-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TcDzQBQRBmBeyDKZOdqpj8R7rbmrqIAmPXHcO48EnBjpJfIbjN8Q4PF+tAx4YH5p mDHv3g+Hx3D7Y46uWjBAzw== 0001144204-10-021429.txt : 20100421 0001144204-10-021429.hdr.sgml : 20100421 20100421110251 ACCESSION NUMBER: 0001144204-10-021429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100329 FILED AS OF DATE: 20100421 DATE AS OF CHANGE: 20100421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOWPOINT INC CENTRAL INDEX KEY: 0000746210 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 770312442 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LONG AVENUE CITY: HILLSIDE STATE: NJ ZIP: 07205 BUSINESS PHONE: 8054828277 MAIL ADDRESS: STREET 1: 225 LONG AVENUE CITY: HILLSIDE STATE: NJ ZIP: 07205 FORMER COMPANY: FORMER CONFORMED NAME: WIRE ONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20000606 FORMER COMPANY: FORMER CONFORMED NAME: VIEW TECH INC DATE OF NAME CHANGE: 19950418 FORMER COMPANY: FORMER CONFORMED NAME: VIEWTECH INC DATE OF NAME CHANGE: 19950418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vicis Capital, LLC CENTRAL INDEX KEY: 0001341950 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25940 FILM NUMBER: 10760857 BUSINESS ADDRESS: STREET 1: TOWER 56, SUITE 700, 126 E. 56TH STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-909-4600 MAIL ADDRESS: STREET 1: TOWER 56, SUITE 700, 126 E. 56TH STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vicis Capital Master Fund CENTRAL INDEX KEY: 0001365954 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25940 FILM NUMBER: 10760855 BUSINESS ADDRESS: STREET 1: 126 EAST 56TH STREET STREET 2: TOWER 56, SUITE 700 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-909-4600 MAIL ADDRESS: STREET 1: 126 EAST 56TH STREET STREET 2: TOWER 56, SUITE 700 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 v181794_ex.xml X0303 4 2010-03-29 0 0000746210 GLOWPOINT INC GLOW 0001341950 Vicis Capital, LLC 445 PARK AVENUE, SUITE 1901 NEW YORK NY 10022 0 0 1 0 0001365954 Vicis Capital Master Fund 445 PARK AVENUE, SUITE 1901 NEW YORK NY 10022 0 0 1 0 Common Stock, par value $0.0001 2010-03-29 4 J 0 15452000 A 30343833 I By Vicis Capital Master Fund Series B Preferred Stock 2010-03-29 4 J 0 80 A 80 I By Vicis Capital Master Fund Series A-2 Convertible Preferred Stock 0.75 2010-03-29 4 J 0 2878.5336 D Common Stock 10667071 1066.7071 I By Vicis Capital Master Fund Represents the indirect holdings of Vicis Capital LLC. All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital LLC may be deemed to be the beneficial owner of, but hereby disclaims such beneficial ownership of, the foregoing shares. Immediately. None. On March 29, 2010, Vicis Capital Master Fund entered into a transaction with the Issuer whereby Vicis Capital Master Fund received from the Issuer: (i) 15,452,000 shares of the Issuer's Common Stock and (ii) 80 shares of the Issuer's Series B Preferred Stock; and the Issuer received from Vicis Capital Master Fund: (x) $3,000,000 and (y) the surrender by Vicis Capital Master Fund of 2,878.5336 shares of Series A-2 Convertible Preferred Stock. /s/ Andrew Comito, Compliance Officer, Vicis Capital LLC 2010-04-21 /s/ Andrew Comito, Authorized Representative, Vicis Capital Master Fund 2010-04-21 -----END PRIVACY-ENHANCED MESSAGE-----