET 1: C/O FOUNDRY GROUP
STREET 2: 645 WALNUT ST.
CITY: BOULDER
STATE: CO
ZIP: 80302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCINTYRE RYAN A
CENTRAL INDEX KEY: 0001248148
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35376
FILM NUMBER: 231069361
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levine Seth
CENTRAL INDEX KEY: 0001644983
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35376
FILM NUMBER: 231069362
MAIL ADDRESS:
STREET 1: 1050 WALNUT STREET, SUITE 210
CITY: BOULDER
STATE: CO
ZIP: 80302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foundry Group Select Fund, L.P.
CENTRAL INDEX KEY: 0001581766
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35376
FILM NUMBER: 231069368
BUSINESS ADDRESS:
STREET 1: 1050 WALNUT STREET, SUITE 210
CITY: BOULDER
STATE: CO
ZIP: 80302
BUSINESS PHONE: (303) 642-4050
MAIL ADDRESS:
STREET 1: 1050 WALNUT STREET, SUITE 210
CITY: BOULDER
STATE: CO
ZIP: 80302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foundry Venture Capital 2007, L.P.
CENTRAL INDEX KEY: 0001644896
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35376
FILM NUMBER: 231069366
BUSINESS ADDRESS:
STREET 1: 1050 WALNUT STREET, SUITE 210
CITY: BOULDER
STATE: CO
ZIP: 80302
BUSINESS PHONE: 303 642 4050
MAIL ADDRESS:
STREET 1: 1050 WALNUT STREET, SUITE 210
CITY: BOULDER
STATE: CO
ZIP: 80302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foundry Venture 2007, LLC
CENTRAL INDEX KEY: 0001644897
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35376
FILM NUMBER: 231069365
BUSINESS ADDRESS:
STREET 1: 1050 WALNUT STREET, SUITE 210
CITY: BOULDER
STATE: CO
ZIP: 80302
BUSINESS PHONE: 303 642 4050
MAIL ADDRESS:
STREET 1: 1050 WALNUT STREET, SUITE 210
CITY: BOULDER
STATE: CO
ZIP: 80302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oblong, Inc.
CENTRAL INDEX KEY: 0000746210
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 770312442
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25587 CONIFER ROAD
STREET 2: SUITE 105-231
CITY: CONIFER
STATE: CO
ZIP: 80433
BUSINESS PHONE: 303-640-3838
MAIL ADDRESS:
STREET 1: 25587 CONIFER ROAD
STREET 2: SUITE 105-231
CITY: CONIFER
STATE: CO
ZIP: 80433
FORMER COMPANY:
FORMER CONFORMED NAME: GLOWPOINT, INC.
DATE OF NAME CHANGE: 20110809
FORMER COMPANY:
FORMER CONFORMED NAME: GLOWPOINT INC
DATE OF NAME CHANGE: 20031112
FORMER COMPANY:
FORMER CONFORMED NAME: WIRE ONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20000606
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-07-03
1
0000746210
Oblong, Inc.
OBLG
0001581766
Foundry Group Select Fund, L.P.
C/O FOUNDRY GROUP
645 WALNUT STREET
BOULDER
CO
80302
0
0
1
0
0001581764
Foundry Select Fund GP, LLC
C/O FOUNDRY GROUP
645 WALNUT STREET
BOULDER
CO
80302
0
0
1
0
0001644896
Foundry Venture Capital 2007, L.P.
C/O FOUNDRY GROUP
645 WALNUT STREET
BOULDER
CO
80302
0
0
1
0
0001644897
Foundry Venture 2007, LLC
C/O FOUNDRY GROUP
645 WALNUT STREET
BOULDER
CO
80302
0
0
1
0
0001065270
FELD BRADLEY A
C/O FOUNDRY GROUP
645 WALNUT STREET
BOULDER
CO
80302
0
0
1
0
0001644983
Levine Seth
C/O FOUNDRY GROUP
645 WALNUT STREET
BOULDER
CO
80302
0
0
1
0
0001248148
MCINTYRE RYAN A
C/O FOUNDRY GROUP
645 WALNUT STREET
BOULDER
CO
80302
0
0
1
0
0
Common Stock
2023-07-03
4
J
0
85017
D
24215
I
By Foundry?Venture Capital 2007, L.P.
Common Stock
2023-07-03
4
J
0
321759
D
91644
I
By Foundry Group Select Fund, L.P.
Warrant (Right to Buy)
0.0001
2023-07-03
4
J
0
85017
A
Common Stock
85017
85017
I
By Foundry?Venture Capital 2007, L.P.
Warrant (Right to Buy)
0.0001
2023-07-03
4
J
0
321759
A
Common Stock
321759
321759
I
By Foundry Group Select Fund, L.P.
Foundry Venture Capital 2007, L.P. ("Foundry 2007") entered into an Exchange Agreement with the Issuer pursuant to which Foundry 2007 exchanged, on a 1:1 basis, 85,017 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.0001 per share (each a "Pre-Funded Warrant").
The number of securities reported gives effect to a 1-for-15 reverse stock split of the Issuer's Common Stock, which was effected on January 3, 2023.
Securities are held directly by Foundry Venture Capital 2007, L.P. ("Foundry 2007"). Foundry Venture 2007, LLC ("Foundry Venture") is the general partner of Foundry 2007. Bradley Feld, Seth Levine and Ryan McIntyre (collectively, the "Managing Members") are the managing members of Foundry Venture and may be deemed to share voting and dispositive power with respect to the securities held by Foundry 2007. Accordingly, each of Foundry Venture and the Managing Members may be deemed to beneficially own the securities held by Foundry 2007, but each disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.
Foundry Group Select Fund, L.P. ("Foundry Select") entered into an Exchange Agreement with the Issuer pursuant to which Foundry Select exchanged, on a 1:1 basis, 321,759 shares of the Issuer's Common Stock for an equal number of Pre-Funded Warrants.
Securities are held directly by Foundry Group Select Fund, L.P. ("Foundry Select"). Foundry Select Fund GP, LLC ("Foundry Select GP") is the general partner of Foundry Select. The Managing Members are the managing members of Foundry Select GP and may be deemed to share voting and dispositive power with respect to the securities held by Foundry Select. Accordingly, each of Foundry Select GP and the Managing Members may be deemed to beneficially own the securities held by Foundry Select, but each disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.
The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrant if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 4.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise.
Foundry Group Select Fund, L.P., by: Foundry Select Fund GP, LLC, by /s/ Bradley A. Feld, Managing Member
2023-07-05
Foundry Select Fund GP, LLC, by: /s/ Bradley A. Feld, Managing Member
2023-07-05
Foundry Venture Capital 2007, L.P., by: Foundry Venture 2007, LLC, by /s/ Bradley A. Feld, Managing Member
2023-07-05
Foundry Venture 2007, LLC, by: /s/ Bradley A. Feld, Managing Member
2023-07-05
/s/ Bradley A. Feld
2023-07-05
/s/ Seth Levine
2023-07-05
/s/ Ryan McIntyre
2023-07-05