0001062993-21-001384.txt : 20210212 0001062993-21-001384.hdr.sgml : 20210212 20210212160149 ACCESSION NUMBER: 0001062993-21-001384 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210202 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenspring Associates, LLC CENTRAL INDEX KEY: 0001796458 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35376 FILM NUMBER: 21627025 BUSINESS ADDRESS: STREET 1: 100 PAINTERS MILL ROAD, SUITE 700 CITY: OWINGS MILLS STATE: MD ZIP: 21117 BUSINESS PHONE: 410-363-2725 MAIL ADDRESS: STREET 1: 100 PAINTERS MILL ROAD, SUITE 700 CITY: OWINGS MILLS STATE: MD ZIP: 21117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newhall Charles Ashton CENTRAL INDEX KEY: 0001543576 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35376 FILM NUMBER: 21627026 MAIL ADDRESS: STREET 1: 100 PAINTERS MILL ROAD, SUITE 700 CITY: OWINGS MILLS STATE: MD ZIP: 21117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lim James CENTRAL INDEX KEY: 0001543577 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35376 FILM NUMBER: 21627027 MAIL ADDRESS: STREET 1: 100 PAINTERS MILL ROAD, SUITE 700 CITY: OWINGS MILLS STATE: MD ZIP: 21117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenspring Opportunities III, L.P. CENTRAL INDEX KEY: 0001603767 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35376 FILM NUMBER: 21627028 BUSINESS ADDRESS: STREET 1: 100 PAINTERS MILL ROAD CITY: OWINGS MILLS STATE: MD ZIP: 2117 BUSINESS PHONE: 410-363-2725 MAIL ADDRESS: STREET 1: 100 PAINTERS MILL ROAD CITY: OWINGS MILLS STATE: MD ZIP: 2117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenspring Global Partners VII-A, L.P. CENTRAL INDEX KEY: 0001845798 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35376 FILM NUMBER: 21627029 BUSINESS ADDRESS: STREET 1: 100 PAINTERS MILL ROAD, SUITE 700 CITY: OWINGS MILLS STATE: MD ZIP: 21117 BUSINESS PHONE: 410-363-2725 MAIL ADDRESS: STREET 1: 100 PAINTERS MILL ROAD, SUITE 700 CITY: OWINGS MILLS STATE: MD ZIP: 21117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenspring Global Partners VII-C, L.P. CENTRAL INDEX KEY: 0001845810 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35376 FILM NUMBER: 21627030 BUSINESS ADDRESS: STREET 1: 100 PAINTERS MILL ROAD, SUITE 700 CITY: OWINGS MILLS STATE: MD ZIP: 21117 BUSINESS PHONE: 410-363-2725 MAIL ADDRESS: STREET 1: 100 PAINTERS MILL ROAD, SUITE 700 CITY: OWINGS MILLS STATE: MD ZIP: 21117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenspring Opportunities IV, L.P. CENTRAL INDEX KEY: 0001659169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35376 FILM NUMBER: 21627031 BUSINESS ADDRESS: STREET 1: 100 PAINTERS MILL ROAD CITY: OWINGS MILLS STATE: MD ZIP: 2111 BUSINESS PHONE: 410-363-2725 MAIL ADDRESS: STREET 1: 100 PAINTERS MILL ROAD CITY: OWINGS MILLS STATE: MD ZIP: 2111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oblong, Inc. CENTRAL INDEX KEY: 0000746210 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 770312442 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25587 CONIFER ROAD STREET 2: SUITE 105-231 CITY: CONIFER STATE: CO ZIP: 80433 BUSINESS PHONE: 303-640-3838 MAIL ADDRESS: STREET 1: 25587 CONIFER ROAD STREET 2: SUITE 105-231 CITY: CONIFER STATE: CO ZIP: 80433 FORMER COMPANY: FORMER CONFORMED NAME: GLOWPOINT, INC. DATE OF NAME CHANGE: 20110809 FORMER COMPANY: FORMER CONFORMED NAME: GLOWPOINT INC DATE OF NAME CHANGE: 20031112 FORMER COMPANY: FORMER CONFORMED NAME: WIRE ONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20000606 3 1 form3.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0206 3 2021-02-02 0 0000746210 Oblong, Inc. OBLG 0001796458 Greenspring Associates, LLC 100 PAINTERS MILL ROAD, SUITE 700 OWINGS MILLS MD 21117 0 0 1 0 0001543576 Newhall Charles Ashton 100 PAINTERS MILL ROAD, SUITE 700 OWINGS MILLS MD 21117 0 0 1 0 0001543577 Lim James 100 PAINTERS MILL ROAD, SUITE 700 OWINGS MILLS MD 21117 0 0 1 0 0001603767 Greenspring Opportunities III, L.P. 100 PAINTERS MILL ROAD, SUITE 700 OWINGS MILLS MD 21117 0 0 1 0 0001845798 Greenspring Global Partners VII-A, L.P. 100 PAINTERS MILL ROAD, SUITE 700 OWINGS MILLS MD 21117 0 0 1 0 0001845810 Greenspring Global Partners VII-C, L.P. 100 PAINTERS MILL ROAD, SUITE 700 OWINGS MILLS MD 21117 0 0 1 0 0001659169 Greenspring Opportunities IV, L.P. 100 PAINTERS MILL ROAD, SUITE 700 OWINGS MILLS MD 21117 0 0 1 0 Common Stock 1554541 I See footnote Common Stock 945168 I See footnote Common Stock 91182 I See footnote Common Stock 1101770 I See footnote The securities are directly held by Greenspring Opportunities III, L.P. ("Opportunities III"). Greenspring Opportunities General Partners III, L.P. is the general partner of Opportunities III, and Greenspring Opportunities GP III, LLC is the general partner of Greenspring General Partners III, L.P. Greenspring Associates, LLC (???Greenspring???) is the sole member of Greenspring Opportunities GP III, LLC. Charles Ashton Newhall and James Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. The securities are directly held by Greenspring Global Partners VII-A, L.P. ("Global Partners VII-A"). Greenspring General Partner VII, L.P. is the general partner of Global Partners VII-A, and Greenspring GP VII, Ltd. is the general partner of Greenspring General Partner VII, L.P. Greenspring is the sole member of Greenspring GP VII, Ltd. Mr. Newhall and Mr. Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. The securities are directly held by Greenspring Global Partners VII-C, L.P. ("Global Partners VII-C"). Greenspring General Partner VII, L.P. is the general partner of Global Partners VII-C, and Greenspring GP VII, Ltd. is the general partner of Greenspring General Partner VII, L.P. Greenspring is the sole member of Greenspring GP VII, Ltd. Mr. Newhall and Mr. Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. The securities are directly held by Greenspring Opportunities IV, L.P. ("Opportunities IV"). Greenspring Opportunities General Partner IV, L.P. is the general partner of Opportunities IV, and Greenspring Opportunities GP IV, LLC is the general partner of Greenspring General Partner IV, L.P. Greenspring is the sole member of Greenspring Opportunities GP IV, LLC. Mr. Newhall and Mr. Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. Exhibit 24 - Power of Attorney /s/ Eric Thompson - for Greenspring Associates, LLC, By: Eric Thompson, Chief Operating Officer 2021-02-12 /s/ Eric Thompson - for C. Ashton Newhall, as Attorney-in-Fact 2021-02-12 /s/ Eric Thompson - for James Lim, as Attorney-in-Fact 2021-02-12 /s/ Eric Thompson - for Greenspring Opportunities III, L.P., By: Eric Thompson, COO of Greenspring Associates, LLC, sole member of Greenspring Opportunities GP III, LLC, gp of Greenspring Opportunities General Partner III, L.P., its gp 2021-02-12 /s/ Eric Thompson - for Greenspring Global Partners VII-A, L.P., By: Eric Thompson, COO of Greenspring Associates, LLC, sole member of Greenspring GP VII, Ltd., gp of Greenspring General Partner VII, L.P., its gp 2021-02-12 /s/ Eric Thompson - for Greenspring Global Partners VII-C, L.P., By: Eric Thompson, COO of Greenspring Associates, LLC, sole member of Greenspring GP VII, Ltd., gp of Greenspring General Partner VII, L.P., its gp 2021-02-12 /s/ Eric Thompson - for Greenspring Opportunities IV, L.P., By: Eric Thompson, COO of Greenspring Associates LLC, sole member of Greenspring Opportunities GP IV, LLC, gp of Greenspring Opportunities General Partner IV, L.P., its gp 2021-02-12 EX-24 2 exhibit24.txt POWER OF ATTORNEY POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Eric Thompson with full power to act singly, his true and lawful attorney-in-fact, with full power of substitution, to: (i) sign any and all instruments, certificates and documents that may be necessary, desirable or appropriate to be executed on behalf of himself as an individual or in his capacity as a general partner, director or officer of any partnership or limited liability company, pursuant to Section 13 or 16 of the Securities Exchange Act of 1934, as amended, and any and all regulations promulgated thereunder, (ii) file the same (including any amendments thereto), with all exhibits thereto, and any other documents in connection therewith, with the Securities and Exchange Commission, and any stock exchange or similar authority and (iii) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this power of attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion, granting unto said attorney-in-fact full power and authority to do and perform each and every act and thing necessary, desirable or appropriate. Each of the undersigned hereby grant to the attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. This power of attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to the attorney-in-fact. IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 14th day of February, 2018. /s/ Charles Ashton Newhall -------------------------- Charles Ashton Newhall /s/ James Lim ------------- James Lim