-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FSeLy2l1jUMc4PN9ary/41/1hkEY9oPREKK+OUjVLQwBgfoi/yKf3f00ttn37NM7 EjoCbiI+T6Trxe8O7bo8Bw== 0001144204-06-053486.txt : 20061219 0001144204-06-053486.hdr.sgml : 20061219 20061219172923 ACCESSION NUMBER: 0001144204-06-053486 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061219 DATE AS OF CHANGE: 20061219 GROUP MEMBERS: 75 WALL STREET ASSOCIATES LLC GROUP MEMBERS: ANNEX HOLDINGS I LP GROUP MEMBERS: CRM 1999 ENTERPRISE FUND, LLC GROUP MEMBERS: EQUITY ASSET INVESTMENT TRUST GROUP MEMBERS: G. E. CAPITAL SERVICES EQUITY CORP. GROUP MEMBERS: GENERAL ELECTRIC CAPITAL SERVICES, INC. GROUP MEMBERS: GENERAL ELECTRIC COMPANY GROUP MEMBERS: GRAHAM PARTNERS INVESTMENTS (A), L.P. GROUP MEMBERS: GRAHAM PARTNERS INVESTMENTS (B), L.P. GROUP MEMBERS: GRAHAM PARTNERS INVESTMENTS, L.P. GROUP MEMBERS: HEARTLAND INDUSTRIAL PARTNERS (C1), L.P. GROUP MEMBERS: HEARTLAND INDUSTRIAL PARTNERS (FF), L.P. GROUP MEMBERS: HEARTLAND INDUSTRIAL PARTNERS, L.P. GROUP MEMBERS: HIP SIDE-BY-SIDE PARTNERS, L.P. GROUP MEMBERS: LONG POINT CAPITAL FUND, L.P. GROUP MEMBERS: LONG POINT CAPITAL PARTNERS, L.L.C. GROUP MEMBERS: METALDYNE INVESTMENT FUND I, LLC GROUP MEMBERS: METALDYNE INVESTMENT FUND II, LLC GROUP MEMBERS: RICHARD A. MANOOGIAN TRUST GROUP MEMBERS: RICHARD AND JANE MANOOGIAN FOUNDATION GROUP MEMBERS: WACHOVIA CAPITAL PARTNERS 2000, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: METALDYNE CORP CENTRAL INDEX KEY: 0000745448 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 382513957 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-35355 FILM NUMBER: 061287504 BUSINESS ADDRESS: STREET 1: 47659 HALYARD DRIVE CITY: PLYMOUTH STATE: MI ZIP: 48170 BUSINESS PHONE: 734-207-6200 MAIL ADDRESS: STREET 1: 47659 HALYARD DRIVE CITY: PLYMOUTH STATE: MI ZIP: 48170 FORMER COMPANY: FORMER CONFORMED NAME: MASCOTECH INC DATE OF NAME CHANGE: 19930629 FORMER COMPANY: FORMER CONFORMED NAME: MASCO INDUSTRIES INC DATE OF NAME CHANGE: 19930629 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND INDUSTRIAL ASSOCIATES LLC CENTRAL INDEX KEY: 0001179822 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038612622 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 SC 13D 1 v060518_sc13d.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 METALDYNE CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 574670 10 5 - -------------------------------------------------------------------------------- (CUSIP Number) Heartland Industrial Associates L.L.C. Daniel P. Tredwell 55 Railroad Avenue Greenwich, Connecticut 06830 (203) 861-2622 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 31, 2006 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.240.13d-1(e), 240.13d-1(f) or 240.13d-(1)(g), check the following box |_|. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). -1- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS HEARTLAND INDUSTRIAL ASSOCIATES L.L.C. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 21,425,931(a) SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 21,425,931(a) ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 21,425,931(a) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)(1) 50.0% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON HC - -------------------------------------------------------------------------------- - ---------- (a) By virtue of being the general partner or managing member, as applicable, of each of the other Reporting Heartland Entities filing this Schedule 13D. The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. -2- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS HEARTLAND INDUSTRIAL PARTNERS, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (b) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 19,922,184(b) SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 19,922,184(b) ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 19,922,184(b) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 46.5% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ---------- (b) Exercised by the Reporting Heartland Entity's general partner, Heartland Industrial Associates L.L.C. The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. -3- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS HIP SIDE-BY-SIDE PARTNERS, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(c) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,211,173(c) SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 1,211,173(c) ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,211,173(c) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.8% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ---------- (c) Exercised by the Reporting Heartland Entity's general partner, Heartland Industrial Associates L.L.C. The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. -4- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS METALDYNE INVESTMENT FUND I, LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (d) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 19,922,184(d) SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 19,922,184(d) ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 19,922,184(d) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 46.5% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------- (d) Exercised by Heartland Industrial Partners L.L.C., the general partner of the managing member of the Reporting Heartland Entity. The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. -5- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS METALDYNE INVESTMENT FUND II, LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (e) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 292,574(e) SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 292,574(e) ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 292,574(e) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.7% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ---------- (e) Exercised by Heartland Industrial Partners L.L.C., the general partner of the managing member of the Reporting Heartland Entity. The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. -6- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS HEARTLAND INDUSTRIAL PARTNERS (FF), L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (f) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 244,920(f) SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 244,920(f) ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 244,920(f) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.6% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ---------- (f) Exercised by the Reporting Heartland Entity's general partner, Heartland Industrial Associates L.L.C. The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. -7- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS HEARTLAND INDUSTRIAL PARTNERS (C1), L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (g) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 47,654(g) SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 47,654(g) ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 47,654(g) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ---------- (g) Exercised by the Reporting Heartland Entity's general partner, Heartland Industrial Associates L.L.C. The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. -8- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS RICHARD AND JANE MANOOGIAN FOUNDATION (h) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 661,260 SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 661,260 ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 661,260 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.5% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------- (h) The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. -9- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS RICHARD A. MANOOGIAN TRUST - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (i) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 621,170 SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 621,170 ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 621,170 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.4% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------- (i) The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. -10- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS WACHOVIA CAPITAL PARTNERS 2000, LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (j) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,597,633 SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 1,597,633 ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,597,633 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.7% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------- (j) The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. -11- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS EQUITY ASSET INVESTMENT TRUST - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (k) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 591,761 SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 591,761 ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 591,761 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.4% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------- (k) The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. -12- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS GE CAPITAL SERVICES EQUITY CORP. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (l) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 591,761 SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 591,761 ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 591,761 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.4% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------- (1) The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. GE Capital Services Equity Corp. is the manager of Equity Asset Investment Trust. -13- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS GENERAL ELECTRIC CAPITAL SERVICES, INC. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(m) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 591,761 SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 591,761 ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 591,761 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.4% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------- (m) The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. General Electric Capital Services, Inc. wholly owns G.E. Capital Services Equity Corp. and Equity Asset Investment Trust. -14- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS GENERAL ELECTRIC COMPANY - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(n) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (New York) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 591,761 SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 591,761 ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 591,761 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.4% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------- (n) The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. General Electric Company wholly owns General Electric Capital Services, Inc., which wholly owns G.E. Capital Services Equity Corp. and Equity Asset Investment Trust. -15- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS ANNEX HOLDINGS I LP - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (o) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 591,761 SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 591,761 ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 591,761 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.4% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ---------- (o) The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. -16- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS 75 WALL STREET ASSOCIATES LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (p) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 295,858 SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 295,858 ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 295,858 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.7% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------- (p) The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. -17- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS LONG POINT CAPITAL FUND, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (q) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 581,025 SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 581,025 ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 581,025 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.4% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ---------- (q) The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. -18- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS LONG POINT CAPITAL PARTNERS, L.L.C. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (r) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 10,692 SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 10,692 ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 10,692 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------- (r) The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. -19- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS GRAHAM PARTNERS INVESTMENTS, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (s) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 591,715 EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 591,715 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 591,715 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.4% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ---------- (s) The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. Notwithstanding anything contained herein to the contrary, each Reporting Graham Partners entity shares voting and dispositive power with each other Reporting Graham Partners Entity. -20- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS GRAHAM PARTNERS INVESTMENTS (A), L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (t) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 591,715 EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 591,715 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 591,715 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.4% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ---------- (t) The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. Notwithstanding anything contained herein to the contrary, each Reporting Graham Partners entity shares voting and dispositive power with each other Reporting Graham Partners Entity. -21- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS GRAHAM PARTNERS INVESTMENTS (B), L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (u) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 591,715 EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 591,715 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 591,715 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.4% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ---------- (u) The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. Notwithstanding anything contained herein to the contrary, each Reporting Graham Partners entity shares voting and dispositive power with each other Reporting Graham Partners Entity. -22- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 574670 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS CRM 1999 ENTERPRISE FUND, LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (v) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 59,172 SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 59,172 ------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 59,172 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% (subject to increase based on holders of outstanding restricted stock of Metaldyne electing to receive cash in lieu of restricted stock in accordance with the restricted stock incentive plans) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ---------- (v) The Reporting Entities on this Schedule 13D may be deemed to constitute a group and therefore each Reporting Entity may be deemed to beneficially own the Issuer's securities that are held by all of the Reporting Entities. Each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity and we refer you to Item 5 hereof for a more detailed discussion of the holdings of Issuer's securities by the Reporting Entities. -23- With respect to the Reporting Heartland Entities (as defined below), this filing supplements all previous filings on Schedule 13D made by the Reporting Heartland Entities relating to Metaldyne (as defined below). Neither the present filing or anything contained herein shall be construed as an admission that any combination of Reporting Entities constitutes a "group" for any purpose. Item 1. Security and Issuer. The class of equity securities to which this statement on Schedule 13D (this "Statement") relates is the common stock, par value $1.00 per share, of Metaldyne Corporation, a Delaware corporation ("Metaldyne"). The principal executive offices of Metaldyne are located at 47659 Halyard Drive, Plymouth, Michigan 48170. Item 2. Identity and Background. This Statement is being filed jointly on behalf of the following persons (collectively, the "Reporting Entities"): o Heartland Industrial Associates L.L.C. ("HIA"), Heartland Industrial Partners, L.P. ("HIP"), HIP Side-By-Side Partners, L.P. ("HIP Side-By-Side"), Metaldyne Investment Fund I, LLC ("MIF I"), Metaldyne Investment Fund II, LLC ("MIF II"), Heartland Industrial Partners (FF), L.P. ("HIPFF") and Heartland Industrial Partners (C1), L.P. ("HIPC1" and, together with HIA, HIP, HIP Side-By-Side, MIF I, MIF II and HIPFF, the "Reporting Heartland Entities"); o the Richard and Jane Manoogian Foundation (the "Manoogian Foundation"), Richard A. Manoogian Trust (together with the Manoogian Foundation, the "Reporting Manoogian Persons"); o Wachovia Capital Partners 2000, LLC; o Equity Asset Investment Trust ("EAIT"), G.E. Capital Services Equity Corp. ("GECSEC"), General Electric Capital Services, Inc. ("GECS") and General Electric Company ("GE" and, together with EAIT, GECSEC and GECS, The "Reporting G.E. Entities"); o Annex Holdings I LP; o 75 Wall Street Associates LLC; o Long Point Capital Fund, L.P. ("Long Point Fund") and Long Point Capital Partners, L.L.C. ("Long Point Partners" and, together with Long Point Fund, the "Reporting Long Point Entities"); o Graham Partners Investments, L.P. ("GPI"), Graham Partners Investments (A), L.P. ("GPIA") and Graham Partners Investments (B), L.P. ("GPIB" and, together with GPI and GPIA, the "Reporting Graham Partners Entities"); and o CRM 1999 Enterprise Fund, LLC. -24- The additional information required to be included with respect to each Reporting Entity is included in the table below:
Residence or Principal ------------ --------- Shareholder Business Address Occupation / Citizenship or ----------- ---------------- ------------ -------------- Employer jurisdiction of -------- --------------- organization ------------ Reporting Heartland Entities: Heartland Industrial Associates L.L.C. See below See below Delaware Heartland Industrial Partners, L.P. See below See below Delaware HIP Side-By-Side Partners, L.P. See below See below Delaware Metaldyne Investment Fund I, LLC See below See below Delaware Metaldyne Investment Fund II, LLC See below See below Delaware Heartland Industrial Partners (FF), L.P. See below See below Delaware Heartland Industrial Partners (C1), L.P. See below See below Delaware
HIA is the general partner of each of the Reporting Heartland Entities. Daniel P. Tredwell is the sole managing member of HIA. The principal business and office address of each of the Reporting Heartland Entities and Daniel P. Tredwell is 55 Railroad Avenue, Greenwich, CT 06830. The principal business of each of the Reporting Heartland Entities is to focus on investments in industrial companies. Daniel P. Tredwell's principal occupation is Senior Managing Director of HIP. Daniel P. Tredwell is a citizen of the United States of America. During the last five years, none of the Reporting Heartland Entities or Daniel P. Tredwell has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. -25-
Residence or Principal ------------ --------- Shareholder Business Address Occupation / Citizenship or ----------- ---------------- ------------ -------------- Employer jurisdiction of -------- --------------- organization ------------ Reporting Manoogian Persons: Richard and Jane Manoogian Foundation 21001 Van Born Rd. Charitable Michigan Taylor, MI 48180 activities Richard A. Manoogian Trust 21001 Van Born Rd. Investments Michigan Taylor, MI 48180 Wachovia Capital Partners 2000, LLC 301 S. College Street Investments North Carolina Floor 12 Charlotte, NC 28288-0732 Reporting G.E. Entities: Equity Asset Investment Trust 120 Long Ridge Road, See below Delaware Stamford, CT 06927 GE Capital Services Equity Corp 120 Long Ridge Road, See below Delaware Stamford, CT 06927 General Electric Capital Services, Inc. 260 Long Ridge Road, See below Delaware Stamford, CT 06927 General Electric Company 3135 Easton Turnpike, See below New York Fairfield, CT 06828 Annex Holdings I LP 599 Lexington Ave. Private Equity Fund Cayman Islands New York, NY 10022 75 Wall Street Associates Giselastr. 4, 80802 Private Equity Fund Delaware Munich, Germany Reporting Long Point Entities: Long Point Capital Fund, L.P. 767 5th Ave, Fl. 8 Private Equity Fund Delaware New York, NY 10153 Long Point Capital Partners, L.L.C. 767 5th Ave, Fl. 8 General Partner in Delaware New York, NY 10153 Private Equity Fund Reporting Graham Partners Entities: Graham Partners Investments, L.P. 3811 West Chester Private Equity Fund Delaware Pike, Building 2, Suite 200, Newtown Square, PA 19073 Graham Partners Investments (A), L.P. 3811 West Chester Private Equity Fund Delaware Pike, Building 2, Suite 200, Newtown Square, PA 19073 Graham Partners Investments (B), L.P. 3811 West Chester Private Equity Fund Delaware Pike, Building 2, Suite 200, Newtown Square, PA 19073
-26-
Residence or Principal ------------ --------- Shareholder Business Address Occupation / Citizenship or ----------- ---------------- ------------ -------------- Employer jurisdiction of -------- --------------- organization ------------ CRM 1999 Enterprise Fund, LLC c/o Cramer Rosenthal Private Equity Delaware McGlynn, LLC Investment Fund 520 Madison Avenue New York, NY 10022
The Reporting Manoogian Persons The directors of the Richard and Jane Manoogian Foundation are Richard A. Manoogian, Jane Manoogian and Eugene A. Gargaro. Richard A. Manoogian ultimately controls the Richard and Jane Manoogian Foundation. Richard A. Manoogian is the Trustee of the Richard A. Manoogian Trust. Richard A. Manoogian's principal occupation is Chairman and Chief Executive Officer of Masco Corporation. Richard A. Manoogian is a citizen of the United States of America. During the last five years, none of the Reporting Manoogian Persons or Richard a. Manoogian has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Wachovia Capital Partners 2000, LLC Wachovia Investors, Inc. and Wachovia Capital Partners Management Company 2000, LLC are the managing members of Wachovia Capital Partners 2000, LLC and are ultimately controlled by Scott B. Perper. Scott B Perper's principal occupation is Executive of Wachovia Capital Partners Management Company 2000, LLC. Scott B Perper is a citizen of the United States of America. During the last five years, neither Wachovia Capital Partners 2000, LLC nor Scott B. Perper has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. -27- Reporting GE Entities General Electric Capital Services, Inc. ("GECS") wholly owns GE Capital Services Equity Corp. ("GECSEC") and Equity Asset Investment Trust ("EAIT"). GECSEC is the manager of EAIT. GECS is a wholly owned subsidiary of General Electric Company ("GE"). GECS is a holding company which owns all of the common stock of General Electric Capital Corporation, GECSEC and other subsidiaries of GE and maintains its principal executive offices at 260 Long Ridge Road, Stamford, Connecticut 06927. GECSEC manages EAIT and other GE entities and maintains its principal executive offices at 120 Long Ridge Road, Stamford, Connecticut 06927. EAIT is a trust whose principal business is to purchase, hold and dispose of assets and maintains its principal executive offices at 120 Long Ridge Road, Stamford, Connecticut 06927. GE engages in a providing a wide variety of industrial, commercial and consumer products and services and maintains its principal executive offices at 3135 Easton Turnpike, Fairfield, Connecticut 06431. For information with respect to the identity and background of each executive officer and director of each Reporting Person, see Schedule I, II and III attached hereto. During the last five years, none of the Reporting GE Persons or, to the best of their knowledge, any person identified on Schedules I, II or III has been (i) convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Annex Holdings I LP Annex Capital Partners LLC is the general partner of Annex Holdings I LP. Alexander P. Coleman ultimately controls Annex Capital Partners LLC. Alexander P. Coleman's principal occupation is Managing Member of Annex Capital Partners LLC. Alexander P. Coleman is a citizen of the United States of America. During the last five years, neither Annex Holdings I LP nor Alexander P. Coleman has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. 75 Wall Street Associates Allianz Leben Private Equity Fonds Plus GmbH is a Member of 75 Wall Street Associates, LLC. Wanching Ang, Claus Zellner, Christian Mayert, Dr. Gerhard Bauer and Dr. Florian Huber are Directors of Allianz Leben Private Equity Fonds Plus GmbH. The principal occupation of Messrs: Ang, Zellner, Mayert, Bauer and Huber is Director of Allianz Leben Private Equity Fonds Plus GmbH. Allianz Leben Private Equity Fonds Plus GmbH is a German corporation. Wanching Ang is a citizen of Singapore. Messrs. Zellner, Mayert, Bauer and Huber are citizens of Germany. During the last five years, neither 75 Wall Street Associates nor Messrs: Ang, Zellner, Mayert, Bauer or Huber has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Reporting Long Point Entities Long Point Capital Partners, LLC is the general partner of Long Point Capital Fund, L.P. Ira Starr, Gerard W. Boylan, John Morgan and William C. Ughetta, Jr. are the managing members of the Reporting Long Pint Entities. The principal occupation of each of Ira Starr, Gerard W. Boylan, John Morgan and William C. Ughetta, Jr. is managing member of the Reporting Long Pint Entities. Each of Ira Starr, Gerard W. Boylan, John Morgan and William C. Ughetta, Jr. is a citizen of the United States of America. During the last five years, none of the Reporting Long Point Entities or Ira Starr, Gerard W. Boylan, John Morgan or William C. Ughetta, Jr. has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. -28- Reporting Graham Partners Entities Graham Partners General Partner, L.P. is the general partner of each of the Reporting Graham Partners Entities. Steven C. Graham ultimately controls Graham Partners General Partner, L.P. Steven C. Graham's principal occupation is President of Graham Partners, Inc. Graham Partners, Inc. serves, among other things, as the manager of each of the Reporting Graham Partners Entities. Steven C. Graham is a citizen of the United States of America. During the last five years, none of the Reporting Graham Partners Entities or Steven C. Graham has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. CRM 1999 Enterprise Fund, LLC CRM Alternatives, Inc. is the sole managing member of CRM 1999 Enterprise Fund, LLC. Carlos Leal's principal occupation is Chief Financial Officer and Corporate Secretary of CRM Alternatives, Inc. Carlos Leal is a citizen of the United States of America. During the last five years, neither CRM 1999 Enterprise Fund , LLC or Carlos Leal has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Joint Filing Agreement The Reporting Entities have entered into a Joint Filing Agreement, dated as of December 14, 2006, a copy of which is attached hereto as Exhibit E. Item 3. Source and Amount of Funds or Other Consideration. Except as set forth below, all shares of Common Stock held by the Reporting Entities were issued or retained in connection with a recapitalization consummated on November 28, 2000 (the "Recapitalization") involving the acquisition of control of Metaldyne by Heartland. In aggregate, the Reporting Entities (other than the Reporting Mannogian Persons) contributed $435.1 million in cash to acquire 25,745,548 shares of Common Stock of Metaldyne at a price of $16.90 per share. The Reporting Manoogian Persons were stockholders of Metaldyne prior to the Recapitalization and retained an aggregate of 1,282,430 shares of Common Stock. The source of funds for each acquisition of shares of Common Stock by the Reporting Entities was working capital. -29- Item 4. Purpose of Transaction. In connection with the planned acquisition of Metaldyne by Asahi Tec described below, the Reporting Entities entered into stock purchase agreements to reinvest the cash proceeds in Asahi Tec equity securities as described below. The signing of the stock purchase agreements may be deemed to constitute the Reporting Entities as a "group" within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended, and, accordingly, the Reporting Entities join in the filing of this Statement. Additionally, the signing of the stock purchase agreements by Credit Suisse First Boston Equity Partners, L.P. and affiliated entities, Masco Corporation, BancBoston Capital, Inc., Private Equity Portfolio Fund II, LLC, Met Life, Inc., and Metropolitan Life Insurance Company (collectively the "Other Entities") may cause such entities to be deemed part of the "group" along with the Reporting Entities. However, each of such Other Entities may file their own Schedule 13D separately and apart from the Reporting Entities. Neither the present filing nor anything contained herein shall be construed as an admission that any combination of Reporting Entities or Other Entities constitutes a "group" for any purpose. (a) Agreement and Plan of Merger The Company had previously announced that it entered into an Agreement and Plan of Merger, dated as of August 31, 2006 (the "Original Merger Agreement") by and among Metaldyne, Asahi Tec Corporation, a Japanese corporation ("Asahi Tec"), and Argon Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Asahi Tec ("Acquisition Sub"). On November 27, 2006, these parties entered into an Amended and Restated Agreement and Plan of Merger (the "Amended Merger Agreement") which supersedes the Original Merger Agreement. Under the Amended Merger Agreement, it is contemplated that Acquisition Sub will merge into Metaldyne (the "Merger"), and that Metaldyne, as the surviving corporation of the Merger, will become a wholly owned subsidiary of Asahi Tec and will cease to be a Reporting Company under the Securities and Exchange Act of 1934. Under the terms of the Amended Merger Agreement, at the effective time of the Merger, each share of Common Stock owned by those of the Company's common stockholders that are currently party to a Metaldyne shareholders agreement (the "Principal Company Stockholders"), to which certain of the Reporting Entities are a party, will be converted into the right to receive $1.5243 in cash (as opposed to $2.1833 in cash under the Original Merger Agreement), in each case without interest. Each share of Common Stock held by persons that are not Principal Company Stockholders, (the -30- "3% Minority Stockholders") (other than shares owned by Asahi Tec, Acquisition Sub, Metaldyne or any of their respective subsidiaries and shares ("Dissenting Shares") as to which Common Stockholders have perfected and not withdrawn the right to appraisal under Section 262 of the General Corporation Law of the State of Delaware (the "DGCL")), will be converted into the right to receive $2.57 in cash, without interest. Holders of these shares will receive a higher price per share if the average closing common price of the Asahi Tec common stock for a 30 trading day period prior to closing of the Merger (the "Closing Common Price"), is higher than $2.9693 (the "Signing Common Price"), as determined under the Merger Agreement. In addition, in the event that any cash payment will be due as a result of the Merger on any stock options of the Company outstanding prior to the Merger, the total cash merger consideration for Common Stockholders, including the Reporting Entities party to the above referenced shareholders agreement, will be correspondingly reduced. The Principal Company Stockholders have been required by Asahi Tec, and have agreed, pursuant to a stock purchase agreement described below in Item 4(b), as such agreement was amended and restated on November 27, 2006 (the "Amended Stock Purchase Agreement"), to reinvest their Merger proceeds in common stock of Asahi Tec in a private placement. In addition, all holders of the Company's preferred stock (the "Preferred Stockholders"), including the Reporting Entities, have been required by Asahi Tec, and have agreed, to reinvest their Merger proceeds in Asahi Tec convertible preferred stock or common stock of Asahi Tec to be issued in a private placement. The Principal Company Stockholders and the Preferred Stockholders have agreed to waive their appraisal rights under the DGCL with respect to the Merger. The obligation of the parties to consummate the Merger and the related transactions is subject to the satisfaction of certain conditions, including: obtaining certain consents and waivers from holders of Metaldyne's 11% Senior Subordinated Notes due 2012, 10% Senior Notes due 2013 and 10% Senior Subordinated Notes due 2014; obtaining financing necessary to consummate the Merger and related transactions; closing of the private placements of Asahi Tec equity securities to the Principal Company Stockholders and Preferred Stockholders (in each case without the amendment, modification or waiver in any material respect of any material term or condition thereof); the absence of a material adverse effect on the Company; and U.S., Japanese and other foreign regulatory approval. Following the Merger and under the new organizational structure, Mr. Leuliette and Shoichiro Irimajiri, chairman of Asahi Tec, will serve as Co-Chairmen of Asahi Tec. Mr. Leuliette is expected to be appointed as a director of Asahi Tec, subject to shareholder approval. In connection with the Merger, a shareholders' agreement was entered into as of August 31, 2006 by and among Asahi Tec, RHJ International S.A. ("RHJI") and the Principal Company Stockholders with reference to Asahi-Tec securities setting forth certain rights and obligations of the parties in respect of Asahi Tec following the Merger. It is currently anticipated that the Reporting Heartland Entities will have the right to nominate a director to the board of Asahi Tec. Such shareholders' agreement has been amended and restated as of November 27, 2006. The amended and restated shareholders' agreement will become effective upon consummation of the Merger and the other transactions described in the Amended Merger Agreement and in the Amended Stock Purchase Agreement. The Company has reported that the Merger has been approved by the boards of directors of the Company, Asahi Tec and Acquisition Sub. At Asahi Tec's request, following approval by the Company's board of directors, the required majority of the Company's stockholders delivered written consents to approve the Merger. The Preferred Stockholders have also consented to the Merger in connection with their agreement to reinvest the cash received in the Merger in Asahi Tec securities. Asahi Tec has also solicited and obtained the approval of its shareholders to the transactions contemplated by the private placement agreements with the reinvesting stockholders; however, this approval, which was obtained on November 16, 2006, will expire after January 16, 2007 so that, if the Merger is not closed by that date, Asahi Tec would need to call another shareholders meeting following a new required notice period of between eight and ten weeks. The Original Merger Agreement has been modified to extend its scheduled expiration date to March 15, 2007. There can be no assurance that a new approval could be timely obtained or that the merger conditions would be satisfied at the relevant time. -31- (b) Stock Purchase Agreements See section (a) of Item 6. (c) Additional Information For additional information with respect to the status of discussions related to the noteholders' consents and waivers and events that have occurred subsequent to the date of the Merger Agreement, see the Company's Form 8-K filed with the Securities and Exchange Commission (the "SEC") on November 28, 2006 and the Company's Schedule 13E-3 filed with the SEC on December 15, 2006. Item 5. Interest in Securities of the Issuer. The aggregate percentage of shares of Common Stock reported owned by each person named herein is based upon 42,795,963 shares of Common Stock outstanding, as reported in the Information Statement/Proxy Statement filed by Metaldyne on November 29, 2006. The ownership of each of the Reporting Entities is set forth in the following table. Neither the present filing nor anything contained in this item 5 shall be construed as an admission that any combination of Reporting Entities or Other Entities constitutes a "group" for any purpose, and each Reporting Entity disclaims beneficial ownership of securities held by each other Reporting Entity or Other Entity.
Shares of Shareholder Common Stock Percent ----------- ------------ ------- Reporting Heartland Entities: Heartland Industrial Associates L.L.C. 21,425,931 50.0(w) Heartland Industrial Partners, L.P. 19,922,184 46.5(x)
- ---------- (w) By virtue of being the general partner of the Reporting Heartland Entities. (x) Exercised by the Reporting Heartland Person's general partner, Heartland Industrial Associates L.L.C. -32-
Shares of Shareholder Common Stock Percent ----------- ------------ ------- HIP Side-By-Side Partners, L.P. 1,211,173 2.8 Metaldyne Investment Fund I, LLC 19,922,184 46.5 Metaldyne Investment Fund II, LLC 292,574 0.7 Heartland Industrial Partners (FF), L.P. 244,920 0.6 Heartland Industrial Partners (C1), L.P. 47,654 0.1 Reporting Manoogian Entities: Richard and Jane Manoogian Foundation 661,260 1.5 Richard A. Manoogian Trust 621,170 1.4 Wachovia Capital Partners 2000, LLC 1,597,633 3.7 Reporting G.E. Entities: Equity Asset Investment Trust 591,761 1.4 G.E. Capital Services Equity Corp. 591,761 1.4 General Electric Capital Services, Inc. 591,761 1.4 General Electric Company 591,761 1.4 Annex Holdings I LP 591,761 1.4 75 Wall Street Associates 295,858 0.7 Reporting Long Point Entities: Long Point Capital Fund, L.P. 581,025 1.4 Long Point Capital Partners, L.L.C. 10,692 0.0 Reporting Graham Partners Entities: Graham Partners Investments, L.P. 271,132 0.6 Graham Partners Investments (A), L.P. 164,864 0.4 Graham Partners Investments (B), L.P. 155,719 0.4 CRM 1999 Enterprise Fund, LLC 59,172 0.1
-33- Item 6. Contracts, Arrangements Understandings or Relationships with Respect to Securities of the Issuer. (a) Stock Purchase Agreements The Principal Company Stockholders, including certain of the Reporting Entities, entered into the Amended Stock Purchase Agreement as of November 27, 2006 pursuant to which the Principal Company Stockholders have agreed to reinvest their Merger proceeds in common stock of Asahi Tec in a private placement. In addition, two Preferred Stockholders have entered into preferred stock purchase agreements, which have been amended and restated as of November 27, 2006, pursuant to which such holders of the Company's preferred stock have agreed to reinvest their proceeds in Asahi Tec convertible preferred stock in a private placement. Certain of the Reporting Heartland Entities are holders of the Company's Series B preferred stock and also have entered into a stock purchase agreement, which has been amended and restated as of November 27, 2006, pursuant to which they have agreed to reinvest their Series B preferred stock Merger proceeds in Asahi Tec common stock in a private placement. The price at which the Principal Company Stockholders and the Preferred Stockholders will purchase Asahi Tec common stock in the private placements is based on a discount to the Signing Common Price. This discount reflects the lesser per share merger consideration to be received by the Principal Company Stockholders relative to the 3% Minority Stockholders (without regard to any potential increase payable to the 3% Minority Stockholders as a result of improvements in the Closing Common Price relative to the Signing Common Price). In addition, the Reporting Heartland Entities have agreed to purchase $15 million of additional shares of Asahi Tec for cash on the same basis to finance the Merger and related transactions. The Reporting Heartland Entities offered this investment on a pro rata basis to the other Principal Company Stockholders, and such offer has expired. None of the other Principal Company Stockholders will be receiving such additional shares pursuant to the offer. (b) Asahi Tec Stockholders Agreement The Principal Company Stockholders have entered into an amended and restated stockholders agreement (the "Stockholders Agreement") with Asahi Tec and RHJI, dated as of November 27, 2006, attached hereto as Exhibit C, pursuant to which the Principal Company Stockholders are subject to limitations on the transfer of Asahi Tec common stock. In addition, pursuant to the terms of the Stockholders Agreement, for so long as the Principal Company Stockholders collectively own at least 10% of the outstanding Asahi Tec common stock, both Heartland and the CSFB Private Equity Funds each have the right to nominate one director to the Asahi Tec board of directors; if the Principal Company Stockholders collectively own more than 5% but less than 10% of the outstanding Asahi Tec common stock, Heartland has the right to nominate one director to the Asahi Tec board of directors. The Stockholders Agreement also provides offering assistance to Heartland and entitles the Principal Company Stockholders to English language versions of documents containing financial and business information. Finally, pursuant to the terms of the Stockholders Agreement, the Principal Company Stockholders have agreed not to transfer any Asahi Tec common stock subject to the Stockholders Agreement without the written consent of RHJI until the earlier of (i) the consummation of the first private placement of capital shares by Asahi Tec to institutional investors (the "Institutional Offering"), or (ii) the expiration of a period of 90 days following the consummation of the Merger (the "Initial Restricted Period"). Furthermore, for a period of 180 days following the closing of both of the Institutional Offering and the first primary public offering of Asahi Tec capital shares (the "Offering"), or such shorter lock-up period as the applicable underwriters of the Institutional Offering or the Offering may require, the principal company stockholders may not transfer any Asahi Tec common stock subject to the Stockholders Agreement (the "Offering Restricted Period" and, together with the Initial Restricted Period, the "Restricted Period"); provided, however, that no Restricted Period shall extend more than 24 months from the consummation of the Merger. -34- (c) Metaldyne Shareholders Agreement. On November 28, 2000, in connection with the Recapitalization, Metaldyne and certain of the Reporting Entities entered into a Shareholders Agreement ("Shareholders Agreement"). The Shareholders Agreement, a copy of which is attached hereto as Exhibit D, is incorporated herein. Item 7. Exhibits. (A) Amended and Restated Stock Purchase Agreement, dated as of November 27, 2006, among Asahi Tec Corporation and the Purchasers listed on Schedule I thereto (incorporated herein by reference to Exhibit (d)(3) of the Metaldyne Schedule 13E-3 filed with the SEC on November 29, 2006 (File No. 005-35355, Accession Nos. 0001047469-06-014589)). (B) Amended and Restated Stock Purchase Agreement, dated as of November 27, 2006, among Asahi Tec Corporation, Metaldyne Investment Fund I, LLC, HIP Side-By-Side Partners, L.P. and Metaldyne Investment Fund II, LLC (incorporated herein by reference to Exhibit (d)(4) of the Metaldyne Schedule 13E-3 filed with the SEC on November 29, 2006 (File No. 005-35355, Accession Nos. 0001047469-06-014589)). (C) Amended and Restated Shareholder's Agreement, dated as of November 27, 2006, among RHJI International SA, Asahi Tec Corporation, and the Principal Company Shareholders listed on Schedule I thereto (incorporated herein by reference to Exhibit (d)(2) of the Metaldyne Schedule 13E-3 filed with the SEC on November 29, 2006 (File No. 005-35355, Accession Nos. 0001047469-06-014589)). (D) Shareholder's Agreement, dated as of November 28, 2000, among RHJI International SA, Asahi Tec Corporation, and the Principal Company Shareholders listed on Schedule I thereto (incorporated herein by reference to Exhibit 3 of the Metaldyne Schedule 13D filed with the SEC on December 8, 2000 (File No. 005-35355, Accession Nos. 0000950172-00-002002)). (E) Joint Filing Agreement, dated as of December 14, 2006, by and among the Reporting Entities. -35- Signatures ---------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 14, 2006 HEARTLAND INDUSTRIAL ASSOCIATES L.L.C. By: /s/ Daniel P. Tredwell --------------------------------------------------- Name: Daniel P. Tredwell Title: Managing Member HEARTLAND INDUSTRIAL PARTNERS (FF), L.P. HEARTLAND INDUSTRIAL PARTNERS (C1), L.P. HEARTLAND INDUSTRIAL PARTNERS, L.P. HIP SIDE-BY-SIDE PARTNERS, L.P. By: Their General Partner, Heartland Industrial Associates, L.L.C. By: /s/ Daniel P. Tredwell ----------------------- Name: Daniel P. Tredwell Title: Managing Member METALDYNE INVESTMENT FUND I, LLC By: HEARTLAND INDUSTRIAL PARTNERS, L.P. It's Managing Member By: HEARTLAND INDUSTRIAL ASSOCIATES L.L.C. Its General Partner By: /s/ Daniel P. Tredwell --------------------------------------------------- Name: Daniel P. Tredwell Title: Managing Member -36- METALDYNE INVESTMENT FUND II, LLC By: HEARTLAND INDUSTRIAL PARTNERS, L.P. It's Managing Member By: HEARTLAND INDUSTRIAL ASSOCIATES L.L.C. Its General Partner By: /s/ Daniel P. Tredwell --------------------------------------------------- Name: Daniel P. Tredwell Title: Managing Member After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 14, 2006 RICHARD AND JANE MANOOGIAN FOUNDATION By: /s/ Richard A. Manoogian --------------------------------------------------- Name: Richard A. Manoogian Title: President and Treasurer RICHARD A. MANOOGIAN TRUST By: /s/ Richard A. Manoogian --------------------------------------------------- Name: Richard A. Manoogian Title: Trustee After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 19, 2006 WACHOVIA CAPITAL PARTNERS 2000, LLC By: /s/ Stuart M. Christhilf, IV --------------------------------------------------- Name: Stuart M. Christhilf, IV Title: Vice President After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 14, 2006 EQUITY ASSET INVESTMENT TRUST By: its Sole Manager, GE Capital Services Equity Corp. By: /s/ Andrea Assarat --------------------------------------------------- Name: Andrea Assarat Title: Senior Vice President GE CAPITAL SERVICES EQUITY CORP. By: /s/ Andrea Assarat --------------------------------------------------- Name: Andrea Assarat Title: Senior Vice President GENERAL ELECTRIC CAPITAL SERVICES, INC. By: /s/ Barbara A. Lane --------------------------------------------------- Name: Barbara A. Lane Title: Attorney-in-Fact GENERAL ELECTRIC COMPANY By: /s/ Barbara A. Lane --------------------------------------------------- Name: Barbara A. Lane Title: Attorney-in-Fact -37- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 19, 2006 ANNEX HOLDINGS I LP By its General Partner, Annex Capital Partners LLC By: /s/ Alexander P. Coleman --------------------------------------------------- Name: Alexander P. Coleman Title: Managing Member After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 14, 2006 75 WALL STREET ASSOCIATES, LLC By: its Member, Allianz Leben Private Equity Fonds plus GmbH By: /s/ Claus Zellner --------------------------------------------------- Name: Claus Zellner Title: Director By: /s/ Dr. Florian Huber --------------------------------------------------- Name: Dr. Florian Huber, Director After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 14, 2006 LONG POINT CAPITAL FUND, L.P. By: /s/ Ira Starr --------------------------------------------- Name: Ira Starr Title: Managing Director LONG POINT CAPITAL PARTNERS, L.L.C. By: /s/ Ira Starr --------------------------------------------- Name: Ira Starr Title: Managing Director After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 14, 2006 GRAHAM PARTNERS INVESTMENTS, L.P. By GRAHAM PARTNERS GENERAL PARTNER, L.P., It's General Partner By GRAHAM PARTNERS INVESTMENTS (GP2), L.P., Its General Partner By GRAHAM PARTNERS INVESTMENTS (GP), LLC, Its General Partner By /s/ Steven C. Graham ----------------------------------------------------- Name: Steven C. Graham Title: Managing Member -38- GRAHAM PARTNERS INVESTMENTS (A), L.P. By GRAHAM PARTNERS GENERAL PARTNER, L.P., It's General Partner By GRAHAM PARTNERS INVESTMENTS (GP2), L.P., Its General Partner By GRAHAM PARTNERS INVESTMENTS (GP), LLC, Its General Partner By /s/ Steven C. Graham ---------------------------------------------------- Name: Steven C. Graham Title: Managing Member GRAHAM PARTNERS INVESTMENTS (B), L.P. By GRAHAM PARTNERS GENERAL PARTNER, L.P., It's General Partner By GRAHAM PARTNERS INVESTMENTS (GP2), L.P., Its General Partner By GRAHAM PARTNERS INVESTMENTS (GP), LLC, Its General Partner By /s/ Steven C. Graham ------------------------------------------------ Name: Steven C. Graham Title: Managing Member After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 14, 2006 CRM 1999 ENTERPRISE FUND, LLC By /s/ Carlos Leal ---------------------------------------------------- Name: Carlos Leal Title: CFO of Managing Member -39- EXHIBIT E JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing of a Statement on Schedule 13D (including amendments thereto) with respect to the common stock, $1.00 par value per share, of Metaldyne Corporation, a Delaware corporation, and further agrees that this Joint Filing Agreement be included as an exhibit to such filings; provided, that, as contemplated by Section 13d-1(k)(1)(ii), no person shall be responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. [signature pages follow] -40- IN WITNESS WHEREOF, the undersigned has duly executed this Joint Filing Agreement as of this 14th day of December, 2006. HEARTLAND INDUSTRIAL ASSOCIATES L.L.C. By: /s/ Daniel P. Tredwell --------------------------------------------------- Name: Daniel P. Tredwell Title: Managing Member HEARTLAND INDUSTRIAL PARTNERS (FF), L.P. HEARTLAND INDUSTRIAL PARTNERS (C1), L.P. HEARTLAND INDUSTRIAL PARTNERS, L.P. HIP SIDE-BY-SIDE PARTNERS, L.P. By: Their General Partner, Heartland Industrial Associates, L.L.C. By: /s/ Daniel P. Tredwell ----------------------- Name: Daniel P. Tredwell Title: Managing Member METALDYNE INVESTMENT FUND I, LLC By: HEARTLAND INDUSTRIAL PARTNERS, L.P. It's Managing Member By: HEARTLAND INDUSTRIAL ASSOCIATES L.L.C. Its General Partner By: /s/ Daniel P. Tredwell --------------------------------------------------- Name: Daniel P. Tredwell Title: Managing Member -41- METALDYNE INVESTMENT FUND II, LLC By: HEARTLAND INDUSTRIAL PARTNERS, L.P. It's Managing Member By: HEARTLAND INDUSTRIAL ASSOCIATES L.L.C. Its General Partner By: /s/ Daniel P. Tredwell --------------------------------------------------- Name: Daniel P. Tredwell Title: Managing Member IN WITNESS WHEREOF, the undersigned has duly executed this Joint Filing Agreement as of this 14th day of December, 2006. RICHARD AND JANE MANOOGIAN FOUNDATION By: /s/ Richard A. Manoogian --------------------------------------------------- Name: Richard A. Manoogian Title: President and Treasurer RICHARD A. MANOOGIAN TRUST By: /s/ Richard A. Manoogian --------------------------------------------------- Name: Richard A. Manoogian Title: Trustee IN WITNESS WHEREOF, the undersigned has duly executed this Joint Filing Agreement as of this 19th day of December, 2006. WACHOVIA CAPITAL PARTNERS 2000, LLC By: /s/ Stuart M. Christhilf, IV --------------------------------------------------- Name: Stuart M. Christhilf, IV Title: Vice President IN WITNESS WHEREOF, the undersigned has duly executed this Joint Filing Agreement as of this 14th day of December, 2006. EQUITY ASSET INVESTMENT TRUST By: its Sole Manager, GE Capital Services Equity Corp. By: /s/ Andrea Assarat --------------------------------------------------- Name: Andrea Assarat Title: Senior Vice President GE CAPITAL SERVICES EQUITY CORP. By: /s/ Andrea Assarat --------------------------------------------------- Name: Andrea Assarat Title: Senior Vice President GENERAL ELECTRIC CAPITAL SERVICES, INC. By: /s/ Barbara A. Lane --------------------------------------------------- Name: Barbara A. Lane Title: Attorney-in-Fact GENERAL ELECTRIC COMPANY By: /s/ Barbara A. Lane --------------------------------------------------- Name: Barbara A. Lane Title: Attorney-in-Fact IN WITNESS WHEREOF, the undersigned has duly executed this Joint Filing Agreement as of this 19th day of December, 2006. ANNEX HOLDINGS I LP By its General Partner, Annex Capital Partners LLC By: /s/ Alexander P. Coleman --------------------------------------------------- Name: Alexander P. Coleman Title: Managing Member -42- IN WITNESS WHEREOF, the undersigned has duly executed this Joint Filing Agreement as of this 14th day of December, 2006. 75 WALL STREET ASSOCIATES, LLC By: its Member, Allianz Leben Private Equity Fonds plus GmbH By: /s/ Claus Zellner --------------------------------------------------- Name: Claus Zellner Title: Director By: /s/ Dr. Florian Huber --------------------------------------------------- Name: Dr. Florian Huber, Director IN WITNESS WHEREOF, the undersigned has duly executed this Joint Filing Agreement as of this 14th day of December, 2006. LONG POINT CAPITAL FUND, L.P. By: /s/ Ira Starr --------------------------------------------- Name: Ira Starr Title: Managing Director LONG POINT CAPITAL PARTNERS, L.L.C. By: /s/ Ira Starr --------------------------------------------- Name: Ira Starr Title: Managing Director IN WITNESS WHEREOF, the undersigned has duly executed this Joint Filing Agreement as of this 14th day of December, 2006. GRAHAM PARTNERS INVESTMENTS, L.P. By GRAHAM PARTNERS GENERAL PARTNER, L.P., It's General Partner By GRAHAM PARTNERS INVESTMENTS (GP2), L.P., Its General Partner By GRAHAM PARTNERS INVESTMENTS (GP), LLC, Its General Partner By /s/ Steven C. Graham ----------------------------------------------------- Name: Steven C. Graham Title: Managing Member -43- GRAHAM PARTNERS INVESTMENTS (A), L.P. By GRAHAM PARTNERS GENERAL PARTNER, L.P., It's General Partner By GRAHAM PARTNERS INVESTMENTS (GP2), L.P., Its General Partner By GRAHAM PARTNERS INVESTMENTS (GP), LLC, Its General Partner By /s/ Steven C. Graham ------------------------------------------------------ Name: Steven C. Graham Title: Managing Member GRAHAM PARTNERS INVESTMENTS (B), L.P. By GRAHAM PARTNERS GENERAL PARTNER, L.P., It's General Partner By GRAHAM PARTNERS INVESTMENTS (GP2), L.P., Its General Partner By GRAHAM PARTNERS INVESTMENTS (GP), LLC, Its General Partner By /s/ Steven C. Graham ------------------------------------------------ Name: Steven C. Graham Title: Managing Member IN WITNESS WHEREOF, the undersigned has duly executed this Joint Filing Agreement as of this 14th day of December, 2006. CRM 1999 ENTERPRISE FUND, LLC By /s/ Carlos Leal ---------------------------------------------------- Name: Carlos Leal Title: CFO of Managing Member -44- Schedule I GE CAPITAL SERVICES EQUITY CORP. MANAGER OF EQUITY ASSET INVESTMENT TRUST
Name Title Present Business Address Citizenship - ---------------------------------- ------------------------ --------------------------------- -------------------------- Ronald J. Herman, Jr. President/Chairman GE Corporate Financial Services USA of the Board 201 Merritt 7 Norwalk, CT 06856 John W. Campo, Jr. MD, General Counsel GE Corporate Financial Services USA and Secretary 201 Merritt 7 Norwalk, CT 06856 Frank Ertl MD, CFO & GE Corporate Financial Services USA Treasurer 201 Merritt 7 Norwalk, CT 06856 Andrea Assarat SVP GE Corporate Financial Services USA 201 Merritt 7 Norwalk, CT 06856 Lorraine Hliboki SVP GE Corporate Financial Services USA 201 Merritt 7 Norwalk, CT 06856 Bryant Cohen VP- Taxes GE Corporate Financial Services USA 201 Merritt 7 Norwalk, CT 06856
-45- Schedule II GENERAL ELECTRIC CAPITAL SERVICES, INC. DIRECTORS
Present Present Name Principal Occupation Business Address Citizenship - -------------------- --------------------------------- ------------------------------- -------------------- C.E. Alexander President - GE Capital Europe GE Capital Europe U.K. Clarges House 6-12 Clarges St. London, England W1Y8DH J.S. Bornstein Vice President and Chief GE Commercial Finance U.S.A. Financial Officer - GE 901 Merritt 7 Commercial Finance Norwalk, CT 06851 K.A. Cassidy Vice President and GE GE Commercial Finance U.S.A. Treasurer - GE Commercial 201 High Ridge Road Finance Stamford, CT 06927 J.A. Colica Vice President, Global Risk General Electric Company U.S.A. Management - GE Corporate 260 Long Ridge Road Stamford, CT 06927 P. Daley Senior Vice President - General Electric Company U.S.A. Corporate Business 3135 Easton Turnpike Development - General Fairfield, CT 06828 Electric Company B.B. Denniston Senior Vice President and General Electric Company U.S.A. General Counsel - General 3135 Easton Turnpike Electric Company Fairfield, CT 06828 J.R. Immelt Chairman of the Board and General Electric Company U.S.A. Chief Executive Officer, 3135 Easton Turnpike General Electric Company Fairfield, CT 06828 M.A. Neal President and Chief Executive GE Commercial Finance U.S.A. Officer - GE Commercial 901 Merritt 7 Finance Norwalk, CT 06851 D.R. Nissen President and Chief Executive GE Consumer Finance U.S.A. Officer - GE Consumer Finance 1600 Summer Street Stamford, CT 06927 R.R. Pressman President and Chief Executive GE Asset Management U.S.A. Officer - GE Asset Management 3003 Summer Street Stamford, CT 06902
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Present Present Name Principal Occupation Business Address Citizenship - -------------------- --------------------------------- ------------------------------- -------------------- D. M. Reif President and Chief Executive GE Commercial Finance U.S.A. Officer, Equipment Services - 120 Long Ridge Road GE Commercial Finance Stamford, CT 06927 J.G. Rice Vice Chairman, President and GE Infrastructure U.S.A. Chief Executive Officer - GE 4200 Wildwood Parkway Atlanta, Infrastructure GA 303399 J.M. Samuels Vice President and Senior Tax General Electric Company U.S.A. Counsel, Corporate Taxes - 3135 Easton Turnpike General Electric Company Fairfield, CT 06828 K.S. Sherin Chief Financial Officer - General Electric Company U.S.A. General Electric Company 3135 Easton Turnpike Fairfield, CT 06828 L.G. Trotter Vice Chairman, President and General Electric Company U.S.A. Chief Executive Officer - GE 3135 Easton Turnpike Industrial Fairfield, CT 06828 R.C. Wright Vice Chairman, President and National Broadcasting Company U.S.A. Chief Executive Officer - 30 Rockefeller Plaza National Broadcasting New York , NY 10112 Company, Inc.
-47- GENERAL ELECTRIC CAPITAL SERVICES, INC. EXECUTIVE OFFICERS
Present Name Title Business Address Citizenship - -------------------- --------------------------------- ------------------------------- -------------------- Jeffrey R. Immelt Chief Executive Officer General Electric Company U.S.A. 3135 Easton Turnpike Fairfield, CT 06828 K.S. Sherin Chief Financial Officer General Electric Company U.S.A. 3135 Easton Turnpike Fairfield, CT 06828 D.R. Nissen President GE Consumer Finance U.S.A. 1600 Summer Street Stamford, CT 06927 D.M. Reif Executive Vice President GE Commercial Finance U.S.A. 120 Long Ridge Road Stamford, CT 06927
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Present Name Title Business Address Citizenship - -------------------- --------------------------------- ------------------------------- -------------------- J.S. Bornstein Senior Vice President, Finance GE Commercial Finance U.S.A. 901 Merritt 7 Norwalk, CT 06851 Marc A. Meiches Senior Vice President, Finance GE Commercial Finance U.S.A. 9201 State Line Kansas City, MO 64114 Glen A. Messina Senior Vice President, Finance GE Commercial Finance U.S.A. 120 Long Ridge Road Stamford, CT 06927 Maive F. Scully Senior Vice President, Finance GE Consumer Finance U.S.A. 1600 Summer Street Stamford, CT 06927 K.A. Cassidy Senior Vice President, GE Commercial Finance U.S.A. Treasury 201 High Ridge Road Stamford, CT 06927 J.A. Colica Senior Vice President, Risk General Electric Company U.S.A. 260 Long Ridge Road Stamford, CT 06927 R. D'Avino Senior Vice President, Taxes General Electric Company U.S.A. 120 Long Ridge Road Stamford, CT 06928 P.D. Ameen Senior Vice President and General Electric Company U.S.A. Controller 3135 Easton Turnpike Fairfield, CT 06828 Steven F. Kluger Senior Vice President GE Corporate Finance U.S.A. 1600 Summer Street Stamford, CT 06927 C.T. Beazer Vice President, General General Electric Company U.S.A. Counsel and Secretary 3135 Easton Turnpike Fairfield, CT 06828
-49- Schedule III 12/15/2006 GENERAL ELECTRIC COMPANY DIRECTORS
PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ---- ---------------- -------------------- J.I. Cash, Jr. General Electric Company Former Professor of Business 3135 Easton Turnpike Administration-Graduate Fairfield, CT 06828 School of Business Administration, Harvard University Sir William Castell Chairman Chairman of The Wellcome Trust The Wellcome Trust 215 Euston Road London NW1 2BE UK A.M. Fudge Young & Rubicam Brands. Chairman and Chief 285 Madison Avenue Executive Officer, New York, NY 10017 Young & Rubicam Brands C.X. Gonzalez Kimberly-Clark de Mexico, Chairman of the Board S.A. de C.V. and Chief Executive Officer, Jose Luis Lagrange 103, Kimberly-Clark de Mexico, Tercero Piso S.A. de C.V. Colonia Los Morales Mexico, D.F. 11510, Mexico S. Hockfield Massachusetts Institute of Technology President 77 Massachusetts Avenue Massachusetts Institute of Building 3-208 Technology Cambridge, MA 02139 J.R. Immelt General Electric Company Chairman of the Board 3135 Easton Turnpike and Chief Executive Fairfield, CT 06828 Officer, General Electric Company A. Jung Avon Products, Inc. Chairman and Chief 1345 Avenue of the Americas Executive Officer, New York, NY 10105 Avon Products, Inc. A.G. Lafley The Procter & Gamble Company Chairman of the Board, President 1 Procter & Gamble Plaza and Chief Executive Cincinnati, Oh 45202-3315 The Procter & Gamble Company
-50- GENERAL ELECTRIC COMPANY DIRECTORS (CONTINUED)
PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ---- ---------------- -------------------- R.W. Lane Deere & Company Chairman and Chief One John Deere Place Executive Officer Moline, Illinois 61265 Deere & Company R.S. Larsen Johnson & Johnson Former Chairman and Chief 100 Albany Street Executive Officer Suite 200 New Brunswick, NJ 08901 R.B. Lazarus Ogilvy & Mather Worldwide Chairman and Chief 309 West 49th Street Executive Officer New York, NY 10019-7316 S. Nunn Sam Nunn School of Retired Partner International Affairs King & Spalding Georgia Institute of Technology 781 Marietta Street, NW Atlanta, Georgia 30318 R.S. Penske Penske Corporation Chairman of the Board 2555 Telegraph Road and President, Penske Bloomfield Hills, MI 48302-0954 Corporation R.J. Swieringa S.C. Johnson Graduate School Anne and Elmer Lindseth Dean Cornell University and Professor of Accounting 207 Sage Hall Ithaca, NY 14853-6201 D.A. Warner III J. P. Morgan Chase & Co., Former Chairman of the Board The Chase Manhattan Bank and Morgan Guaranty Trust Co. of New York 270 Park Avenue New York, NY 10154 R.C. Wright NBC Universal, Inc. Vice Chairman of the Board and 30 Rockefeller Plaza Executive Officer, General New York, NY 10112 Electric Company; Chairman and Chief Executive Officer, NBC Universal, Inc. Citizenship Sir William Castell United Kingdom Claudio X. Gonzalez Mexico Andrea Jung Canada All Others U.S.A.
-51- GENERAL ELECTRIC COMPANY EXECUTIVE OFFICERS (CONTINUED)
PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ---- ---------------- -------------------- J.R. Immelt General Electric Company Chairman of the Board and 3135 Easton Turnpike Chief Executive Officer Fairfield, CT 06828 P.D. Ameen General Electric Company Vice President and Comptroller 3135 Easton Turnpike Fairfield, CT 06828 K.A. Cassidy General Electric Company Vice President and 201 High Ridge Road GE Treasurer Stamford, CT 06905-3417 W.J. Conaty General Electric Company Senior Vice President - 3135 Easton Turnpike Human Resources Fairfield, CT 06828 P. Daley General Electric Company Senior Vice President - 3135 Easton Turnpike Corporate Business Fairfield, CT 06828 Development B.B. Denniston III General Electric Company Senior Vice President and 3135 Easton Turnpike General Counsel Fairfield, CT 06828 J.M. Hogan General Electric Company Senior Vice President - Pollards Wood, Nightingales Lane GE Healthcare Chalfont St. Giles HP8 4SP Great Britain M.A. Neal General Electric Company Vice Chairman of General 260 Long Ridge Road Electric Company; President Stamford, CT 06927 & CEO, GE Capital Services D.R. Nissen General Electric Company Senior Vice President - 201 High Ridge Road GE Consumer Finance Stamford, CT 06905-3417 J.G. Rice General Electric Company Vice Chairman of General 4200 Wildwood Parkway Electric Company; President Atlanta, GA 30339 & CEO, GE Infrastructure K.S. Sherin General Electric Company Senior Vice President - Finance 3135 Easton Turnpike and Chief Financial Officer Fairfield, CT 06828
-52- GENERAL ELECTRIC COMPANY EXECUTIVE OFFICERS (CONTINUED)
PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ---- ---------------- -------------------- L.G. Trotter General Electric Company Vice Chairman of General 3135 Easton Turnpike Electric Company; President Fairfield, CT 06828 & CEO, GE Industrial R.C. Wright NBC Universal, Inc. Vice Chairman of the Board and 30 Rockefeller Plaza Executive Officer, General New York, NY 10112 Electric Company; Chairman and Chief Executive Officer, NBC Universal, Inc.
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