0001144204-13-022581.txt : 20130418
0001144204-13-022581.hdr.sgml : 20130418
20130418060435
ACCESSION NUMBER: 0001144204-13-022581
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130416
FILED AS OF DATE: 20130418
DATE AS OF CHANGE: 20130418
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLOWPOINT, INC.
CENTRAL INDEX KEY: 0000746210
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 770312442
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 MOUNTAIN AVENUE
STREET 2: SUITE 301
CITY: MURRAY HILL
STATE: NJ
ZIP: 07974
BUSINESS PHONE: 9738553411
MAIL ADDRESS:
STREET 1: 430 MOUNTAIN AVENUE
STREET 2: SUITE 301
CITY: MURRAY HILL
STATE: NJ
ZIP: 07974
FORMER COMPANY:
FORMER CONFORMED NAME: GLOWPOINT INC
DATE OF NAME CHANGE: 20031112
FORMER COMPANY:
FORMER CONFORMED NAME: WIRE ONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20000606
FORMER COMPANY:
FORMER CONFORMED NAME: VIEW TECH INC
DATE OF NAME CHANGE: 19950418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vicis Capital, LLC
CENTRAL INDEX KEY: 0001341950
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35376
FILM NUMBER: 13768112
BUSINESS ADDRESS:
STREET 1: TOWER 56, SUITE 700, 126 E. 56TH STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-909-4600
MAIL ADDRESS:
STREET 1: TOWER 56, SUITE 700, 126 E. 56TH STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vicis Capital Master Fund
CENTRAL INDEX KEY: 0001365954
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35376
FILM NUMBER: 13768111
BUSINESS ADDRESS:
STREET 1: 126 EAST 56TH STREET
STREET 2: TOWER 56, SUITE 700
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-909-4600
MAIL ADDRESS:
STREET 1: 126 EAST 56TH STREET
STREET 2: TOWER 56, SUITE 700
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
v341634_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-04-16
0
0000746210
GLOWPOINT, INC.
GLOW
0001341950
Vicis Capital, LLC
445 PARK AVENUE
SUITE 1043
NEW YORK
NY
10022
0
0
1
0
0001365954
Vicis Capital Master Fund
445 PARK AVENUE
SUITE 1043
NEW YORK
NY
10022
0
0
1
0
Common Stock
2013-04-16
4
S
0
285047
1.0021
D
8942805
I
By Vicis Capital Master Fund
Series B-1 Preferred Stock
99
I
By Vicis Capital Master Fund
Represents the indirect holdings of Vicis Capital, LLC. All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital, LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital, LLC may be deemed to be the beneficial owner of, but hereby disclaims such beneficial ownership of, the foregoing shares.
This amount represents the weighted average transaction price for the transactions reported on this line. The actual transaction prices ranged from $1.00 to $1.07. The reporting person hereby agrees to provide, upon request by the SEC staff, by the Issuer, or by any security holder of the Issuer, full information regarding the number of shares sold by Vicis Capital Master Fund at each separate price.
/s/ Andrew Comito, Compliance Officer, Vicis Capital, LLC
2013-04-18
/s/ Andrew Comito, Authorized Representative, Vicis Capital Master Fund
2013-04-18