0001144204-12-007229.txt : 20120210 0001144204-12-007229.hdr.sgml : 20120210 20120210150631 ACCESSION NUMBER: 0001144204-12-007229 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110803 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOWPOINT, INC. CENTRAL INDEX KEY: 0000746210 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 770312442 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 MOUNTAIN AVENUE STREET 2: SUITE 301 CITY: MURRAY HILL STATE: NJ ZIP: 07974 BUSINESS PHONE: 9738553411 MAIL ADDRESS: STREET 1: 430 MOUNTAIN AVENUE STREET 2: SUITE 301 CITY: MURRAY HILL STATE: NJ ZIP: 07974 FORMER COMPANY: FORMER CONFORMED NAME: GLOWPOINT INC DATE OF NAME CHANGE: 20031112 FORMER COMPANY: FORMER CONFORMED NAME: WIRE ONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20000606 FORMER COMPANY: FORMER CONFORMED NAME: VIEW TECH INC DATE OF NAME CHANGE: 19950418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vicis Capital, LLC CENTRAL INDEX KEY: 0001341950 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35376 FILM NUMBER: 12592289 BUSINESS ADDRESS: STREET 1: TOWER 56, SUITE 700, 126 E. 56TH STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-909-4600 MAIL ADDRESS: STREET 1: TOWER 56, SUITE 700, 126 E. 56TH STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vicis Capital Master Fund CENTRAL INDEX KEY: 0001365954 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35376 FILM NUMBER: 12592288 BUSINESS ADDRESS: STREET 1: 126 EAST 56TH STREET STREET 2: TOWER 56, SUITE 700 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-909-4600 MAIL ADDRESS: STREET 1: 126 EAST 56TH STREET STREET 2: TOWER 56, SUITE 700 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 v301969_4.xml OWNERSHIP DOCUMENT X0304 4 2011-08-03 0 0000746210 GLOWPOINT, INC. GLOW 0001341950 Vicis Capital, LLC 445 PARK AVENUE, SUITE 1901 NEW YORK NY 10022 0 0 1 0 0001365954 Vicis Capital Master Fund 445 PARK AVENUE, SUITE 1901 NEW YORK NY 10022 0 0 1 0 Common Stock 2011-08-03 4 C 0 1333435 A 9586058 I By Vicis Capital Master Fund Series B Preferred Stock 2011-08-03 4 J 0 100 D 0 I By Vicis Capital Master Fund Series B-1 Preferred Stock 2011-08-03 4 J 0 100 A 100 I By Vicis Capital Master Fund Series A-2 Convertible Preferred Stock 3 2011-08-03 4 C 0 533.3737 D Common Stock 1333435 0 I By Vicis Capital Master Fund Represents the indirect holdings of Vicis Capital, LLC. All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital, LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital, LLC may be deemed to be the beneficial owner of, but hereby disclaims such beneficial ownership of, the foregoing shares. Immediately. None. On August 3, 2011, Vicis Capital Master Fund entered into a transaction with the Issuer whereby Vicis Capital Master Fund (i) converted 533.3737 shares of the Issuer's Series A-2 Convertible Preferred Stock into 1,333,435 shares of the Issuer's Common Stock at a conversion price of $3.00 per share; and (ii) exchanged 100 shares of the Issuer's Series B Preferred Stock for 100 shares of the Issuer's Series B-1 Preferred Stock pursuant to a reclassification by the Issuer. The number of shares of Common Stock reported as beneficially owned on this Form 4 takes into account the 1-for-4 reverse stock split effected by the Issuer on January 14, 2011. In connection with the reverse stock split, Vicis received 8,252,623 shares of Common Stock and cash in the amount of $3.15 in lieu of fractional shares. /s/ Andrew Comito, Compliance Officer, Vicis Capital, LLC 2012-02-10 /s/ Andrew Comito, Authorized Representative, Vicis Capital Master Fund 2012-02-10