UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number 811-04010
OCM Mutual Fund
2600 Kitty Hawk Road
Suite 119
Livermore, CA 94551
(Address of principal executive offices)
OCM Mutual Fund
Attn: Greg Orrell
2600 Kitty Hawk Road
Suite 119
Livermore, CA 94551
(Name and address of agent for service)
Registrant's telephone number, including area code: (925) 455-0802
Date of fiscal year end: November 30
Date of reporting period: July 1, 2020 through June 30, 2021
Item 1. Proxy Voting Record
Company Name
|
Company Symbol |
CUSIP Number |
Shareholder Meeting Date |
Describe The Matter Voted On
|
Proposed by Company or Shareholder |
Did Orrell Capital vote? |
How did Orrell Capital Vote? |
Votes Cast for or Against Management |
RTG Mining, Inc. | RTG AU | BM90D50 | 7/7/2020 | 1.Ratification of issue of Tranche 1 shares | Company | Yes | For | For |
under proposed placement issued under asx listing, rule | ||||||||
7.1; 2. Ratification of issue of | ||||||||
Chanachi gold acquisition shares issued | ||||||||
under ASX listing Rule 7.1; 3. Approval of | ||||||||
additional capacity to issue shares under ASX | ||||||||
listing Rule 7.1A; 4. Approval of issue of | ||||||||
second Tranche of shares under proposed | ||||||||
placement; 5. Approval of the issue of advisor | ||||||||
options to US placement agent; 6. Approval | ||||||||
of the issue of shares to corporate loan | ||||||||
facility lender; 7-10. Approval for Michael | ||||||||
Carrick, Justine Magee, Robert Scott, Phillip | ||||||||
Lockyer to participate in proposed placement; | ||||||||
11. Approval of appointment of auditors; | ||||||||
12A-12F. Approval to fix number of directors; | ||||||||
Elect directors; 13-14. Approval for the issue | ||||||||
of loan funded shares to M. Carrick and Justine | ||||||||
Magee; 15-17. Approval for the issue of loan | ||||||||
funded shares to R. Scott, D. Cruse,P. | ||||||||
Lockyer in satisfaction of directors' fees. | ||||||||
K92 Mining, Inc. | KNT CN | 499113959 | 7/8/2020 | 1. Set number of directors at 7; 2.1-2.7 Elect | Company | Yes | For | For |
directors; 3. Appoint PricewaterhouseCoopers | ||||||||
LLP as auditors; 4. If advisable, pass | ||||||||
resolution to approve renewal of stock option | ||||||||
plan of the company | ||||||||
SSR Mining, Inc. | SSRM | 784730103 | 7/8/2020 | 1. Pass resolution to approve the issuance of | Company | Yes | For | For |
SSR Mining common shares in exchange of | ||||||||
Alacer Gold Corp. common shares; 2. Set | ||||||||
number of directors at 10. | ||||||||
Alacer Gold Corp. | ASR CN | 10679959 | 7/8/2020 | 1. Pass resolution to approve the arrangement | Company | Yes | For | For |
between SSR Mining and Alacer Gold. | ||||||||
Company Name
|
Company Symbol |
CUSIP Number |
Shareholder Meeting Date |
Describe The Matter Voted On
|
Proposed by Company or Shareholder |
Did Orrell Capital vote? |
How did Orrell Capital Vote? |
Votes Cast for or Against Management |
Jaguar Mining, Inc. | JAG CN | 47009M954 | 7/30/2020 | 1. Elect directors; 2. Appoint KPMG LLP as | Company | Yes | For | For |
auditors, directors to fix remuneration; 3. | ||||||||
Ratify and approve an amendment to the | ||||||||
Corporation's deferred share unit plan to | ||||||||
increase the maximum number of shares | ||||||||
reserved for issuance from treasury. | ||||||||
Euro Sun Mining, Inc. | ESM CN | 29872L958 | 7/31/2020 | 1. 1A-1F. Elect directors; 2. Appoint McGovern | Company | Yes | For | For |
Hurley LLP as auditors, directors to fix remuner- | ||||||||
ation; 3. If advisable , pass resolution to adjust | ||||||||
number of common shares reserved under | ||||||||
corporations stock option plan; 4. If advisable, | ||||||||
resolution to amend deferred share unit | ||||||||
incentive plan to provide issuance of common | ||||||||
shares from treasury, and to fix limit of | ||||||||
16,912,141 common shares usable thereto. | ||||||||
Emmerson Resources Ltd. | ERM AU | B29H3L7 | 8/24/2020 | 1. Ratification of prior issue of placement | Company | Yes | For | For |
shares and Tranche 1 placement options; | ||||||||
2. Issue of Tranche placement options; | ||||||||
3.Issue of SPP options; 4. Issue of shares to | ||||||||
NT Bullion; 5-7. Issue of options to related | ||||||||
party, Mr. A. Mcilwain, Mr. A. Trench, | ||||||||
Mr. R. Bills. | ||||||||
GR Silver Mining Ltd. | GRSL CN | 36258E953 | 9/11/2020 | 1. Set number of directors at 6; 2A-2F. Elect | Company | Yes | For | For |
directors; 3. Re-Appoint Davidson & Co. LLP | ||||||||
as auditors, directors to fix remuneration. | ||||||||
Horizon Minerals Ltd. | HRZ AU | BK77C07 | 9/24/2020 | 1. Ratification of placement of shares | Company | Yes | For | For |
under listing rule 7-1; 2. Ratification of | ||||||||
issue of options under listing Rule 7.1; | ||||||||
3. Ratification of Tranche placement of | ||||||||
shares under listing rule 7.1; 4. Ratification | ||||||||
of Tranche 1 placement of shares under | ||||||||
listing of Rule 7.1A; 5. Approval to issue | ||||||||
Tranche 2 placement of shares under Rule 7.1. | ||||||||
Company Name
|
Company Symbol |
CUSIP Number |
Shareholder Meeting Date |
Describe The Matter Voted On
|
Proposed by Company or Shareholder |
Did Orrell Capital vote? |
How did Orrell Capital Vote? |
Votes Cast for or Against Management |
Royal Road Minerals Ltd. | RYR CN | G76828956 | 11/5/2020 | 1. Elect directors Mullens,Coughlin, | Company | Yes | For | For |
Hill and Wall; 2. Appoint Clearhouse LLP | ||||||||
as auditors, directors to fix remuneration | ||||||||
3. Approve and confirm stock option | ||||||||
plan. | ||||||||
Adriatic Metals PLC | ADT AU | BD215T5 | 11/6/2020 | 1. Receive Annual report and financial | Company | Yes | For | For |
statements; 2. Approval of directors' | ||||||||
remuneration policy; 3. Approval of | ||||||||
Annual report on remuneration; 4 Re- | ||||||||
elect Barnes as director; 5-6 Elect | ||||||||
S. Bates, and Karic as directors; 7. | ||||||||
Re-appoint BDO LLP as auditor; 8 | ||||||||
Remuneration of auditor; 9. Approval to | ||||||||
grant and issue of options to Ms. Karic; | ||||||||
10. Approval to increase non-executive | ||||||||
director fee pool; 11. General authority | ||||||||
to allot shares; 12. Disapplication of | ||||||||
statutory pre-emption Rights; 13. | ||||||||
Authority to purchase own shares; 14. | ||||||||
Notice period for general meetings | ||||||||
other than annual general meetings. | ||||||||
Matador Mining Ltd. | MZZ AU | BDHTZF0 | 11/18/2020 | 1. Adoption of Remuneration report; 2-4 | Company | Yes | For | For |
Election of Osborne, Wilkes, and | ||||||||
Adshead-Bell as directors; 5-6 Ratification | ||||||||
of the issue of the LR 7.1 placement | ||||||||
shares; 7A-10-B Issue of options to | ||||||||
Osborne, Wilkes, Adshead-Bell, and | ||||||||
Murray; 11. Approval of employee | ||||||||
securities incentive plan; 12. Approval | ||||||||
of potential termination benefits under | ||||||||
the employee securities incentive plan; | ||||||||
13. Non-executive directors' | ||||||||
remuneration;14. Approval of additional | ||||||||
10% capital raising capacity; 15. | ||||||||
approval of amendments to terms of | ||||||||
existing options. | ||||||||
Company Name
|
Company Symbol |
CUSIP Number |
Shareholder Meeting Date |
Describe The Matter Voted On
|
Proposed by Company or Shareholder |
Did Orrell Capital vote? |
How did Orrell Capital Vote? |
Votes Cast for or Against Management |
Royal Gold, Inc. | RGLD | 780287108 | 11/18/2020 | 1A-1C. Election of class III directors; | Company | Yes | For | For |
2. Approval of the compenstion of | ||||||||
named executive officers; 3. Ratification | ||||||||
of the appointment of Ernst & Young LLP | ||||||||
as auditors. | ||||||||
Northern Star Resources Ltd. | NST AU | 6717456 | 11/25/2020 | 1. Adoption of remuneration report; 2. | Company | Yes | For | For |
Refresh of approval of FY20 share plan; 3. | ||||||||
Approval of issue of 433,829 performance | ||||||||
rights to executive chair, Bill Beament; 4. | ||||||||
Re-election of director Peter O'Connor; 5. | ||||||||
Increase in aggregate non-executive | ||||||||
remuneration; 6. Approval of 68,862 performance | ||||||||
rights to Raleigh Finlayson. | ||||||||
Emerald Resources N.L. | EMR AU | 6107381 | 11/25/2020 | 1. Adoption of remuneration report; 2. Election | Company | Yes | For | For |
of director Clements; 3. Re-election of | ||||||||
director Lee Ao; 4. Adoption of incentive | ||||||||
option plan; 5. Issue of options to director Evans | ||||||||
Perseus Mining Ltd. | PRU AU | B02FBC1 | 11/26/2020 | 1. Adoption of remuneration report; 2-3. Re-elect | Company | Yes | Foir | For |
Harvey & McGloin as directors; 4. Election of | ||||||||
Brown as director; 5. Renewal of performance | ||||||||
rights plan; 6. Approval of issue of performance | ||||||||
rights to Quartermaine; 7. Amendment to | ||||||||
Constitution. | ||||||||
Horizon Minerals Ltd. | HRZ AU | BK77C07 | 11/26/2020 | 1. Adoption of remuneration report; 2. Re-elect | Company | Yes | For | For |
Parekh as director; 3. Appoint PKF Perth as | ||||||||
auditor; 4. Approval of additional 10% | ||||||||
capacity; 5. Approval to issue rights to | ||||||||
Parekh; 6. Approval to issue performance | ||||||||
rights to J. Price; 7. Approval to issue | ||||||||
performance rights to P. Bilbe. | ||||||||
Talisker Resources Ltd. | TSK CN | 29870A954 | 11/5/2020 | 1. Elect directors; 2. Appoint Pricewaterhouse- | Company | Yes | For | For |
Coopers LLP as auditors, directors to fix | ||||||||
remuneration. | ||||||||
Company Name
|
Company Symbol |
CUSIP Number |
Shareholder Meeting Date |
Describe The Matter Voted On
|
Proposed by Company or Shareholder |
Did Orrell Capital vote? |
How did Orrell Capital Vote? |
Votes Cast for or Against Management |
Endeavour Mining Corp. | EDV CN | G3040R950 | 11/20/2020 | 1.1-1.9. Elect directors; 2. Appoint BDO as | Company | Yes | For | For |
auditors, directors to fix remuneration; 3. | ||||||||
To approve unallocated entitlements under the | ||||||||
performance share unit plans of the corp. 4. | ||||||||
Approve amendments to the performance | ||||||||
share unit plans of the corp. 5. Pass a non- | ||||||||
binding advisory resolution accepting the | ||||||||
corp. approach to executive compensation. | ||||||||
Paramount Gold Nevada Corp. | PZG | 69924M109 | 12/10/2020 | 1. Elect directors; 2. Ratification of MNP LLP as | Company | Yes | For | For |
auditors; 3. Approve amendment to increase the | ||||||||
company's authorized shares of common | ||||||||
stock from 50,000,000 to 200,000,000. | ||||||||
Galway Metals, Inc. | GWM CN | 364585208 | 12/14/2020 | 1.1-1.6 Elect directors; 2. Appoint Clearhouse | Company | Yes | For | For |
LLP as auditor, directors to fix remuneration; | ||||||||
3. Pass resolution to approve for the ensuing | ||||||||
year the corporation's stock option plan, | ||||||||
adopted on December 17,2012. | ||||||||
Thor Explorations Ltd. | THX CN | B413SZ6 | 12/11/2020 | 1. Set number of directors at 6; 2. elect | Company | Yes | For | For |
directors; 3. Appoint BDO as auditors, directors | ||||||||
to fix thir remuneration. | ||||||||
Endeavour Mining Corp. | EDV CN | G3040R950 | 1/21/2021 | 1. Approve resolution for Endeavour to | Company | Yes | For | For |
acquire Teranga Gold Corp. by issuing | ||||||||
to Terangos shareholders on the basis of 0.47 | ||||||||
of an Endeavour share for each outstanding | ||||||||
share of Terango. 2. Approve resolution for | ||||||||
Endeavour to acquire shares of LaMancha | ||||||||
Holding by issuing Endeavour shares equal | ||||||||
to $200,000.000. | ||||||||
Tajiri Resources Corp. | TAJ CN | 87405Y954 | 2/5/2021 | 1. Set number of directors at 5; 2. Elect | ||||
directors; 3. Appoint De Visser Gray LLP as | ||||||||
auditors, directors to fix remuneration; 4. | ||||||||
Approve the renewal of the Company's | ||||||||
10% rolling stock option plan; 5. Approval | ||||||||
of 100% interst in Gargantuan & Epeius Gold | ||||||||
5. Approval of the acquistion of 100% interest | ||||||||
in the Garganuan and Epeius Gold projects in | ||||||||
Guyana, South America |
Company Name
|
Company Symbol |
CUSIP Number |
Shareholder Meeting Date |
Describe The Matter Voted On
|
Proposed by Company or Shareholder |
Did Orrell Capital vote? |
How did Orrell Capital Vote? |
Votes Cast for or Against Management |
Sun Peak Metals Corp. | PEAK CN | BKZ7T97 | 3/21/2021 | 1.1-1.5 Election of directors; 2. Appoint | Company | Yes | For | For |
Davidson and Co. as auditor, directors to | ||||||||
fix their remuneration; 3. Approve, if | ||||||||
necessary the advance notice policy of the | ||||||||
Company; 4. Approve the Company's stock | ||||||||
option plan. | ||||||||
Newmont Goldcorp Corp. | NEM | 651639106 | 4/26/2021 | 1.A-1K Elect directors; 2. Approve, on an | Company | Yes | For | For |
advisory basis named executive compen- | ||||||||
sation; 3. Ratify appointment of independent | ||||||||
accounting firm for 2021. | ||||||||
Barrick Gold Corp. | GOLD | 067901108 | 5/4/2021 | Election of directors; 2. Res. Appointing | Company | Yes | For | For |
PricewaterhouseCoopers as auditors, | ||||||||
directors to fix remuneration; 3. Advisory | ||||||||
resolution re: executive remuneration; 4. | ||||||||
Special resolution approving the capital | ||||||||
reduction in order to enable the return of | ||||||||
capital. | ||||||||
AngloGold Ashanti Ltd. ADR | AU | 035128206 | 5/4/2021 | 1. 1-1.3. Re-elect directors Ferguson & | Company | Yes | For | For |
Ramon; 2. Elect KOF Busia as director; 3.1- | ||||||||
3.5Appointment of Feruson,Gasant,Magubane, | ||||||||
Richter & Tilk as members of the Audit & | ||||||||
Risk Committee; 4. Re-Appointment of Ernst & | ||||||||
Young as auditors; 5. General authority to | ||||||||
directors to allot and issue ordinary shares; | ||||||||
6.1 Separate and non binding advisory | ||||||||
endorsements of Compay remuneration | ||||||||
policy; 6.2 Separate and non binding advisory | ||||||||
endorsements of Compay implemation report; | ||||||||
7. Remuneration of non-executive directors | ||||||||
(res. 1)8. General authority to acquire | ||||||||
the Company's own shares (res. 2) 9. General | ||||||||
authority to directors to issue for cash, those | ||||||||
ordinay shares which the directors are | ||||||||
10. General authority to provide assistance | ||||||||
in terms of Sections 44&45 of the Company's | ||||||||
Act; 11. Directors' authority to implement | ||||||||
special and ordinary resolutions. | ||||||||
Company Name
|
Company Symbol |
CUSIP Number |
Shareholder Meeting Date |
Describe The Matter Voted On
|
Proposed by Company or Shareholder |
Did Orrell Capital vote? |
How did Orrell Capital Vote? |
Votes Cast for or Against Management |
Wheaton Precious Metals Corp. | WPM CN | 926879953 | 5/14/2021 | A.1-A.10 Elect directors; B. Appoint Deloitte | Company | Yes | For | For |
LLP as auditors, directors to fix remuneration; | ||||||||
C. Non-binding advisory resolution re: | ||||||||
executive compensation; D. Other business. | ||||||||
Agnico Eagle Mines Ltd. | AEM | 008474108 | 4/30/2021 | 1. Elect directors; 2. Appoint Ernst & Young LLP | Company | Yes | For | For |
as auditors, directors to fix remuneration; 3. | ||||||||
Ordinary resolution approving amendments of | ||||||||
stock option plan; 4. Non binding resolution re: | ||||||||
Company's executive compensation. | ||||||||
IAMGOLD Corp. | IAG | 450913108 | 5/4/2021 | 1. Elect directors; 1. Appoint KPMG as auditor, | Company | Yes | For | For |
directors to fix remuneration; 3. Resolved, | ||||||||
on an advisory basis, shareholders accept | ||||||||
executive compensation; 4. Resolved that | ||||||||
shareholders approve amendments to the | ||||||||
share incnetive plan and amended share | ||||||||
incentive plan. | ||||||||
Argonaut Gold, Inc. | AR CN | 04016A952 | 5/5/2021 | 1. Set number of directors at 8; 2. Elect | Company | Yes | For | For |
directors; 3. Appoint PricewaterhouseCoopers | ||||||||
LLP as auditors, directors to fix remuneration; | ||||||||
4. Pass a non-binding advisory resolution | ||||||||
on the company's approach to executive | ||||||||
compensation. | ||||||||
Dundee Precious Metals, Inc. | DPM CN | 265269951 | 5/6/2021 | 1. Elect directors 2. Appoint Pricewaterhouse | Company | Yes | For | For |
Coopers LLP as auditors, directors to fix | ||||||||
remuneration; 3. None binding resolution | ||||||||
Re: executive compensation. | ||||||||
Company Name
|
Company Symbol |
CUSIP Number |
Shareholder Meeting Date |
Describe The Matter Voted On
|
Proposed by Company or Shareholder |
Did Orrell Capital vote? |
How did Orrell Capital Vote? |
Votes Cast for or Against Management |
Centerra Gold, Inc. | CG CN | 152006102 | 5/11/2021 | 1. Elect directors; Appoint KPMG LLP as | Company | Yes | For | For |
auditors, directors to fix remuneration. | ||||||||
Kinross Gold Corp. | KGC | 496902404 | 5/12/2021 | 1. Elect directors; 2. Appoint KPMG LLP as | Company | Yes | For | For |
auditors, directors to fix remuneration; 3. | ||||||||
Pass resolution reconfirming the shareholders | ||||||||
rights plan; 4. Pass advisory resolution Re: | ||||||||
executive compensation. | ||||||||
Roxgold, Inc. | ROXG CN | 779899954 | 5/12/2021 | 1. Elect directors; Appoint Pricewaterhouse | Company | Yes | For | For |
Coopers LLP as auditors, directors to fix | ||||||||
remuneration. | ||||||||
Osisko Gold Royalties Ltd. | OR | 68827L101 | 5/12/2021 | 1. Elect directors; 2. Appoint Pricewaterhouse | Company | Yes | For | For |
Coopers LLP as auditors, directors to fix | ||||||||
remuneration; 3. Resolution approving the | ||||||||
unallocated rights and entitlements under the | ||||||||
employee share purchase plan; 4. Resolution | ||||||||
approving amendments to the restricted share | ||||||||
unit plan and approve the unallocated rights | ||||||||
and entitlements under the plan; 5. Advisory | ||||||||
resolution supporting Osisko's executive | ||||||||
compensation. | ||||||||
Maverix Metals, Inc. | MMX | 57776F405 | 5/13/2021 | 1. Set number of directors at 9; 2. elect | Company | Yes | For | For |
directors; 3. Appoint KMPG LLP as auditors, | ||||||||
directors to fix remuneration; 4. Pass and | ||||||||
ordinary resolution approving amendments | ||||||||
to the stock option and compensation share | ||||||||
plan. | ||||||||
Hecla Mining Co. | HL | 422704106 | 5/19/2021 | 1. Elect two directors; 2. Appoint BDO LLP | Company | Yes | For | For |
as auditors; 3. Approve on an advisory basis of | ||||||||
executive compensation; 4. Approval of | ||||||||
amendment to Hecla key employee deferred | ||||||||
compensation plan. | ||||||||
Company Name
|
Company Symbol |
CUSIP Number |
Shareholder Meeting Date |
Describe The Matter Voted On
|
Proposed by Company or Shareholder |
Did Orrell Capital vote? |
How did Orrell Capital Vote? |
Votes Cast for or Against Management |
Alamos Gold, Inc. | AGI | 011532108 | 5/27/2021 | 1. Elect directors; 2.KPMG LLP as auditors, | Company | Yes | For | For |
directors to fix remuneration; 3. If advisable, | ||||||||
pass resolution Re: executive compensation. | ||||||||
Resolute Mining Ltd. | RSG AU | 6410636 | 5/27/2021 | 1. Adoption of remuneration report; 2. re- | Company | Yes | For | For |
election of Yasmin Broughton as director; | ||||||||
3. Amendment to constitution. | ||||||||
Kirkland Lake Gold Ltd. | KL | 49741E100 | 05/06021 | 1. Elect directors; Appoint KPMG LLP as | Company | Yes | For | For |
auditors, directors to fix remuneration; | ||||||||
3. Pass a non-binding advisory resolution re: | ||||||||
executive compensation. | ||||||||
Adriatic Metals PLC | ADT AU | BD215T5 | 5/20/2021 | 1. Receive annual report and financial | Company | Yes | For | For |
statements; 2. Approval of financial statements | ||||||||
on remuneration; 3-4. Re-elect directors | ||||||||
Rawlinson and Bilbe; 5. Re-appoint BDO LLP as | ||||||||
auditors; 6. remuneration of auditors; 7. | ||||||||
Approval to amend terms of performance | ||||||||
rights issued to P. Cronin; 7. General authority | ||||||||
to a lot shares; 9. Disapplication of statutory | ||||||||
pre-emption rights; 10. Authority to purchase | ||||||||
own shares; 11. Notice period for general | ||||||||
meetings other than annual general meetings. | ||||||||
SSR Mining, Inc. | SSRM | 784730103 | 5/21/2021 | 1. Elect directors; 2. Appoint Pricewaterhouse- | Company | Yes | For | For |
Coopers LLP as auditors, directors to fix | ||||||||
remuneration; 3. Non binding resolution | ||||||||
re: executive compernsation; 4. Resolution | ||||||||
approving 2021 share compensation plan. | ||||||||
Endeavour Mining Corp. | EDV CN | G3040R950 | 5/25/2021 | 1.1-1.8. Elect directors; 2. Appoint BDO LLP as | Company | Yes | For | For |
auditors, directors to fix remuneration; 3. If | ||||||||
advisable pass non-binding advisory resolution | ||||||||
re: executive compensation. | ||||||||
approved by the Chairman be approved subject | ||||||||
to any modification, addition or condition which | ||||||||
the Grand court of the Cayman Islands may | ||||||||
think fit to approve or impose as may jointly | ||||||||
agreed by the company and Endeavour | ||||||||
Mining Co. PLC. | ||||||||
Company Name
|
Company Symbol |
CUSIP Number |
Shareholder Meeting Date |
Describe The Matter Voted On
|
Proposed by Company or Shareholder |
Did Orrell Capital vote? |
How did Orrell Capital Vote? |
Votes Cast for or Against Management |
RTG Mining, Inc. | RTG AU | BM90D50 | 5/28/2021 | 2. Approval of appointment of auditors; 3. | Company | Yes | For | For |
Approval to issue additional shares under | ||||||||
ASX listing rule 7.1A; 4.A-4.F. Approval | ||||||||
and election of directors; 5. Approval of share | ||||||||
plan; 6. Approval to issue shares to R. Scott, | ||||||||
D. Cruise, P. Lockyer in satisfaction of | ||||||||
director's fees. | ||||||||
Jaguar Mining, Inc. | JAG CN | 47009M954 | 6/1/2021 | 1.1-1.6. Elect directors; 2. Appoint KPMG LLP as | Company | Yes | For | For |
auditors, directors to fix remuneration. | ||||||||
Liberty Gold Corp. | LGD CN | 53056H955 | 6/6/2021 | 1.1-1.7 Elect directors; 2. Appoint Pricewater- | ||||
houseCoopers LLP as auditors, directors to | ||||||||
fix their remuneration. | ||||||||
Orca Gold, Inc. | ORG CN | 68558N953 | 6/8/2021 | 1.1-1.6. Elect directors; 2. Appoint Pricewater- | Company | Yes | For | For |
houseCoopers LLP as auditors, directors to fix | ||||||||
their remuneration; 3. If deemed fit, approve | ||||||||
resolution ratifying stock option plan. | ||||||||
Montage Gold Corp. | MAU CN | 6117BL952 | 6/8/2021 | 1. Appoint PricewaterhouseCoopers LLP as | Company | Yes | For | For |
auditors, directors to fix their remuneration; | ||||||||
2.1-2.6 Elect directors; 3. Approve and ratify | ||||||||
Corporation's stock option plan; 4. Approve and | ||||||||
ratify corp. deferred share unit plan; 5. Approve | ||||||||
and ratify corp. restricted share unit plan; | ||||||||
6. Transact such other business. | ||||||||
Company Name
|
Company Symbol |
CUSIP Number |
Shareholder Meeting Date |
Describe The Matter Voted On
|
Proposed by Company or Shareholder |
Did Orrell Capital vote? |
How did Orrell Capital Vote? |
Votes Cast for or Against Management |
B2Gold Corp. | BTO CN | 11777Q951 | 6/11/2021 | 1. Set number of directors at nine; 2.1-2.9 | Company | Yes | For | For |
Elect directors; 3. Appoint Pricewaterhouse- | ||||||||
Coopers LLP as auditors, directors to fix their | ||||||||
remuneration; 4. Approve amended advance | ||||||||
notice policy; 5. Approve certain matters re: | ||||||||
company's 2018 stock option plan; 6. Approve | ||||||||
non binding resolution re: executive | ||||||||
compensation. | ||||||||
Sandstorm Gold Ltd. | SAND | 80013R206 | 6/11/2021 | 1.Set number of directors at seven; 2. Elect | Company | Yes | For | Foir |
directors; 3. Appoint Pricewaterhouse- | ||||||||
Coopers LLP as auditors, directors to fix | ||||||||
remuneration. | ||||||||
Liberty Gold Corp. | LGD CN | 53056H955 | 6/8/2021 | 1. Elect directors; 2. Appoint Pricewaterhouse- | Company | Yes | For | For |
Coopers LLP as auditors, directors to fix | ||||||||
remuneration. | ||||||||
Aya Gold & Silver, Inc. | AYA CN | 05466C950 | 6/10/2021 | 1. Elect directors; 2. Appoint KPMG LLP as | Company | Yes | For | For |
auditors, directors to fix remuneration; 3. | ||||||||
Approval of 2021 stock option plan and | ||||||||
ratification of the options granted thereunder; | ||||||||
4. Approval of restricted share plan; 5. | ||||||||
Approval of deferred share unit plan. | ||||||||
Adventus Mining Corp. | ADZN CN | 00791E953 | 6/10/2021 | 1. Elect Directors; 2. Appoint Deloitte LLP as | Company | Yes | For | For |
auditors, directors to fix remuneration; 3. Pass | ||||||||
resolution to re-approve share compensation | ||||||||
plan, allowing the granting of up to 10% of | ||||||||
issued and outstanding common shares at any | ||||||||
time; 4. Approve an amendment to the corp. | ||||||||
share compensation plan to increase the | ||||||||
number of restricted share units available to | ||||||||
2,000,000 restricted share units. | ||||||||
Company Name
|
Company Symbol |
CUSIP Number |
Shareholder Meeting Date |
Describe The Matter Voted On
|
Proposed by Company or Shareholder |
Did Orrell Capital vote? |
How did Orrell Capital Vote? |
Votes Cast for or Against Management |
Galiano Gold, Inc. | GAU | 36352H100 | 6/11/2021 | 1. Elect directors; 2. Appoint LPMG LLP as | Company | Yes | For | For |
auditors, directors to fix remuneration; 3. | ||||||||
Authorize and approve nonbinding res. Re: | ||||||||
executive compensation. | ||||||||
Calibre Mining Corp. | CXB CN | 13000C951 | 6/16/2021 | 1. Elect directors; 2. Appont Pricewaterhouse- | Company | Yes | For | For |
Coopers LLP as auditors. Directors to fix | ||||||||
remuneration. | ||||||||
Ascot Resources Ltd. | AOT CN | 04364G957 | 6/22/2021 | 1.1-1.7 Elect directors; 2. Appoint Pricewater- | Company | Yes | For | For |
houseCoopers LLP as auditors; 3. Confirmation | ||||||||
and approval of company's advance notice | ||||||||
policy; 4. On an advisory level accept company's | ||||||||
executive compensation. | ||||||||
Superior Gold, Inc. | SGI CN | 86816U957 | 6/24/2021 | 1.1-1.5 Elect directors; 2. Appoint KPMG LLP | Company | Yes | For | For |
as auditors, directors to fix remueration; | ||||||||
3. Approve res. Confirming and ratifying an | ||||||||
amendment to By-law A-1 to support direct | ||||||||
registration system (DRS) for company's | ||||||||
registration system; 4. Approve the implemen- | ||||||||
tation of a new 10% "rolling" stock option plan; | ||||||||
5. Approve a new "fixed number" share unit | ||||||||
plan; 6. Approve the omnibus equity incentive | ||||||||
plan of the company. | ||||||||
Torex Gold Resources, Inc. | TXG CN | 891054967 | 6/29/2021 | 1.1-1.9 Elect directors; 2. Appoint KPMG LLP | Company | Yes | For | For |
as auditors, directors to fix remuneration; | ||||||||
3. Pass a non-binding resolution re: executive | ||||||||
compensation . | ||||||||
Roxgold, Inc. | ROXG CN | 779899954 | 6/28/2021 | 1. To pass, if advisable to pass with or | Company | Yes | For | For |
without variation a special resolution | ||||||||
to approve a plan of arrangement between | ||||||||
Roxgold and Fortuna Silver Mines. | ||||||||
Company Name
|
Company Symbol |
CUSIP Number |
Shareholder Meeting Date |
Describe The Matter Voted On
|
Proposed by Company or Shareholder |
Did Orrell Capital vote? |
How did Orrell Capital Vote? |
Votes Cast for or Against Management |
Fortuna Silver Mines, Inc. | FVI CN | 349915959 | 6/28/2021 | 1. Pass if deemed advisable resolution approve | Company | Yes | For | For |
the issuance of common shares of the company | ||||||||
in connection of with the proposed acquisition | ||||||||
of all the outstanding shares of Roxgold; 2. | ||||||||
Appoint KPMG LLP as auditors, directors to | ||||||||
fix remuneration; 3. Determine the number of | ||||||||
directors to be elected at 6; 4.1-4.6 Elect | ||||||||
directors. | ||||||||
Euro Sun Mining, Inc. | ESM CN | 29872L958 | 6/21/2021 | 1.A-1.G Elect directors; 2. Appoint McGovern | Company | Yes | For | For |
Hurly LLP as auditors, directors to fix | ||||||||
remuneration; 3. If deemed advisable pass | ||||||||
resolution to approve the share incentive plan. | ||||||||
Roxgold, Inc. | ROXG CN | 779899954 | 6/28/2021 | If advisable to pass with or | Company | Yes | For | For |
without variation a special resolution | ||||||||
to approve a plan of arrangement between | ||||||||
Roxgold and Fortuna Silver Mines. 1.1-1.7 | ||||||||
Elect directors; 2. Re-appoint Pricewarter- | ||||||||
houseCoopers as auditors, directors to fix | ||||||||
remuneration. | ||||||||
OceanaGold Corp. | OGC CN | 675222954 | 6/29/2021 | 1. Elect directors; 2.PricewaterhouseCoopers | Company | Yes | For | For |
as auditors, directors to fix remuneration; | ||||||||
3. Approve Company's advance notice | ||||||||
policy; 4. Approve the amended and restated | ||||||||
Performance Share Rights Plan for designated | ||||||||
participants of Oceanagold and affiliates; 5. | ||||||||
Approve non-binding resolution accepting | ||||||||
executive compensation. | ||||||||
Orezone Gold Corp. | ORE CN | 68616T950 | 6/30/2021 | 1.1-12.8 Elect directors; 2. Appoint Deloitte | Company | Yes | For | For |
LLP as auditors, directors to fix their remun- | ||||||||
eration. 3. Approve Company's stock option | ||||||||
plan as required by the TSX Venture Exchange. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
OCM Mutual Fund
/s/ Gregory M. Orrell |
Gregory M. Orrell
President
August 3, 2021