-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AZolEcxucNx3WUedz4OVstRmPflq3hAYMCe7ZNUzBe8U+5p6dlFP3o3sKInivK5p fCof6sCPx3Cn8PBVskFQQg== 0001145443-02-000368.txt : 20020816 0001145443-02-000368.hdr.sgml : 20020816 20020816142943 ACCESSION NUMBER: 0001145443-02-000368 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMIT BANCSHARES INC /TX/ CENTRAL INDEX KEY: 0000745344 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 751694807 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-11986 FILM NUMBER: 02741040 BUSINESS ADDRESS: STREET 1: 1300 SUMMIT AVE CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 8173368383 MAIL ADDRESS: STREET 1: 1300 SUMMIT AVENUE CITY: FORT WORTH STATE: TX ZIP: 76102 10-Q/A 1 d11258.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------------- FORM 10-Q/A AMENDMENT TO APPLICATION OR REPORT FILED PURSUANT TO SECTION 13 0R 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 SUMMIT BANCSHARES, INC. ---------------------- AMENDMENT NO. 1 Item 6. Exhibits and Reports on Form 8-K (a) Exhibits The list of exhibits is amended to add the following: Exhibit No. Exhibit ----------- ------- 99.1 Certification of Chief Executive Officer of Summit Bancshares, Inc. 99.2 Certification of Chief Financial Officer of Summit Bancshares, Inc. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, this registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized to sign on behalf of the Registrant as well as in his capacity as Chief Financial Officer. SUMMIT BANCSHARES, INC. By: /s/ Bob G. Scott ------------------------------------ Bob G. Scott Executive Vice President and COO/CFO EX-99 3 ex99-1.txt EXHIBIT 99.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER OF SUMMIT BANCSHARES, INC. This certification is provided pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and accompanies the quarterly report on Form 10-Q (the "Form 10-Q") for the quarter ended June 30, 2002 of Summit Bancshares, Inc. (the "Issuer"). I, Philip E. Norwood, the Chairman, President, and Chief Executive Officer of the Issuer certify that: (i) the Form 10-Q fully complies with the requirements of section 13(a) or section 15(d) of the Securities Exchange Act of 1934 (U.S.C. 78m(a) or 78o(d)); and (ii) the information contained in the Form 10-Q fairly presents, in all material respects, the financial condition and results of operations of the Issuer. Dated: July 25, 2002 /s/ Philip E. Norwood ---------------------------------- Name: Philip E. Norwood Title: Chairman, President and CEO Subscribed and sworn to before me on this 25th day of July, 2002. /s/ Kristen G. Laramore ---------------------------------- Name: Kristen G. Laramore Title: Notary Public My commission expires: October 25, 2004 EX-99 4 ex99-2.txt EXHIBIT 99.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER OF SUMMIT BANCSHARES, INC. This certification is provided pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and accompanies the quarterly report on Form 10-Q (the "Form 10-Q") for the quarter ended June 30, 2002 of Summit Bancshares, Inc. (the "Issuer"). I, Bob G. Scott, the Executive Vice President, Chief Operating Officer, and Chief Financial Officer of the Issuer certify that: (i) the Form 10-Q fully complies with the requirements of section 13(a) or section 15(d) of the Securities Exchange Act of 1934 (U.S.C. 78m(a) or 78o(d)); and (ii) the information contained in the Form 10-Q fairly presents, in all material respects, the financial condition and results of operations of the Issuer. Dated: July 25, 2002 /s/ Bob G. Scott ------------------------------------------- Name: Bob G. Scott Title: Executive Vice President and COO/CFO Subscribed and sworn to before me on this 25th day of July, 2002. /s/ Kristen G. Laramore ------------------------------------------- Name: Kristen G. Laramore Title: Notary Public My commission expires: October 25, 2004 -----END PRIVACY-ENHANCED MESSAGE-----