0001144204-12-051074.txt : 20120913
0001144204-12-051074.hdr.sgml : 20120913
20120913115730
ACCESSION NUMBER: 0001144204-12-051074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120911
FILED AS OF DATE: 20120913
DATE AS OF CHANGE: 20120913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLOWPOINT, INC.
CENTRAL INDEX KEY: 0000746210
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 770312442
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 MOUNTAIN AVENUE
STREET 2: SUITE 301
CITY: MURRAY HILL
STATE: NJ
ZIP: 07974
BUSINESS PHONE: 9738553411
MAIL ADDRESS:
STREET 1: 430 MOUNTAIN AVENUE
STREET 2: SUITE 301
CITY: MURRAY HILL
STATE: NJ
ZIP: 07974
FORMER COMPANY:
FORMER CONFORMED NAME: GLOWPOINT INC
DATE OF NAME CHANGE: 20031112
FORMER COMPANY:
FORMER CONFORMED NAME: WIRE ONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20000606
FORMER COMPANY:
FORMER CONFORMED NAME: VIEW TECH INC
DATE OF NAME CHANGE: 19950418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vicis Capital, LLC
CENTRAL INDEX KEY: 0001341950
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35376
FILM NUMBER: 121089456
BUSINESS ADDRESS:
STREET 1: TOWER 56, SUITE 700, 126 E. 56TH STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-909-4600
MAIL ADDRESS:
STREET 1: TOWER 56, SUITE 700, 126 E. 56TH STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vicis Capital Master Fund
CENTRAL INDEX KEY: 0001365954
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35376
FILM NUMBER: 121089455
BUSINESS ADDRESS:
STREET 1: 126 EAST 56TH STREET
STREET 2: TOWER 56, SUITE 700
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-909-4600
MAIL ADDRESS:
STREET 1: 126 EAST 56TH STREET
STREET 2: TOWER 56, SUITE 700
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
v323548_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2012-09-11
0
0000746210
GLOWPOINT, INC.
GLOW
0001341950
Vicis Capital, LLC
445 PARK AVENUE
SUITE 1901
NEW YORK
NY
10022
0
0
1
0
0001365954
Vicis Capital Master Fund
445 PARK AVENUE
SUITE 1901
NEW YORK
NY
10022
0
0
1
0
Common Stock
2012-09-11
4
S
0
100000
D
9229351
I
By Vicis Capital Master Fund
Series B-1 Preferred Stock
2012-09-11
4
S
0
1
D
99
I
By Vicis Capital Master Fund
Represents the indirect holdings of Vicis Capital, LLC. All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital, LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital, LLC may be deemed to be the beneficial owner of, but hereby disclaims such beneficial ownership of, the foregoing shares.
On September 11, 2012, Vicis Capital Master Fund sold to a third party in a privately negotiated transaction (1) 100,000 shares of the Issuer's common stock and (2) 1 share of the Issuer's Series B-1 Preferred Stock for aggregate consideration of $200,000.
/s/ Andrew Comito, Compliance Officer, Vicis Capital, LLC
2012-09-12
/s/ Andrew Comito, Authorized Representative, Vicis Capital Master Fund
2012-09-12