0001398344-21-015533.txt : 20210805 0001398344-21-015533.hdr.sgml : 20210805 20210805115559 ACCESSION NUMBER: 0001398344-21-015533 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210805 DATE AS OF CHANGE: 20210805 EFFECTIVENESS DATE: 20210805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OCM MUTUAL FUND CENTRAL INDEX KEY: 0000745338 IRS NUMBER: 226444024 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-04010 FILM NUMBER: 211147102 BUSINESS ADDRESS: STREET 1: 2600 KITTY HAWK ROAD STREET 2: SUITE 119 CITY: LIVERMORE STATE: CA ZIP: 94551 BUSINESS PHONE: 414-299-2000 MAIL ADDRESS: STREET 1: C/O UMB FUND SERVICES, INC. STREET 2: 235 W. GALENA ST. CITY: MILWAUKEE STATE: WI ZIP: 53212-3948 FORMER COMPANY: FORMER CONFORMED NAME: PIA MUTUAL FUND DATE OF NAME CHANGE: 20030402 FORMER COMPANY: FORMER CONFORMED NAME: MONTEREY MUTUAL FUND DATE OF NAME CHANGE: 19970325 FORMER COMPANY: FORMER CONFORMED NAME: MONITREND MUTUAL FUND DATE OF NAME CHANGE: 19920703 0000745338 S000005294 OCM MUTUAL FUND C000014470 OCM Gold Fund - Investor Class OCMGX C000101831 OCM Gold Fund - Advisor Class OCMAX N-PX 1 fp0066878_npx.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act File Number 811-04010

 

OCM Mutual Fund

2600 Kitty Hawk Road

Suite 119

Livermore, CA 94551

 

(Address of principal executive offices)

 

OCM Mutual Fund

Attn: Greg Orrell

2600 Kitty Hawk Road

Suite 119

Livermore, CA 94551

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (925) 455-0802

 

Date of fiscal year end: November 30

 

Date of reporting period: July 1, 2020 through June 30, 2021

 

 

 

Item 1. Proxy Voting Record

 

Company Name

 

Company

Symbol

CUSIP

Number

Shareholder

Meeting Date

Describe The Matter Voted On

 

Proposed by Company

or Shareholder

Did Orrell

Capital vote?

How did Orrell

Capital Vote?

Votes Cast for

or Against Management

                 
RTG Mining, Inc. RTG AU BM90D50 7/7/2020 1.Ratification of issue of Tranche 1 shares Company Yes For For
        under proposed placement issued under asx listing, rule        
        7.1; 2. Ratification of issue of        
        Chanachi gold acquisition shares issued        
        under ASX listing Rule 7.1; 3. Approval of        
        additional capacity to issue shares under ASX        
        listing Rule 7.1A; 4. Approval of issue of        
        second Tranche of shares under proposed        
        placement; 5. Approval of the issue of advisor        
        options to US placement agent; 6. Approval        
        of the issue of shares to corporate loan        
        facility lender; 7-10. Approval for Michael        
        Carrick, Justine Magee, Robert Scott, Phillip        
        Lockyer to participate in proposed placement;        
        11. Approval of appointment of auditors;        
        12A-12F. Approval to fix number of directors;        
        Elect directors; 13-14. Approval for the issue        
        of loan funded shares to M. Carrick and Justine        
        Magee; 15-17. Approval for the issue of loan        
        funded shares to R. Scott, D. Cruse,P.        
        Lockyer in satisfaction of directors' fees.        
                 
K92 Mining, Inc. KNT CN 499113959 7/8/2020 1. Set number of directors at 7; 2.1-2.7 Elect Company Yes For For
        directors; 3. Appoint PricewaterhouseCoopers        
        LLP as auditors; 4. If advisable, pass        
        resolution to approve renewal of stock option        
        plan of the company        
                 
SSR Mining, Inc. SSRM 784730103 7/8/2020 1. Pass resolution to approve the issuance of Company Yes For For
        SSR Mining common shares in exchange of        
        Alacer Gold Corp. common shares; 2. Set        
        number of directors at 10.        
                 
Alacer Gold Corp. ASR CN 10679959 7/8/2020 1. Pass resolution to approve the arrangement Company Yes For For
        between SSR Mining and Alacer Gold.        
                 

Company Name

 

Company

Symbol

CUSIP

Number

Shareholder

Meeting Date

Describe The Matter Voted On

 

Proposed by Company

or Shareholder

Did Orrell

Capital vote?

How did Orrell

Capital Vote?

Votes Cast for

or Against Management

                 
Jaguar Mining, Inc. JAG CN 47009M954 7/30/2020 1. Elect directors; 2. Appoint KPMG LLP as Company Yes For For
        auditors, directors to fix remuneration; 3.        
        Ratify and approve an amendment to the        
        Corporation's deferred share unit plan to        
        increase the maximum number of shares        
        reserved for issuance from treasury.        
                 
Euro Sun Mining, Inc. ESM CN 29872L958 7/31/2020 1. 1A-1F. Elect directors; 2. Appoint McGovern Company Yes For For
        Hurley LLP as auditors, directors to fix remuner-        
        ation; 3. If advisable , pass resolution to adjust        
        number of common shares reserved under        
        corporations stock option plan; 4. If advisable,        
        resolution to amend deferred share unit        
        incentive plan to provide issuance of common        
        shares from treasury, and to fix limit of        
        16,912,141 common shares usable thereto.        
                 
Emmerson Resources Ltd. ERM AU B29H3L7 8/24/2020 1. Ratification of prior issue of placement Company Yes For For
        shares and Tranche 1 placement options;        
        2. Issue of Tranche placement options;        
        3.Issue of SPP options; 4. Issue of shares to        
        NT Bullion; 5-7. Issue of options to related        
        party, Mr. A. Mcilwain, Mr. A. Trench,        
        Mr. R. Bills.        
                 
GR Silver Mining Ltd. GRSL CN 36258E953 9/11/2020 1. Set number of directors at 6; 2A-2F. Elect Company Yes For For
        directors; 3. Re-Appoint Davidson & Co. LLP        
        as auditors, directors to fix remuneration.        
                 
Horizon Minerals Ltd. HRZ AU BK77C07 9/24/2020 1. Ratification of placement of shares Company Yes For For
        under listing rule 7-1; 2. Ratification of        
        issue of options under listing Rule 7.1;        
        3. Ratification of Tranche placement of        
        shares under listing rule 7.1; 4. Ratification        
        of Tranche 1 placement of shares under        
        listing of Rule 7.1A; 5. Approval to issue        
        Tranche 2 placement of shares under Rule 7.1.        
                 

Company Name

 

Company

Symbol

CUSIP

Number

Shareholder

Meeting Date

Describe The Matter Voted On

 

Proposed by Company

or Shareholder

Did Orrell

Capital vote?

How did Orrell

Capital Vote?

Votes Cast for

or Against Management

                 
Royal Road Minerals Ltd. RYR CN G76828956 11/5/2020 1. Elect directors Mullens,Coughlin, Company Yes For For
        Hill and Wall; 2. Appoint Clearhouse LLP        
        as auditors, directors to fix remuneration        
        3. Approve and confirm stock option        
        plan.        
                 
Adriatic Metals PLC ADT AU BD215T5 11/6/2020 1. Receive Annual report and financial Company Yes For For
        statements; 2. Approval of directors'        
        remuneration policy; 3. Approval of        
        Annual report on remuneration; 4 Re-        
        elect Barnes as director; 5-6 Elect        
        S. Bates, and Karic as directors; 7.        
        Re-appoint BDO LLP as auditor; 8        
        Remuneration of auditor; 9. Approval to        
        grant and issue of options to Ms. Karic;        
        10. Approval to increase non-executive        
        director fee pool; 11. General authority        
        to allot shares; 12. Disapplication of        
        statutory pre-emption Rights; 13.        
        Authority to purchase own shares; 14.        
        Notice period for general meetings        
        other than annual general meetings.        
                 
Matador Mining Ltd. MZZ AU BDHTZF0 11/18/2020 1. Adoption of Remuneration report; 2-4 Company Yes For For
        Election of Osborne, Wilkes, and        
        Adshead-Bell as directors; 5-6 Ratification        
        of the issue of the LR 7.1 placement        
        shares; 7A-10-B Issue of options to        
        Osborne, Wilkes, Adshead-Bell, and        
        Murray; 11. Approval of employee        
        securities incentive plan; 12. Approval        
        of potential termination benefits under        
        the employee securities incentive plan;        
        13. Non-executive directors'        
        remuneration;14. Approval of additional        
        10% capital raising capacity; 15.        
        approval of amendments to terms of        
        existing options.        
                 

Company Name

 

Company

Symbol

CUSIP

Number

Shareholder

Meeting Date

Describe The Matter Voted On

 

Proposed by Company

or Shareholder

Did Orrell

Capital vote?

How did Orrell

Capital Vote?

Votes Cast for

or Against Management

                 
Royal Gold, Inc. RGLD 780287108 11/18/2020 1A-1C. Election of class III directors; Company Yes For For
        2. Approval of the compenstion of        
        named executive officers; 3. Ratification        
        of the appointment of Ernst & Young LLP        
        as auditors.        
                 
Northern Star Resources Ltd. NST AU 6717456 11/25/2020 1. Adoption of remuneration report; 2. Company Yes For For
        Refresh of approval of FY20 share plan; 3.        
        Approval of issue of 433,829 performance        
        rights to executive chair, Bill Beament; 4.        
        Re-election of director Peter O'Connor; 5.        
        Increase in aggregate non-executive        
        remuneration; 6. Approval of 68,862 performance        
        rights to Raleigh Finlayson.        
                 
Emerald Resources N.L. EMR AU 6107381 11/25/2020 1. Adoption of remuneration report; 2. Election Company Yes For For
        of director Clements; 3. Re-election of        
        director Lee Ao; 4. Adoption of incentive        
        option plan; 5. Issue of options to director Evans        
                 
Perseus Mining Ltd. PRU AU B02FBC1 11/26/2020 1. Adoption of remuneration report; 2-3. Re-elect Company Yes Foir For
        Harvey & McGloin as directors; 4. Election of        
        Brown as director; 5. Renewal of performance        
        rights plan; 6. Approval of issue of performance        
        rights to Quartermaine; 7. Amendment to        
        Constitution.        
                 
Horizon Minerals Ltd. HRZ AU BK77C07 11/26/2020 1. Adoption of remuneration report; 2. Re-elect Company Yes For For
        Parekh as director; 3. Appoint PKF Perth as        
        auditor; 4. Approval of additional 10%        
        capacity; 5. Approval to issue rights to        
        Parekh; 6. Approval to issue performance        
        rights to J. Price; 7. Approval to issue        
        performance rights to P. Bilbe.        
                 
Talisker Resources Ltd. TSK CN 29870A954 11/5/2020 1. Elect directors; 2. Appoint Pricewaterhouse- Company Yes For For
        Coopers LLP as auditors, directors to fix        
        remuneration.        
                 

Company Name

 

Company

Symbol

CUSIP

Number

Shareholder

Meeting Date

Describe The Matter Voted On

 

Proposed by Company

or Shareholder

Did Orrell

Capital vote?

How did Orrell

Capital Vote?

Votes Cast for

or Against Management

                 
Endeavour Mining Corp. EDV CN G3040R950 11/20/2020 1.1-1.9. Elect directors; 2. Appoint BDO as Company Yes For For
        auditors, directors to fix remuneration; 3.        
        To approve unallocated entitlements under the        
        performance share unit plans of the corp. 4.        
        Approve amendments to the performance        
        share unit plans of the corp. 5. Pass a non-        
        binding advisory resolution accepting the        
        corp. approach to executive compensation.        
                 
Paramount Gold Nevada Corp. PZG 69924M109 12/10/2020 1. Elect directors; 2. Ratification of MNP LLP as Company Yes For For
        auditors; 3. Approve amendment to increase the        
        company's authorized shares of common        
        stock from 50,000,000 to 200,000,000.        
                 
Galway Metals, Inc. GWM CN 364585208 12/14/2020 1.1-1.6 Elect directors; 2. Appoint Clearhouse Company Yes For For
        LLP as auditor, directors to fix remuneration;        
        3. Pass resolution to approve for the ensuing        
        year the corporation's stock option plan,        
        adopted on December 17,2012.        
                 
Thor Explorations Ltd. THX CN B413SZ6 12/11/2020 1. Set number of directors at 6; 2. elect Company Yes For For
        directors; 3. Appoint BDO as auditors, directors        
        to fix thir remuneration.        
                 
Endeavour Mining Corp. EDV CN G3040R950 1/21/2021 1. Approve resolution for Endeavour to Company Yes For For
        acquire Teranga Gold Corp. by issuing        
        to Terangos shareholders on the basis of 0.47        
        of an Endeavour share for each outstanding        
        share of Terango. 2. Approve resolution for        
        Endeavour to acquire shares of LaMancha        
        Holding by issuing Endeavour shares equal        
        to $200,000.000.        
                 
Tajiri Resources Corp. TAJ CN 87405Y954 2/5/2021 1. Set number of directors at 5; 2. Elect        
        directors; 3. Appoint De Visser Gray LLP as        
        auditors, directors to fix remuneration; 4.        
        Approve the renewal of the Company's        
        10% rolling stock option plan; 5. Approval        
        of 100% interst in Gargantuan & Epeius Gold        
        5. Approval of the acquistion of 100% interest        
        in the Garganuan and Epeius Gold projects in        
        Guyana, South America        

 

Company Name

 

Company

Symbol

CUSIP

Number

Shareholder

Meeting Date

Describe The Matter Voted On

 

Proposed by Company

or Shareholder

Did Orrell

Capital vote?

How did Orrell

Capital Vote?

Votes Cast for

or Against Management

                 
Sun Peak Metals Corp. PEAK CN BKZ7T97 3/21/2021 1.1-1.5 Election of directors; 2. Appoint Company Yes For For
        Davidson and Co. as auditor, directors to        
         fix their remuneration; 3. Approve, if        
        necessary the advance notice policy of the        
        Company; 4. Approve the Company's stock        
        option plan.        
                 
Newmont Goldcorp Corp. NEM 651639106 4/26/2021 1.A-1K Elect directors; 2. Approve, on an Company Yes For For
        advisory basis named executive compen-        
        sation; 3. Ratify appointment of independent        
        accounting firm for 2021.        
                 
Barrick Gold Corp. GOLD 067901108 5/4/2021 Election of directors; 2. Res. Appointing Company Yes For For
        PricewaterhouseCoopers as auditors,        
        directors to fix remuneration; 3. Advisory        
        resolution re: executive remuneration; 4.        
        Special resolution approving the capital        
        reduction in order to enable the return of        
        capital.        
                 
AngloGold Ashanti Ltd. ADR AU 035128206 5/4/2021 1. 1-1.3. Re-elect directors Ferguson & Company Yes For For
        Ramon; 2. Elect KOF Busia as director; 3.1-        
        3.5Appointment of Feruson,Gasant,Magubane,        
        Richter & Tilk as members of the Audit &        
        Risk Committee; 4. Re-Appointment of Ernst &        
        Young as auditors; 5. General authority to        
        directors to allot and issue ordinary shares;        
        6.1 Separate and non binding advisory        
        endorsements of Compay remuneration        
        policy; 6.2 Separate and non binding advisory        
        endorsements of Compay implemation report;        
        7. Remuneration of non-executive directors        
        (res. 1)8. General authority to acquire        
        the Company's own shares (res. 2) 9. General        
        authority to directors to issue for cash, those        
        ordinay shares which the directors are        
         
        10. General authority to provide assistance        
        in terms of Sections 44&45 of the Company's        
        Act; 11. Directors' authority to implement        
        special and ordinary resolutions.        
                 

Company Name

 

Company

Symbol

CUSIP

Number

Shareholder

Meeting Date

Describe The Matter Voted On

 

Proposed by Company

or Shareholder

Did Orrell

Capital vote?

How did Orrell

Capital Vote?

Votes Cast for

or Against Management

                 
Wheaton Precious Metals Corp. WPM CN 926879953 5/14/2021 A.1-A.10 Elect directors; B. Appoint Deloitte Company Yes For For
        LLP as auditors, directors to fix remuneration;        
        C. Non-binding advisory resolution re:        
        executive compensation; D. Other business.        
                 
Agnico Eagle Mines Ltd. AEM 008474108 4/30/2021 1. Elect directors; 2. Appoint Ernst & Young LLP Company Yes For For
        as auditors, directors to fix remuneration; 3.        
        Ordinary resolution approving amendments of        
        stock option plan; 4. Non binding resolution re:        
        Company's executive compensation.        
                 
IAMGOLD Corp. IAG 450913108 5/4/2021 1. Elect directors; 1. Appoint KPMG as auditor, Company Yes For For
        directors to fix remuneration; 3. Resolved,        
        on an advisory basis, shareholders accept        
        executive compensation; 4. Resolved that        
        shareholders approve amendments to the        
        share incnetive plan and amended share        
        incentive plan.        
                 
Argonaut Gold, Inc. AR CN 04016A952 5/5/2021 1. Set number of directors at 8; 2. Elect Company Yes For For
        directors; 3. Appoint PricewaterhouseCoopers        
        LLP as auditors, directors to fix remuneration;        
        4. Pass a non-binding advisory resolution        
        on the company's approach to executive        
        compensation.        
                 
Dundee Precious Metals, Inc. DPM CN 265269951 5/6/2021 1. Elect directors 2. Appoint Pricewaterhouse Company Yes For For
        Coopers LLP as auditors, directors to fix        
        remuneration; 3. None binding resolution        
        Re: executive compensation.        
                 

Company Name

 

Company

Symbol

CUSIP

Number

Shareholder

Meeting Date

Describe The Matter Voted On

 

Proposed by Company

or Shareholder

Did Orrell

Capital vote?

How did Orrell

Capital Vote?

Votes Cast for

or Against Management

                 
Centerra Gold, Inc. CG CN 152006102 5/11/2021 1. Elect directors; Appoint KPMG LLP as Company Yes For For
        auditors, directors to fix remuneration.        
                 
Kinross Gold Corp. KGC 496902404 5/12/2021 1. Elect directors; 2. Appoint KPMG LLP as Company Yes For For
        auditors, directors to fix remuneration; 3.        
        Pass resolution reconfirming the shareholders        
        rights plan; 4. Pass advisory resolution Re:        
        executive compensation.        
                 
Roxgold, Inc. ROXG CN 779899954 5/12/2021 1. Elect directors; Appoint Pricewaterhouse Company Yes For For
        Coopers LLP as auditors, directors to fix        
        remuneration.        
                 
Osisko Gold Royalties Ltd. OR 68827L101 5/12/2021 1. Elect directors; 2. Appoint Pricewaterhouse Company Yes For For
        Coopers LLP as auditors, directors to fix        
        remuneration; 3. Resolution approving the        
        unallocated rights and entitlements under the        
        employee share purchase plan; 4. Resolution        
        approving amendments to the restricted share        
        unit plan and approve the unallocated rights        
        and entitlements under the plan; 5. Advisory        
        resolution supporting Osisko's executive        
        compensation.        
                 
Maverix Metals, Inc. MMX 57776F405 5/13/2021 1. Set number of directors at 9; 2. elect Company Yes For For
        directors; 3. Appoint KMPG LLP as auditors,        
        directors to fix remuneration; 4. Pass and        
        ordinary resolution approving amendments        
        to the stock option and compensation share        
        plan.        
                 
Hecla Mining Co. HL 422704106 5/19/2021 1. Elect two directors; 2. Appoint BDO LLP Company Yes For For
        as auditors; 3. Approve on an advisory basis of        
        executive compensation; 4. Approval of        
        amendment to Hecla key employee deferred        
        compensation plan.        
                 

Company Name

 

Company

Symbol

CUSIP

Number

Shareholder

Meeting Date

Describe The Matter Voted On

 

Proposed by Company

or Shareholder

Did Orrell

Capital vote?

How did Orrell

Capital Vote?

Votes Cast for

or Against Management

                 
                 
Alamos Gold, Inc. AGI 011532108 5/27/2021 1. Elect directors; 2.KPMG LLP as auditors, Company Yes For For
        directors to fix remuneration; 3. If advisable,        
        pass resolution Re: executive compensation.        
                 
Resolute Mining Ltd. RSG AU 6410636 5/27/2021 1. Adoption of remuneration report; 2. re- Company Yes For For
        election of Yasmin Broughton as director;        
        3. Amendment to constitution.        
                 
Kirkland Lake Gold Ltd. KL 49741E100 05/06021 1. Elect directors; Appoint KPMG LLP as Company Yes For For
        auditors, directors to fix remuneration;        
        3. Pass a non-binding advisory resolution re:        
        executive compensation.        
                 
Adriatic Metals PLC ADT AU BD215T5 5/20/2021 1. Receive annual report and financial Company Yes For For
        statements; 2. Approval of financial statements        
        on remuneration; 3-4. Re-elect directors        
        Rawlinson and Bilbe; 5. Re-appoint BDO LLP as        
        auditors; 6. remuneration of auditors; 7.        
        Approval to amend terms of performance        
        rights issued to P. Cronin; 7. General authority        
        to a lot shares; 9. Disapplication of statutory        
        pre-emption rights; 10. Authority to purchase        
        own shares; 11. Notice period for general        
        meetings other than annual general meetings.        
                 
SSR Mining, Inc. SSRM 784730103 5/21/2021 1. Elect directors; 2. Appoint Pricewaterhouse- Company Yes For For
        Coopers LLP as auditors, directors to fix        
        remuneration; 3. Non binding resolution        
        re: executive compernsation; 4. Resolution        
        approving 2021 share compensation plan.        
                 
Endeavour Mining Corp. EDV CN G3040R950 5/25/2021 1.1-1.8. Elect directors; 2. Appoint BDO LLP as Company Yes For For
        auditors, directors to fix remuneration; 3. If        
        advisable pass non-binding advisory resolution        
        re: executive compensation.        
        approved by the Chairman be approved subject        
        to any modification, addition or condition which        
        the Grand court of the Cayman Islands may        
        think fit to approve or impose as may jointly        
        agreed by the company and Endeavour        
        Mining Co. PLC.        
                 

Company Name

 

Company

Symbol

CUSIP

Number

Shareholder

Meeting Date

Describe The Matter Voted On

 

Proposed by Company

or Shareholder

Did Orrell

Capital vote?

How did Orrell

Capital Vote?

Votes Cast for

or Against Management

                 
RTG Mining, Inc. RTG AU BM90D50 5/28/2021 2. Approval of appointment of auditors; 3. Company Yes For For
        Approval to issue additional shares under        
        ASX listing rule 7.1A; 4.A-4.F. Approval        
        and election of directors; 5. Approval of share        
        plan; 6. Approval to issue shares to R. Scott,        
        D. Cruise, P. Lockyer in satisfaction of        
        director's fees.        
                 
Jaguar Mining, Inc. JAG CN 47009M954 6/1/2021 1.1-1.6. Elect directors; 2. Appoint KPMG LLP as Company Yes For For
        auditors, directors to fix remuneration.        
                 
                 
Liberty Gold Corp. LGD CN 53056H955 6/6/2021 1.1-1.7 Elect directors; 2. Appoint Pricewater-        
        houseCoopers LLP as auditors, directors to        
        fix their remuneration.        
                 
Orca Gold, Inc. ORG CN 68558N953 6/8/2021 1.1-1.6. Elect directors; 2. Appoint Pricewater- Company Yes For For
        houseCoopers LLP as auditors, directors to fix        
        their remuneration; 3. If deemed fit, approve        
        resolution ratifying stock option plan.        
                 
Montage Gold Corp. MAU CN 6117BL952 6/8/2021 1. Appoint PricewaterhouseCoopers LLP as Company Yes For For
        auditors, directors to fix their remuneration;        
        2.1-2.6 Elect directors; 3. Approve and ratify        
        Corporation's stock option plan; 4. Approve and        
        ratify corp. deferred share unit plan; 5. Approve        
        and ratify corp. restricted share unit plan;        
        6. Transact such other business.        
                 

Company Name

 

Company

Symbol

CUSIP

Number

Shareholder

Meeting Date

Describe The Matter Voted On

 

Proposed by Company

or Shareholder

Did Orrell

Capital vote?

How did Orrell

Capital Vote?

Votes Cast for

or Against Management

                 
B2Gold Corp. BTO CN 11777Q951 6/11/2021 1. Set number of directors at nine; 2.1-2.9 Company Yes For For
        Elect directors; 3. Appoint Pricewaterhouse-        
        Coopers LLP as auditors, directors to fix their        
        remuneration; 4. Approve amended advance        
        notice policy; 5. Approve certain matters re:        
        company's 2018 stock option plan; 6. Approve        
        non binding resolution re: executive        
        compensation.        
                 
Sandstorm Gold Ltd. SAND 80013R206 6/11/2021 1.Set number of directors at seven; 2. Elect Company Yes For Foir
        directors; 3. Appoint Pricewaterhouse-        
        Coopers LLP as auditors, directors to fix        
        remuneration.        
                 
Liberty Gold Corp. LGD CN 53056H955 6/8/2021 1. Elect directors; 2. Appoint Pricewaterhouse- Company Yes For For
        Coopers LLP as auditors, directors to fix        
        remuneration.        
                 
Aya Gold & Silver, Inc. AYA CN 05466C950 6/10/2021 1. Elect directors; 2. Appoint KPMG LLP as Company Yes For For
        auditors, directors to fix remuneration; 3.        
        Approval of 2021 stock option plan and        
        ratification of the options granted thereunder;        
        4. Approval of restricted share plan; 5.        
        Approval of deferred share unit plan.        
                 
Adventus Mining Corp. ADZN CN 00791E953 6/10/2021 1. Elect Directors; 2. Appoint Deloitte LLP as Company Yes For For
        auditors, directors to fix remuneration; 3. Pass        
        resolution to re-approve share compensation        
        plan, allowing the granting of up to 10% of        
        issued and outstanding common shares at any        
        time; 4. Approve an amendment to the corp.        
        share compensation plan to increase the        
        number of restricted share units available to        
        2,000,000 restricted share units.        
                 

Company Name

 

Company

Symbol

CUSIP

Number

Shareholder

Meeting Date

Describe The Matter Voted On

 

Proposed by Company

or Shareholder

Did Orrell

Capital vote?

How did Orrell

Capital Vote?

Votes Cast for

or Against Management

                 
Galiano Gold, Inc. GAU 36352H100 6/11/2021 1. Elect directors; 2. Appoint LPMG LLP as Company Yes For For
        auditors, directors to fix remuneration; 3.        
        Authorize and approve nonbinding res. Re:        
        executive compensation.        
                 
Calibre Mining Corp. CXB CN 13000C951 6/16/2021 1. Elect directors; 2. Appont Pricewaterhouse- Company Yes For For
        Coopers LLP as auditors. Directors to fix        
        remuneration.        
                 
Ascot Resources Ltd. AOT CN 04364G957 6/22/2021 1.1-1.7 Elect directors; 2. Appoint Pricewater- Company Yes For For
        houseCoopers LLP as auditors; 3. Confirmation        
        and approval of company's advance notice        
        policy; 4. On an advisory level accept company's        
        executive compensation.        
                 
Superior Gold, Inc. SGI CN 86816U957 6/24/2021 1.1-1.5 Elect directors; 2. Appoint KPMG LLP Company Yes For For
        as auditors, directors to fix remueration;        
        3. Approve res. Confirming and ratifying an        
        amendment to By-law A-1 to support direct        
        registration system (DRS) for company's        
        registration system; 4. Approve the implemen-        
        tation of a new 10% "rolling" stock option plan;        
        5. Approve a new "fixed number" share unit        
        plan; 6. Approve the omnibus equity incentive        
        plan of the company.        
                 
Torex Gold Resources, Inc. TXG CN 891054967 6/29/2021 1.1-1.9 Elect directors; 2. Appoint KPMG LLP Company Yes For For
        as auditors, directors to fix remuneration;        
        3. Pass a non-binding resolution re: executive        
        compensation .        
                 
Roxgold, Inc. ROXG CN 779899954 6/28/2021 1. To pass, if advisable to pass with or Company Yes For For
        without variation a special resolution        
        to approve a plan of arrangement between        
        Roxgold and Fortuna Silver Mines.        
                 

Company Name

 

Company

Symbol

CUSIP

Number

Shareholder

Meeting Date

Describe The Matter Voted On

 

Proposed by Company

or Shareholder

Did Orrell

Capital vote?

How did Orrell

Capital Vote?

Votes Cast for

or Against Management

                 
Fortuna Silver Mines, Inc. FVI CN 349915959 6/28/2021 1. Pass if deemed advisable resolution approve Company Yes For For
        the issuance of common shares of the company        
        in connection of with the proposed acquisition        
        of all the outstanding shares of Roxgold; 2.        
        Appoint KPMG LLP as auditors, directors to        
        fix remuneration; 3. Determine the number of        
        directors to be elected at 6; 4.1-4.6 Elect        
        directors.        
                 
Euro Sun Mining, Inc. ESM CN 29872L958 6/21/2021 1.A-1.G Elect directors; 2. Appoint McGovern Company Yes For For
        Hurly LLP as auditors, directors to fix        
        remuneration; 3. If deemed advisable pass        
        resolution to approve the share incentive plan.        
                 
Roxgold, Inc. ROXG CN 779899954 6/28/2021 If advisable to pass with or Company Yes For For
        without variation a special resolution        
        to approve a plan of arrangement between        
        Roxgold and Fortuna Silver Mines. 1.1-1.7        
        Elect directors; 2. Re-appoint Pricewarter-        
        houseCoopers as auditors, directors to fix        
        remuneration.        
                 
OceanaGold Corp. OGC CN 675222954 6/29/2021 1. Elect directors; 2.PricewaterhouseCoopers Company Yes For For
        as auditors, directors to fix remuneration;        
        3. Approve Company's advance notice        
        policy; 4. Approve the amended and restated        
        Performance Share Rights Plan for designated        
        participants of Oceanagold and affiliates; 5.        
        Approve non-binding resolution accepting        
        executive compensation.        
                 
Orezone Gold Corp. ORE CN 68616T950 6/30/2021 1.1-12.8 Elect directors; 2. Appoint Deloitte Company Yes For For
        LLP as auditors, directors to fix their remun-        
        eration. 3. Approve Company's stock option        
        plan as required by the TSX Venture Exchange.        

  

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

OCM Mutual Fund

 

/s/ Gregory M. Orrell  

Gregory M. Orrell

President

August 3, 2021