0001209191-23-041055.txt : 20230705 0001209191-23-041055.hdr.sgml : 20230705 20230705162224 ACCESSION NUMBER: 0001209191-23-041055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230703 FILED AS OF DATE: 20230705 DATE AS OF CHANGE: 20230705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foundry Select Fund GP, LLC CENTRAL INDEX KEY: 0001581764 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35376 FILM NUMBER: 231069367 BUSINESS ADDRESS: STREET 1: 1050 WALNUT STREET, SUITE 210 CITY: BOULDER STATE: CO ZIP: 80302 BUSINESS PHONE: (303) 642-4050 MAIL ADDRESS: STREET 1: 1050 WALNUT STREET, SUITE 210 CITY: BOULDER STATE: CO ZIP: 80302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FELD BRADLEY A CENTRAL INDEX KEY: 0001065270 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35376 FILM NUMBER: 231069364 MAIL ADDRESS: STREET 1: C/O FOUNDRY GROUP STREET 2: 645 WALNUT ST. CITY: BOULDER STATE: CO ZIP: 80302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCINTYRE RYAN A CENTRAL INDEX KEY: 0001248148 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35376 FILM NUMBER: 231069361 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levine Seth CENTRAL INDEX KEY: 0001644983 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35376 FILM NUMBER: 231069362 MAIL ADDRESS: STREET 1: 1050 WALNUT STREET, SUITE 210 CITY: BOULDER STATE: CO ZIP: 80302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foundry Group Select Fund, L.P. CENTRAL INDEX KEY: 0001581766 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35376 FILM NUMBER: 231069368 BUSINESS ADDRESS: STREET 1: 1050 WALNUT STREET, SUITE 210 CITY: BOULDER STATE: CO ZIP: 80302 BUSINESS PHONE: (303) 642-4050 MAIL ADDRESS: STREET 1: 1050 WALNUT STREET, SUITE 210 CITY: BOULDER STATE: CO ZIP: 80302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foundry Venture Capital 2007, L.P. CENTRAL INDEX KEY: 0001644896 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35376 FILM NUMBER: 231069366 BUSINESS ADDRESS: STREET 1: 1050 WALNUT STREET, SUITE 210 CITY: BOULDER STATE: CO ZIP: 80302 BUSINESS PHONE: 303 642 4050 MAIL ADDRESS: STREET 1: 1050 WALNUT STREET, SUITE 210 CITY: BOULDER STATE: CO ZIP: 80302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foundry Venture 2007, LLC CENTRAL INDEX KEY: 0001644897 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35376 FILM NUMBER: 231069365 BUSINESS ADDRESS: STREET 1: 1050 WALNUT STREET, SUITE 210 CITY: BOULDER STATE: CO ZIP: 80302 BUSINESS PHONE: 303 642 4050 MAIL ADDRESS: STREET 1: 1050 WALNUT STREET, SUITE 210 CITY: BOULDER STATE: CO ZIP: 80302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oblong, Inc. CENTRAL INDEX KEY: 0000746210 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 770312442 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25587 CONIFER ROAD STREET 2: SUITE 105-231 CITY: CONIFER STATE: CO ZIP: 80433 BUSINESS PHONE: 303-640-3838 MAIL ADDRESS: STREET 1: 25587 CONIFER ROAD STREET 2: SUITE 105-231 CITY: CONIFER STATE: CO ZIP: 80433 FORMER COMPANY: FORMER CONFORMED NAME: GLOWPOINT, INC. DATE OF NAME CHANGE: 20110809 FORMER COMPANY: FORMER CONFORMED NAME: GLOWPOINT INC DATE OF NAME CHANGE: 20031112 FORMER COMPANY: FORMER CONFORMED NAME: WIRE ONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20000606 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-07-03 1 0000746210 Oblong, Inc. OBLG 0001581766 Foundry Group Select Fund, L.P. C/O FOUNDRY GROUP 645 WALNUT STREET BOULDER CO 80302 0 0 1 0 0001581764 Foundry Select Fund GP, LLC C/O FOUNDRY GROUP 645 WALNUT STREET BOULDER CO 80302 0 0 1 0 0001644896 Foundry Venture Capital 2007, L.P. C/O FOUNDRY GROUP 645 WALNUT STREET BOULDER CO 80302 0 0 1 0 0001644897 Foundry Venture 2007, LLC C/O FOUNDRY GROUP 645 WALNUT STREET BOULDER CO 80302 0 0 1 0 0001065270 FELD BRADLEY A C/O FOUNDRY GROUP 645 WALNUT STREET BOULDER CO 80302 0 0 1 0 0001644983 Levine Seth C/O FOUNDRY GROUP 645 WALNUT STREET BOULDER CO 80302 0 0 1 0 0001248148 MCINTYRE RYAN A C/O FOUNDRY GROUP 645 WALNUT STREET BOULDER CO 80302 0 0 1 0 0 Common Stock 2023-07-03 4 J 0 85017 D 24215 I By Foundry?Venture Capital 2007, L.P. Common Stock 2023-07-03 4 J 0 321759 D 91644 I By Foundry Group Select Fund, L.P. Warrant (Right to Buy) 0.0001 2023-07-03 4 J 0 85017 A Common Stock 85017 85017 I By Foundry?Venture Capital 2007, L.P. Warrant (Right to Buy) 0.0001 2023-07-03 4 J 0 321759 A Common Stock 321759 321759 I By Foundry Group Select Fund, L.P. Foundry Venture Capital 2007, L.P. ("Foundry 2007") entered into an Exchange Agreement with the Issuer pursuant to which Foundry 2007 exchanged, on a 1:1 basis, 85,017 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.0001 per share (each a "Pre-Funded Warrant"). The number of securities reported gives effect to a 1-for-15 reverse stock split of the Issuer's Common Stock, which was effected on January 3, 2023. Securities are held directly by Foundry Venture Capital 2007, L.P. ("Foundry 2007"). Foundry Venture 2007, LLC ("Foundry Venture") is the general partner of Foundry 2007. Bradley Feld, Seth Levine and Ryan McIntyre (collectively, the "Managing Members") are the managing members of Foundry Venture and may be deemed to share voting and dispositive power with respect to the securities held by Foundry 2007. Accordingly, each of Foundry Venture and the Managing Members may be deemed to beneficially own the securities held by Foundry 2007, but each disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Foundry Group Select Fund, L.P. ("Foundry Select") entered into an Exchange Agreement with the Issuer pursuant to which Foundry Select exchanged, on a 1:1 basis, 321,759 shares of the Issuer's Common Stock for an equal number of Pre-Funded Warrants. Securities are held directly by Foundry Group Select Fund, L.P. ("Foundry Select"). Foundry Select Fund GP, LLC ("Foundry Select GP") is the general partner of Foundry Select. The Managing Members are the managing members of Foundry Select GP and may be deemed to share voting and dispositive power with respect to the securities held by Foundry Select. Accordingly, each of Foundry Select GP and the Managing Members may be deemed to beneficially own the securities held by Foundry Select, but each disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrant if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 4.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. Foundry Group Select Fund, L.P., by: Foundry Select Fund GP, LLC, by /s/ Bradley A. Feld, Managing Member 2023-07-05 Foundry Select Fund GP, LLC, by: /s/ Bradley A. Feld, Managing Member 2023-07-05 Foundry Venture Capital 2007, L.P., by: Foundry Venture 2007, LLC, by /s/ Bradley A. Feld, Managing Member 2023-07-05 Foundry Venture 2007, LLC, by: /s/ Bradley A. Feld, Managing Member 2023-07-05 /s/ Bradley A. Feld 2023-07-05 /s/ Seth Levine 2023-07-05 /s/ Ryan McIntyre 2023-07-05