-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KSRykYanwDm+4ruMsuMH4tnvhaWQpALAwnJOv3qMm4EAf4DNGKiip8GTOky26SZ/ 1yx5JSRvfwxpzNl07ea0KA== 0000914317-98-000310.txt : 19980512 0000914317-98-000310.hdr.sgml : 19980512 ACCESSION NUMBER: 0000914317-98-000310 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980502 FILED AS OF DATE: 19980511 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PC QUOTE INC CENTRAL INDEX KEY: 0000745774 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 363131704 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-11108 FILM NUMBER: 98615149 BUSINESS ADDRESS: STREET 1: 300 S WACKER DR STREET 2: STE 300 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129132800 MAIL ADDRESS: STREET 1: 300 S WACKER STREET 2: SUITE 300 CITY: CHICAGO STATE: IL ZIP: 60606 COMPANY DATA: COMPANY CONFORMED NAME: WEXFORD SPECTRUM INVESTORS LLC CENTRAL INDEX KEY: 0001048461 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 061486385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038627000 MAIL ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 FORM 4 FOR WEXFORD MANAGEMENT LLC ================================================================================ F O R M 4 ================================================================================ [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ---------------------------------- OMB APPROVAL OMB Number 3235-0287 Expires: September 30, 1998 Estimated Average Burden hours per response . . . . . . 0.5 ---------------------------------- U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person* Wexford Management LLC - -------------------------------------------------------------------------------- (Last) (First) (Middle) 411 West Putnam Avenue, Suite 125 - -------------------------------------------------------------------------------- (Street) Greenwich CT 06830 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker of Trading Symbol PC Quote (PQT) ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Statement for Month/Year 4/98 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [X] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) ================================================================================ 7. Individual or Joint/Group filing (Check Appropriate Line) [ ] Form filed by One Reporting Person [X] Form filed by More Than One Reporting Person ================================================================================ *If the form is filed by more than one person, see Instruction 4(b)(v)
==================================================================================================================================== TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENFICIALLY OWNED ==================================================================================================================================== 1. Title of Security (Instr. 3) 2. Transaction Date 3. Transaction Code 4. Securities Acquired (A) (Month/Day/Year) (Instr. 8) or Disposed of (D) (Instr. 3, 4 and 5) ------------------- ------------------- -------------------------- (A) or Code V Amount (D) Price - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.001/share 4/24/98 S 80,300 D 2.4373/sh - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.001/share 4/27/98 S 43,700 D 2.2012/sh - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.001/share 4/28/98 S 90,400 D 2.2708/sh - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.001/share 4/29/98 S 111,800 D 2.1736/sh - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.001/share 4/30/98 S 127,600 D 2.1185/sh - ------------------------------------------------------------------------------------------------------------------------------------
==================================================================================================================================== TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENFICIALLY OWNED -- Continued ==================================================================================================================================== 1. Title of Security (Instr. 3) 5. Amount of Securities 6. Ownership Form: 6. Nature of Indirect Beneficially Owned Direct (D) or Beneficial at End of Month Indirect (I) Ownership (Instr. 3 and 4) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.001/share I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.001/share I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.001/share I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.001/share I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.001/share 1,557,251 I ====================================================================================================================================
==================================================================================================================================== TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTION, CONVERTIBLE SECURITIES) ==================================================================================================================================== 1. Title of Derivative Security 2. Conversion 3. Transaction Date 4. Transaction Code 5. Number of Derivative (Instr. 3) Or Exercise (Month/Day/Year) (Instr. 8) Securities Acquired (A) Price of or Disposed of (D) Derivative (Instr. 3, 4, and 5) Security ------------- ------------------- -------------------- --------------------------- Code V (A) (D) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
==================================================================================================================================== TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTION, CONVERTIBLE SECURITIES) -- Continued ==================================================================================================================================== 1. Title of Derivative Security 6. Date 7. Title and 8. Price of (Instr. 3) Exercisable Amount of Derivavtive and Underlying Security Expiration Securities (Instr. 5) Date (Month/ (Instr. 3 Day/Year) and 4) -------------------- ---------------------------- -------------- Date Expira- Amount or Exer- tion Number cisable Date Title of Shares - ------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------
==================================================================================================================================== TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTION, CONVERTIBLE SECURITIES) -- Continued ==================================================================================================================================== 1. Title of Derivative Security 9. Number of Derivative 10. Ownership Form of 11. Nature of Indirect (Instr. 3) Securities Beneficially Derivative Security: Beneficial Owned at End of Month Direct (D) or Ownership (Instr. 4) Indirect (I) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: WEXFORD MANAGEMENT LLC /s/Arthur H. Amron 5/2/98 ----------------------------- ----------- **Signature of Reporting Person Date **Intentional misstatements or ommissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. ATTACHMENT TO FORM 4 Name of designated filer: Wexford Management LLC Name of joint filer: Joseph M. Jacobs Address of joint filer: c/o Wexford Management LLC 411 West Putnam Avenue Greenwich, CT 06830 Date of event requiring filing: April 24, 1998 Issuer Name and Ticker or Trading Symbol: PC Quote, Inc. (PQT) /s/ Joseph M. Jacobs May 2, 1998 -------------------- ** Signature of Reporting Person ATTACHMENT TO FORM 4 Name of designated filer: Wexford Management LLC Name of joint filer: Charles E. Davidson Address of joint filer: c/o Wexford Management LLC 411 West Putnam Avenue Greenwich, CT 06830 Date of event requiring filing: April 24, 1998 Issuer Name and Ticker or Trading Symbol: PC Quote, Inc. (PQT) /s/ Charles E. Davidson May 2, 1998 ----------------------- ** Signature of Reporting Person -----END PRIVACY-ENHANCED MESSAGE-----