0001144204-12-007229.txt : 20120210
0001144204-12-007229.hdr.sgml : 20120210
20120210150631
ACCESSION NUMBER: 0001144204-12-007229
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110803
FILED AS OF DATE: 20120210
DATE AS OF CHANGE: 20120210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLOWPOINT, INC.
CENTRAL INDEX KEY: 0000746210
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 770312442
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 MOUNTAIN AVENUE
STREET 2: SUITE 301
CITY: MURRAY HILL
STATE: NJ
ZIP: 07974
BUSINESS PHONE: 9738553411
MAIL ADDRESS:
STREET 1: 430 MOUNTAIN AVENUE
STREET 2: SUITE 301
CITY: MURRAY HILL
STATE: NJ
ZIP: 07974
FORMER COMPANY:
FORMER CONFORMED NAME: GLOWPOINT INC
DATE OF NAME CHANGE: 20031112
FORMER COMPANY:
FORMER CONFORMED NAME: WIRE ONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20000606
FORMER COMPANY:
FORMER CONFORMED NAME: VIEW TECH INC
DATE OF NAME CHANGE: 19950418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vicis Capital, LLC
CENTRAL INDEX KEY: 0001341950
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35376
FILM NUMBER: 12592289
BUSINESS ADDRESS:
STREET 1: TOWER 56, SUITE 700, 126 E. 56TH STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-909-4600
MAIL ADDRESS:
STREET 1: TOWER 56, SUITE 700, 126 E. 56TH STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vicis Capital Master Fund
CENTRAL INDEX KEY: 0001365954
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35376
FILM NUMBER: 12592288
BUSINESS ADDRESS:
STREET 1: 126 EAST 56TH STREET
STREET 2: TOWER 56, SUITE 700
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-909-4600
MAIL ADDRESS:
STREET 1: 126 EAST 56TH STREET
STREET 2: TOWER 56, SUITE 700
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
v301969_4.xml
OWNERSHIP DOCUMENT
X0304
4
2011-08-03
0
0000746210
GLOWPOINT, INC.
GLOW
0001341950
Vicis Capital, LLC
445 PARK AVENUE, SUITE 1901
NEW YORK
NY
10022
0
0
1
0
0001365954
Vicis Capital Master Fund
445 PARK AVENUE, SUITE 1901
NEW YORK
NY
10022
0
0
1
0
Common Stock
2011-08-03
4
C
0
1333435
A
9586058
I
By Vicis Capital Master Fund
Series B Preferred Stock
2011-08-03
4
J
0
100
D
0
I
By Vicis Capital Master Fund
Series B-1 Preferred Stock
2011-08-03
4
J
0
100
A
100
I
By Vicis Capital Master Fund
Series A-2 Convertible Preferred Stock
3
2011-08-03
4
C
0
533.3737
D
Common Stock
1333435
0
I
By Vicis Capital Master Fund
Represents the indirect holdings of Vicis Capital, LLC. All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital, LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital, LLC may be deemed to be the beneficial owner of, but hereby disclaims such beneficial ownership of, the foregoing shares.
Immediately.
None.
On August 3, 2011, Vicis Capital Master Fund entered into a transaction with the Issuer whereby Vicis Capital Master Fund (i) converted 533.3737 shares of the Issuer's Series A-2 Convertible Preferred Stock into 1,333,435 shares of the Issuer's Common Stock at a conversion price of $3.00 per share; and (ii) exchanged 100 shares of the Issuer's Series B Preferred Stock for 100 shares of the Issuer's Series B-1 Preferred Stock pursuant to a reclassification by the Issuer.
The number of shares of Common Stock reported as beneficially owned on this Form 4 takes into account the 1-for-4 reverse stock split effected by the Issuer on January 14, 2011. In connection with the reverse stock split, Vicis received 8,252,623 shares of Common Stock and cash in the amount of $3.15 in lieu of fractional shares.
/s/ Andrew Comito, Compliance Officer, Vicis Capital, LLC
2012-02-10
/s/ Andrew Comito, Authorized Representative, Vicis Capital Master Fund
2012-02-10