0001145549-21-022120.txt : 20210420 0001145549-21-022120.hdr.sgml : 20210420 20210420164131 ACCESSION NUMBER: 0001145549-21-022120 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210228 FILED AS OF DATE: 20210420 PERIOD START: 20211130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OCM MUTUAL FUND CENTRAL INDEX KEY: 0000745338 IRS NUMBER: 226444024 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-04010 FILM NUMBER: 21838374 BUSINESS ADDRESS: STREET 1: 2600 KITTY HAWK ROAD STREET 2: SUITE 119 CITY: LIVERMORE STATE: CA ZIP: 94551 BUSINESS PHONE: 414-299-2000 MAIL ADDRESS: STREET 1: C/O UMB FUND SERVICES, INC. STREET 2: 235 W. GALENA ST. CITY: MILWAUKEE STATE: WI ZIP: 53212-3948 FORMER COMPANY: FORMER CONFORMED NAME: PIA MUTUAL FUND DATE OF NAME CHANGE: 20030402 FORMER COMPANY: FORMER CONFORMED NAME: MONTEREY MUTUAL FUND DATE OF NAME CHANGE: 19970325 FORMER COMPANY: FORMER CONFORMED NAME: MONITREND MUTUAL FUND DATE OF NAME CHANGE: 19920703 0000745338 S000005294 OCM MUTUAL FUND C000014470 OCM Gold Fund - Investor Class OCMGX C000101831 OCM Gold Fund - Advisor Class OCMAX NPORT-P 1 primary_doc.xml NPORT-P false 0000745338 XXXXXXXX S000005294 C000101831 C000014470 OCM MUTUAL FUND 811-04010 0000745338 549300AKSS68PWZOHM90 2600 Kitty Hawk Rd Suite 119 Livermore 94551 8007794681 OCM MUTUAL FUND S000005294 5493007254B8R9O2U456 2021-11-30 2021-02-28 N 72763105.290000000000 643786.460000000000 72119318.830000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N Adriatic Metals PLC 549300OHAH2GL1DP0L61 Adriatic Metals PLC G01117103 255128 NS 422072.33 0.5852417034 Long NUSS GB N 1 N N N Adventus Mining Corp 984500FDE0C970CA3F46 Adventus Mining Corp. 00791E102 298300 NS 210961.81 0.2925177517 Long EC NUSS CA N 1 N N N Agnico Eagle Mines Ltd YGE0EUBRF7IJOB3QRX76 Agnico Eagle Mines Ltd. 008474108 80000 NS USD 4469600 6.1975072318 Long EC CORP CA N 1 N N N Alamos Gold Inc 549300TDOX73YGYXE959 Alamos Gold, Inc. 011532108 325000 NS USD 2307500 3.1995587832 Long EC CORP CA N 1 N N N Argonaut Gold Inc 54930043XCKI4E8EQR38 Argonaut Gold, Inc. 04016A101 450000 NS 724893.92 1.0051314013 Long EC NUSS US N 1 N N N AngloGold Ashanti Ltd 378900EF3BA9A5F42A59 AngloGold Ashanti Ltd. ADR 035128206 155000 NS USD 3093800 4.2898353038 Long CORP ZA N 1 N N N Augusta Gold Corp 549300JUOPSH0ZW8A898 Augusta Gold Corp. 051276103 75000 NS USD 172500 0.2391869513 Long EC CORP US N 1 N N N Aya Gold & Silver Inc 549300BWX8KJOTUL4M51 Aya Gold & Silver, Inc. 05466C109 797000 NS 2987340.88 4.1422200438 Long EC NUSS CA N 1 N N N AYA GOLD & SILVER WARRANTS / N/A AYA GOLD & SILVER WARRANTS / 05466C117 350000 NC 404290.43 0.5605854805 Long DE CORP CA N 2 N/A N/A Call Purchased AYA GOLD & SILVER WARRANTS / AYA GOLD & SILVER WARRANTS / 1 3.300000000000 CAD 2023-09-02 XXXX 404290.43 N N N B2Gold Corp 549300F7OK456M5NLM05 B2Gold Corp. 11777Q209 300000 NS 1305987.74 1.8108708751 Long EC NUSS CA N 1 N N N Centerra Gold Inc 549300K0HXTMP5JJ0E62 Centerra Gold, Inc. 152006102 100000 NS 970454.19 1.3456230671 Long EC NUSS CA N 1 N N N Calibre Mining Corp N/A Calibre Mining Corp. 13000C205 200000 NS 242024.20 0.3355885828 Long EC NUSS CA N 1 N N N Dundee Precious Metals Inc 549300LATVTU0EIUMD45 Dundee Precious Metals, Inc. 265269209 250000 NS 1553905.39 2.1546312628 Long EC NUSS CA N 1 N N N Endeavour Mining Corp 529900R1F0JCJDI3A443 Endeavour Mining Corp. G3040R158 125000 NS 2407472.89 3.3381802949 Long EC NUSS MC N 1 N N N Emerald Resources NL N/A Emerald Resources NL Q3464L108 1375000 NS 846414.28 1.1736304415 Long EC NUSS AU N 1 N N N Euro Sun Mining Inc N/A Euro Sun Mining, Inc. 29872L206 1282000 NS 337474.46 0.4679390564 Long EC NUSS CA N 1 N N N EURO SUN MINING, Inc. WARRANTS / N/A EURO SUN MINING, Inc. WARRANTS / 29872L123 641000 NC 0 0.0000000000 Long DE CORP CA N 2 N/A N/A Call Purchased EURO SUN MINING, Inc. WARRANTS / EURO SUN MINING, Inc. WARRANTS / 1 0.550000000000 CAD 2023-06-04 XXXX 0 N N N Fortuna Silver Mines Inc 5493003Q88RVK7CW4735 Fortuna Silver Mines, Inc. 349915108 150000 NS 1128005.66 1.5640825209 Long EC NUSS CA N 1 N N N Galiano Gold Inc 529900V13XJFM0VPGC86 Galiano Gold, Inc. 36352H100 250000 NS USD 285000 0.3951784413 Long EC CORP CA N 1 N N N Barrick Gold Corp 0O4KBQCJZX82UKGCBV73 Barrick Gold Corp. 067901108 200000 NS USD 3734000 5.1775308760 Long EC CORP CA N 1 N N N GR Silver Mining Ltd 254900K448VPXRKTBM08 GR Silver Mining Ltd. 36258E102 1000000 NS 557912.93 0.7735970598 Long EC NUSS CA N 1 N N N Galway Metals Inc N/A Galway Metals, Inc. 364585208 200000 NS 150872.23 0.2091980796 Long EC NUSS CA N 1 N N N Hecla Mining Co 5493009Y6HOBZD1QD537 Hecla Mining Co. 422704106 100000 NS USD 653000 0.9054439373 Long EC CORP US N 1 N N N Horizon Minerals Ltd N/A Horizon Minerals Ltd. 999999999 3500000 NS 266620.50 0.3696935916 Long EC NUSS AU N 1 N N N IAMGOLD Corp 254900E7II30XAB9LA72 IAMGOLD Corp. 450913108 600000 NS USD 1782000 2.4709052011 Long EC CORP CA N 1 N N N Integra Resources Corp 529900MC191X8CY3P306 Integra Resources Corp. 45826T301 123880 NS 408844.88 0.5669006400 Long EC NUSS CA N 1 N N N Jaguar Mining Inc 549300IRKN0GXIRGS617 Jaguar Mining, Inc. 47009M889 1399950 NS 8899572.14 12.3400668287 Long EC NUSS CA N 1 N N N Kinross Gold Corp 549300UEBMAQDN0K0R06 Kinross Gold Corp. 496902404 75000 NS USD 467250 0.6478846550 Long EC CORP CA N 1 N N N Kirkland Lake Gold Ltd N/A Kirkland Lake Gold Ltd. 49741E100 35000 NS USD 1145550 1.5884093452 Long EC CORP CA N 1 N N N K92 Mining Inc 254900EA8H0X9FEVZU11 K92 Mining, Inc. 499113108 175000 NS 874587.46 1.2126951200 Long EC NUSS CA N 1 N N N Liberty Gold Corp 549300DY25855R7ZV117 Liberty Gold Corp. 53056H104 775000 NS 943933.68 1.3088499660 Long EC NUSS CA N 1 N N N Maritime Resources Corp N/A Maritime Resources Corp. 57035U102 1000000 NS 98224.11 0.1361966691 Long EC NUSS CA N 1 N N N Montage Gold Corp N/A Montage Gold Corp. 61178L101 245000 NS 154015.40 0.2135563709 Long EC NUSS CA N 1 N N N UMB MONEY MARKET FIDUCIARY / N/A UMB MONEY MARKET FIDUCIARY / SF8888528 2826662.75 PA USD 2826662.75 3.9194251913 Long STIV CORP US N 1 N N N Maverix Metals Inc 549300CPYYBEBU8HQN80 Maverix Metals, Inc. 57776F405 70000 NS USD 337400 0.4678358108 Long EC CORP CA N 1 N N N Matador Mining Ltd N/A Matador Mining Ltd. Q5813V109 2000000 NS 469375.19 0.6508314244 Long EC NUSS AU N 1 N N N Newmont Corp 549300VSP3RIX7FGDZ51 Newmont Corp. 651639106 65000 NS USD 3534700 4.9011832853 Long EC CORP US N 1 N N N New Found Gold Corp N/A New Found Gold Corp. 64440N103 101300 NS 274622.82 0.3807895366 Long EC NUSS CA N 1 N N N Northern Star Resources Ltd 254900XFXCRYYZAX6M78 Northern Star Resources Ltd. Q6951U101 50000 NS 392813.17 0.5446712148 Long EC NUSS AU N 1 N N N OceanaGold Corp 549300CBMSE8I9N3E232 OceanaGold Corp. 675222103 500000 NS 722929.44 1.0024074710 Long EC NUSS AU N 1 N N N Osisko Gold Royalties Ltd 549300TJZTXZMPQ6K004 Osisko Gold Royalties Ltd. 68827L101 100000 NS USD 999000 1.3852044309 Long EC CORP CA N 1 N N N Orezone Gold Corp 529900ZRY6WGGRC9Z698 Orezone Gold Corp. 68616T109 500000 NS 392896.43 0.5447866624 Long EC NUSS CA N 1 N N N Orca Gold Inc 5299000FDRJ0W9IL5479 Orca Gold, Inc. 68558N102 400000 NS 194876.63 0.2702141855 Long EC NUSS CA N 1 N N N Pan American Silver Corp 549300MKTF5851TYIB83 Pan American Silver Corp. 697900108 25000 NS USD 825500 1.1446308886 Long EC CORP CA N 1 N N N Sun Peak Metals Corp N/A Sun Peak Metals Corp. 86687M100 200000 NS 58148.67 0.0806284238 Long EC NUSS CA N 1 N N N Perseus Mining Ltd 54930054ZDGKBCW3SM26 Perseus Mining Ltd. Q74174105 1000000 NS 896429.67 1.2429813322 Long EC NUSS AU N 1 N N N Paramount Gold Nevada Corp 5493000CWEBEVDLIW256 Paramount Gold Nevada Corp. 69924M109 400000 NS USD 416000 0.5768218651 Long EC CORP US N 1 N N N Royal Gold Inc 5493001NGRU6SFL04184 Royal Gold, Inc. 780287108 6500 NS USD 674115 0.9347218068 Long EC CORP US N 1 N N N Roxgold Inc 529900PUOD77B2C12763 Roxgold, Inc. 779899202 550000 NS 596416.78 0.8269861525 Long EC NUSS CA N 1 N N N Resolute Mining Ltd 254900MP8JONT590XY28 Resolute Mining Ltd. Q81068100 500000 NS 248153.28 0.3440871101 Long EC NUSS AU N 1 N N N RTG Mining Inc N/A RTG Mining, Inc. G7707W178 4578755 NS 669408.63 0.9281959964 Long NUSS AU N 1 N N N Royal Road Minerals Ltd 54930033JDODZL6J2G22 Royal Road Minerals Ltd. G76828105 3000000 NS 895803.87 1.2421136036 Long EC NUSS JE N 1 N N N Sandstorm Gold Ltd 549300QWJPV45VQF1B33 Sandstorm Gold Ltd. 80013R206 75000 NS USD 453750 0.6291656762 Long EC CORP CA N 1 N N N Superior Gold Inc 52990002R7D8X4WC1Z35 Superior Gold, Inc. 86816U106 3500000 NS 1650165.02 2.2881040015 Long EC NUSS CA N 1 N N N Sutter Gold Mining Inc N/A Sutter Gold Mining, Inc. 86944A105 2512040 NS 0 0.0000000000 Long EC NUSS US N 3 N N N SSR Mining Inc 549300JD2KR7AB9DYJ38 SSR Mining, Inc. 784730103 154840 NS USD 2197179.60 3.0465895070 Long EC CORP CA N 1 N N N Tajiri Resources Corp N/A Tajiri Resources Corp. 87405Y202 1210500 NS 85608.20 0.1187035615 Long EC NUSS CA N 1 N N N Thor Explorations Ltd N/A Thor Explorations Ltd. 885149104 1595000 NS 263201.32 0.3649525873 Long EC NUSS CA N 1 N N N Talisker Resources Ltd N/A Talisker Resources Ltd. 87425A101 604500 NS 140128.48 0.1943008923 Long EC NUSS CA N 1 N N N Torex Gold Resources Inc 549300QL07027186GQ85 Torex Gold Resources, Inc. 891054603 80000 NS 969354.08 1.3440976644 Long EC NUSS CA N 1 N N N Wesdome Gold Mines Ltd 529900DCBALMLHZPLR10 Wesdome Gold Mines Ltd. 95083R100 500000 NS 3359264.50 4.6579259961 Long EC NUSS CA N 1 N N N Wheaton Precious Metals Corp 549300XSFG5ZCGVYD886 Wheaton Precious Metals Corp. 962879102 100000 NS 3576929.12 4.9597378040 Long EC NUSS CA N 1 N N N West Vault Mining Inc 213800R4KPTKIMDKBU38 West Vault Mining, Inc. 95640X103 530000 NS 470611.35 0.6525454727 Long EC NUSS CA N 1 N N N 2021-03-15 OCM MUTUAL FUND /s/ Gregory M. Orrell Gregory M. Orrell President XXXX NPORT-EX 2 fp0063786_nportex.htm

OCM GOLD FUND

Schedule of Investments - February 28, 2021

(Unaudited)

 

Shares            Value  
     Common Stocks   96.2%        
     Major Gold Producers   22.8%        
 80,000   Agnico Eagle Mines Ltd.       $ 4,469,600  
 155,000   AngloGold Ashanti Ltd. ADR         3,093,800  
 200,000   Barrick Gold Corp.         3,734,000  
 75,000   Kinross Gold Corp.         467,250  
 35,000   Kirkland Lake Gold Ltd.         1,145,550  
 65,000   Newmont Corp.        

3,534,700

  
              

16,444,900

  
     Intermediate/Mid-Tier Gold Producers   19.6%        
 325,000   Alamos Gold, Inc.         2,307,500  
 300,000   B2Gold Corp.         1,305,988  
 100,000   Centerra Gold, Inc.         970,454  
 125,000   Endeavour Mining Corp.         2,407,473  
 600,000   IAMGOLD Corp.*         1,782,000  
 50,000   Northern Star Resources Ltd.         392,813  
 500,000   OceanaGold Corp.*         722,929  
 25,000   Pan American Silver Corp.         825,500  
 500,000   Resolute Mining Ltd.*         248,153  
 154,840   SSR Mining, Inc.*         2,197,180  
 80,000   Torex Gold Resources, Inc.*        

969,354

  
              

14,129,344

  
     Junior Gold Producers   28.0%        
 450,000   Argonaut Gold, Inc.*         724,894  
 200,000   Calibre Mining Corp.*         242,024  
 250,000   Dundee Precious Metals, Inc.         1,553,905  
 150,000   Fortuna Silver Mines, Inc.*         1,128,006  
 250,000   Galiano Gold, Inc.*         285,000  
 1,399,950   Jaguar Mining, Inc.         8,899,572  
 175,000   K92 Mining, Inc.*         874,587  
 1,000,000   Perseus Mining Ltd.*         896,430  
 550,000   Roxgold, Inc.*         596,417  
 3,500,000   Superior Gold, Inc.*         1,650,165  
 500,000   Wesdome Gold Mines Ltd.*        

3,359,265

  
              

20,210,265

  
     Exploration and Development Companies   12.3%        
 255,128   Adriatic Metals PLC*         422,072  
 298,300   Adventus Mining Corp.*         210,962  
 75,000   Augusta Gold Corp.*         172,500  
 1,375,000   Emerald Resources N.L.*         846,414  
 1,282,000   Euro Sun Mining, Inc.*         337,474  

 

 

 

 

 

Shares            Value  
 200,000   Galway Metals, Inc.*      $ 150,872  
 1,000,000   GR Silver Mining Ltd.*         557,913  
 3,500,000   Horizon Minerals Ltd.*         266,621  
 123,880   Integra Resources Corp.*         408,845  
 775,000   Liberty Gold Corp.*         943,934  
 1,000,000   Maritime Resources Corp.*         98,224  
 2,000,000   Matador Mining Ltd.*         469,375  
 245,000   Montage Gold Corp.*         154,015  
 101,300   New Found Gold Corp.*         274,623  
 400,000   Orca Gold, Inc.*         194,877  
 500,000   Orezone Gold Corp.*         392,896  
 400,000   Paramount Gold Nevada Corp.*         416,000  
 3,000,000   Royal Road Minerals Ltd.*         895,804  
 4,578,755   RTG Mining, Inc.*         669,409  
 200,000   Sun Peak Metals Corp.*         58,149  
 2,512,040   Sutter Gold Mining, Inc.*,#         —  
 1,210,500   Tajiri Resources Corp.*         85,608  
 604,500   Talisker Resources Ltd.*         140,129  
 1,595,000   Thor Explorations Ltd.*         263,201  
 530,000   West Vault Mining, Inc.*        

470,611

  
              

8,900,528

  
     Royalty/Streaming Companies   8.4%        
 70,000   Maverix Metals, Inc.         337,400  
 100,000   Osisko Gold Royalties Ltd.         999,000  
 6,500   Royal Gold, Inc.         674,115  
 75,000   Sandstorm Gold Ltd.*         453,750  
 100,000   Wheaton Precious Metals Corp.        

3,576,929

  
              

6,041,194

  
     Primary Silver Producers   5.1%        
 797,000   Aya Gold & Silver, Inc.*         2,987,341  
 100,000   Hecla Mining Co.        

653,000

  
              

3,640,341

  
     Total Common Stocks             
     (Cost $36,300,694)        

69,366,572

  
     Warrants   0.6%        
     Exploration and Development Companies   0.0%        
 641,000   Euro Sun Mining, Inc.
Exercise Price 0.55 CAD, Exp. 6/5/2023*		        

—

  
              

—

  
     Primary Silver Producers   0.6%        
 350,000   Aya Gold & Silver, Inc.
Exercise Price 3.30 CAD, Exp. 9/3/2023*		        

404,291

  
              

404,291

  
     Total Warrants             
     (Cost $0)        

404,291

  

  

 

 

Shares            Value  
     Short-Term Investment   3.9%        
 2,824,906   UMB Money Market Fiduciary, 0.01%*       $

2,824,906

  
     Total Short-Term Investment             
     (Cost $2,824,906)        

2,824,906

  
     Total Investments   100.7%        
     (Cost $39,125,600)         72,595,769  
     Liabilities less Other Assets   (0.7)%      (476,166)  
     TOTAL NET ASSETS   100.0%  $

72,119,603

  

 

ADR – American Depository Receipt

PLC – Public Limited Company

CAD – Canadian Dollars

 

* Non-income producing security.
# Level 3 security fair valued under procedures established by the Board of Trustees, represents 0.00% of Net Assets. The total value of this security is $0.