0000746210-19-000064.txt : 20191114
0000746210-19-000064.hdr.sgml : 20191114
20191114074602
ACCESSION NUMBER: 0000746210-19-000064
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191001
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Underkoffler John
CENTRAL INDEX KEY: 0001791033
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35376
FILM NUMBER: 191216365
MAIL ADDRESS:
STREET 1: 923 E 3RD STREET
STREET 2: 111
CITY: LOS ANGELES
STATE: CA
ZIP: 90013
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLOWPOINT, INC.
CENTRAL INDEX KEY: 0000746210
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 770312442
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 999 18TH STREET
STREET 2: SUITE 1350S
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 7207268333
MAIL ADDRESS:
STREET 1: 999 18TH STREET
STREET 2: SUITE 1350S
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: GLOWPOINT INC
DATE OF NAME CHANGE: 20031112
FORMER COMPANY:
FORMER CONFORMED NAME: WIRE ONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20000606
FORMER COMPANY:
FORMER CONFORMED NAME: VIEW TECH INC
DATE OF NAME CHANGE: 19950418
3
1
wf-form3_157373554481414.xml
FORM 3
X0206
3
2019-10-01
0
0000746210
GLOWPOINT, INC.
GLOW
0001791033
Underkoffler John
999 18TH STREET
SUITE 1350S
DENVER
CO
80202
0
1
0
0
Chief Technology Officer
6.0% Series D Convertible Preferred Stock
common stock
1024030.0
D
These shares of 6.0% Series D Convertible Preferred Stock (the "Preferred Stock") were issued to the reporting person in connection with the Agreement and Plan of Merger, dated September 12, 2019, by and among the Issuer, Oblong Industries, Inc. and Glowpoint Merger Sub II, Inc., a wholly-owned subsidiary of the Issuer, pursuant to which the Issuer acquired Oblong. The Preferred Stock was issued at an Accrued Value of $28.50 per share with a Conversion Price of $2.85 per share. As a result, each share of Preferred Stock is convertible into ten (10) shares of the Issuer's common stock, subject to and contingent upon the approval of the Issuer's stockholders and the NYSE American. The Preferred Stock has no expiration date.
/s/ David C. Clark, Attorney-in-Fact for John Underkoffler
2019-11-14