0001145549-20-061061.txt : 20201023 0001145549-20-061061.hdr.sgml : 20201023 20201023111429 ACCESSION NUMBER: 0001145549-20-061061 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200831 FILED AS OF DATE: 20201023 PERIOD START: 20201130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OCM MUTUAL FUND CENTRAL INDEX KEY: 0000745338 IRS NUMBER: 226444024 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-04010 FILM NUMBER: 201256507 BUSINESS ADDRESS: STREET 1: 2600 KITTY HAWK ROAD STREET 2: SUITE 119 CITY: LIVERMORE STATE: CA ZIP: 94551 BUSINESS PHONE: 414-299-2000 MAIL ADDRESS: STREET 1: C/O UMB FUND SERVICES, INC. STREET 2: 235 W. GALENA ST. CITY: MILWAUKEE STATE: WI ZIP: 53212-3948 FORMER COMPANY: FORMER CONFORMED NAME: PIA MUTUAL FUND DATE OF NAME CHANGE: 20030402 FORMER COMPANY: FORMER CONFORMED NAME: MONTEREY MUTUAL FUND DATE OF NAME CHANGE: 19970325 FORMER COMPANY: FORMER CONFORMED NAME: MONITREND MUTUAL FUND DATE OF NAME CHANGE: 19920703 0000745338 S000005294 OCM MUTUAL FUND C000014470 OCM Gold Fund - Investor Class OCMGX C000101831 OCM Gold Fund - Advisor Class OCMAX NPORT-P 1 primary_doc.xml NPORT-P false 0000745338 XXXXXXXX S000005294 C000101831 C000014470 OCM MUTUAL FUND 811-04010 0000745338 549300AKSS68PWZOHM90 2600 Kitty Hawk Rd Suite 119 Livermore 94551 8007794681 OCM MUTUAL FUND S000005294 5493007254B8R9O2U456 2020-11-30 2020-08-31 N 88432334.760000000000 274168.890000000000 88158165.870000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 413616.490000000000 N Adriatic Metals PLC 549300OHAH2GL1DP0L61 Adriatic Metals PLC G01117103 255128 NS 449738.84 0.5101499510 Long NUSS GB N 1 N N N Adventus Mining Corp N/A Adventus Mining Corp. 00791E102 298300 NS 295006.90 0.3346336634 Long EC NUSS CA N 1 N N N Agnico Eagle Mines Ltd YGE0EUBRF7IJOB3QRX76 Agnico Eagle Mines Ltd. 008474108 65000 NS USD 5362500 6.0828171129 Long EC CORP CA N 1 N N N Alamos Gold Inc 549300TDOX73YGYXE959 Alamos Gold, Inc. 011532108 250000 NS USD 2615000 2.9662595339 Long EC CORP CA N 1 N N N Argonaut Gold Inc 54930043XCKI4E8EQR38 Argonaut Gold, Inc. 04016A101 450000 NS 955611.78 1.0839742077 Long EC NUSS US N 1 N N N Alacer Gold Corp 529900Z8EMNJMHWKNV66 Alacer Gold Corp. 010679108 400000 NS 2762956.15 3.1340898744 Long EC NUSS US N 1 N N N AngloGold Ashanti Ltd 378900EF3BA9A5F42A59 AngloGold Ashanti Ltd. ADR 035128206 120000 NS USD 3541200 4.0168712280 Long CORP ZA N 1 N N N B2Gold Corp 549300F7OK456M5NLM05 B2Gold Corp. 11777Q209 300000 NS 2014719.41 2.2853463319 Long EC NUSS CA N 1 N N N Centerra Gold Inc 549300K0HXTMP5JJ0E62 Centerra Gold, Inc. 152006102 70500 NS 918272.77 1.0416196400 Long EC NUSS CA N 1 N N N Calibre Mining Corp N/A Calibre Mining Corp. 13000C205 200000 NS 288255.14 0.3269749741 Long EC NUSS CA N 1 N N N Dundee Precious Metals Inc 549300LATVTU0EIUMD45 Dundee Precious Metals, Inc. 265269209 250000 NS 1809260.96 2.0522897024 Long EC NUSS CA N 1 N N N Endeavour Mining Corp 529900R1F0JCJDI3A443 Endeavour Mining Corp. G3040R158 125000 NS 3465194.73 3.9306565601 Long EC NUSS MC N 1 N N N Emerald Resources NL N/A Emerald Resources NL Q3464L108 1375000 NS 659204.90 0.7477525122 Long EC NUSS AU N 1 N N N Emmerson Resources Ltd 529900DFS53WR3RYQE61 Emmerson Resources Ltd. Q34829103 750000 NS 54764.71 0.0621209725 Long EC NUSS AU N 1 N N N EMMERSON RESOURCES WARRANTS / N/A EMMERSON RESOURCES WARRANTS / 999999999 1000000 NC 0 0.0000000000 Long DE CORP AU N 2 N/A N/A Call Purchased EMMERSON RESOURCES WARRANTS / EMMERSON RESOURCES WARRANTS / 1 0.135000000000 AUD 2020-09-30 XXXX 0 N N N Euro Sun Mining Inc 5299006SQF5ZE4L5GZ95 Euro Sun Mining, Inc. 29872L206 1282000 NS 486499.54 0.5518485272 Long EC NUSS CA N 1 N N N EURO SUN MINING, Inc. WARRANTS / N/A EURO SUN MINING, Inc. WARRANTS / 29872L123 641000 NC 0 0.0000000000 Long DE CORP CA N 2 N/A N/A Call Purchased EURO SUN MINING, Inc. WARRANTS / EURO SUN MINING, Inc. WARRANTS / 1 0.550000000000 CAD 2023-06-05 XXXX 0 N N N Fortuna Silver Mines Inc 5493003Q88RVK7CW4735 Fortuna Silver Mines, Inc. 349915108 150000 NS 1092456.30 1.2392003500 Long EC NUSS CA N 1 N N N Barrick Gold Corp 0O4KBQCJZX82UKGCBV73 Barrick Gold Corp. 067901108 200000 NS USD 5930000 6.7265464764 Long EC CORP CA N 1 N N N GR Silver Mining Ltd 254900K448VPXRKTBM08 GR Silver Mining Ltd. 36258E102 1000000 NS 613308.80 0.6956914246 Long EC NUSS CA N 1 N N N Galway Metals Inc N/A Galway Metals, Inc. 364585208 200000 NS 249923.34 0.2834942600 Long EC NUSS CA N 1 N N N Horizon Minerals Ltd N/A Horizon Minerals Ltd. 999999999 2750000 NS 273823.57 0.3106048853 Long EC NUSS AU N 1 N N N IAMGOLD Corp 254900E7II30XAB9LA72 IAMGOLD Corp. 450913108 150000 NS USD 643500 0.7299380536 Long EC CORP CA N 1 N N N Integra Resources Corp 529900MC191X8CY3P306 Integra Resources Corp. 45826T301 123880 NS 473904.63 0.5375618076 Long EC NUSS CA N 1 N N N Jaguar Mining Inc 549300IRKN0GXIRGS617 Jaguar Mining, Inc. 47009M889 1399950 NS 9122642.59 10.3480403658 Long EC NUSS CA N 1 N N N Kirkland Lake Gold Ltd N/A Kirkland Lake Gold Ltd. 49741E100 25000 NS USD 1330250 1.5089356577 Long EC CORP CA N 1 N N N K92 Mining Inc 254900EA8H0X9FEVZU11 K92 Mining, Inc. 499113108 175000 NS 1041091.69 1.1809361954 Long EC NUSS CA N 1 N N N Liberty Gold Corp 549300DY25855R7ZV117 Liberty Gold Corp. 53056H104 775000 NS 1277407.24 1.4489948009 Long EC NUSS CA N 1 N N N UMB MONEY MARKET FIDUCIARY / N/A UMB MONEY MARKET FIDUCIARY / SF8888528 12353296.27 PA USD 12353296.27 14.0126511799 Long STIV CORP US N 1 N N N Maverix Metals Inc 549300CPYYBEBU8HQN80 Maverix Metals, Inc. 57776F405 70000 NS USD 298200 0.3382556761 Long EC CORP CA N 1 N N N Matador Mining Ltd N/A Matador Mining Ltd. 999999999 2000000 NS 634311.85 0.7195157065 Long EC NUSS AU N 1 N N N Newmont Corp 549300VSP3RIX7FGDZ51 Newmont Corp. 651639106 65000 NS USD 4373200 4.9606295195 Long EC CORP US N 1 N N N New Found Gold Corp N/A New Found Gold Corp. 64440N103 180000 NS 277368.91 0.3146264527 Long EC NUSS CA N 1 N N N Northern Star Resources Ltd 254900XFXCRYYZAX6M78 Northern Star Resources Ltd. Q6951U101 50000 NS 503392.83 0.5710110062 Long EC NUSS AU N 1 N N N OceanaGold Corp 549300CBMSE8I9N3E232 OceanaGold Corp. 675222103 500000 NS 1153787.18 1.3087694924 Long EC NUSS AU N 1 N N N Osisko Gold Royalties Ltd 549300TJZTXZMPQ6K004 Osisko Gold Royalties Ltd. 68827L101 100000 NS USD 1230000 1.3952195895 Long EC CORP CA N 1 N N N Orca Gold Inc 5299000FDRJ0W9IL5479 Orca Gold, Inc. 68558N102 400000 NS 183992.64 0.2087074274 Long EC NUSS CA N 1 N N N Pan American Silver Corp 549300MKTF5851TYIB83 Pan American Silver Corp. 697900108 25000 NS USD 904000 1.0254296821 Long EC CORP CA N 1 N N N Perseus Mining Ltd 54930054ZDGKBCW3SM26 Perseus Mining Ltd. Q74174105 1000000 NS 1065791.41 1.2089537021 Long EC NUSS AU N 1 N N N Paramount Gold Nevada Corp 5493000CWEBEVDLIW256 Paramount Gold Nevada Corp. 69924M109 500000 NS USD 610000 0.6919381704 Long EC CORP US N 1 N N N Royal Gold Inc 5493001NGRU6SFL04184 Royal Gold, Inc. 780287108 6500 NS USD 886080 1.0051025804 Long EC CORP US N 1 N N N Roxgold Inc 529900PUOD77B2C12763 Roxgold, Inc. 779899202 550000 NS 683072.68 0.7748263286 Long EC NUSS CA N 1 N N N RTG Mining Inc N/A RTG Mining, Inc. G7707W178 4578755 NS 641660.61 0.7278515877 Long NUSS AU N 1 N N N Royal Road Minerals Ltd 54930033JDODZL6J2G22 Royal Road Minerals Ltd. G76828105 2680000 NS 760196.26 0.8623095235 Long EC NUSS JE N 1 N N N Sandstorm Gold Ltd 549300QWJPV45VQF1B33 Sandstorm Gold Ltd. 80013R206 75000 NS USD 685500 0.7775796981 Long EC CORP CA N 1 N N N Sutter Gold Mining Inc N/A Sutter Gold Mining, Inc. 86944A105 2512040 NS 0 0.0000000000 Long EC NUSS US N 3 N N N SSR Mining Inc 549300JD2KR7AB9DYJ38 SSR Mining, Inc. 784730103 25000 NS USD 536250 0.6082817113 Long EC CORP CA N 1 N N N Thor Explorations Ltd N/A Thor Explorations Ltd. 885149104 1595000 NS 275126.49 0.3120828199 Long EC NUSS CA N 1 N N N Talisker Resources Ltd N/A Talisker Resources Ltd. 87425A101 604500 NS 173786.80 0.1971306892 Long EC NUSS CA N 1 N N N Torex Gold Resources Inc 549300QL07027186GQ85 Torex Gold Resources, Inc. 891054603 30000 NS 463201.47 0.5254209470 Long EC NUSS CA N 1 N N N Wesdome Gold Mines Ltd 529900DCBALMLHZPLR10 Wesdome Gold Mines Ltd. 95083R100 500000 NS 5527445.57 6.2699189751 Long EC NUSS CA N 1 N N N Wheaton Precious Metals Corp 549300XSFG5ZCGVYD886 Wheaton Precious Metals Corp. 962879102 100000 NS 5340386.38 6.0577330838 Long EC NUSS CA N 1 N N N West Vault Mining Inc 213800R4KPTKIMDKBU38 West Vault Mining, Inc. 95640X103 400000 NS 493713.58 0.5600315922 Long EC NUSS CA N 1 N N N 2020-09-08 OCM MUTUAL FUND /s/ Gregory M. Orrell Gregory M. Orrell President XXXX NPORT-EX 2 fp0058364_nportex.htm PART F

OCM GOLD FUND

Schedule of Investments - August 31, 2020

(Unaudited)

 

Shares          Value
     Common Stocks   85.2%        
     Major Gold Producers   23.2%        
 65,000   Agnico Eagle Mines Ltd.       $ 5,362,500  
 120,000   AngloGold Ashanti Ltd. ADR         3,541,200  
 200,000   Barrick Gold Corp.         5,930,000  
 25,000   Kirkland Lake Gold Ltd.         1,330,250  
 65,000   Newmont Corp.        

4,373,200

  
              

20,537,150

  
     Intermediate/Mid-Tier Gold Producers   14.9%        
 250,000   Alamos Gold, Inc.         2,615,000  
 300,000   B2Gold Corp.*         2,014,719  
 70,500   Centerra Gold, Inc.*         918,273  
 125,000   Endeavour Mining Corp.*         3,465,195  
 150,000   IAMGOLD Corp.         643,500  
 50,000   Northern Star Resources Ltd.         503,393  
 500,000   OceanaGold Corp.         1,153,787  
 25,000   Pan American Silver Corp.         904,000  
 25,000   SSR Mining, Inc.         536,250  
 30,000   Torex Gold Resources, Inc.        

463,201

  
              

13,217,318

  
     Junior Gold Producers   27.5%        
 400,000   Alacer Gold Corp.*         2,762,956  
 450,000   Argonaut Gold, Inc.*         955,612  
 200,000   Calibre Mining Corp.         288,255  
 250,000   Dundee Precious Metals, Inc.*         1,809,261  
 150,000   Fortuna Silver Mines, Inc.*         1,092,456  
 1,399,950   Jaguar Mining, Inc.*         9,122,643  
 175,000   K92 Mining, Inc.         1,041,092  
 1,000,000   Perseus Mining Ltd.         1,065,791  
 550,000   Roxgold, Inc.*         683,073  
 500,000   Wesdome Gold Mines Ltd.*        

5,527,445

  
              

24,348,584

  
     Exploration and Development Companies   10.1%        
 255,128   Adriatic Metals PLC         449,739  
 298,300   Adventus Mining Corp.         295,007  
 1,375,000   Emerald Resources N.L.         659,205  
 750,000   Emmerson Resources Ltd.*         54,765  
 1,282,000   Euro Sun Mining, Inc.         486,499  
 200,000   Galway Metals, Inc.         249,923  
 1,000,000   GR Silver Mining Ltd.         613,309  
 2,750,000   Horizon Minerals Ltd.         273,823  

 

 

 

 

Shares          Value
 123,880   Integra Resources Corp.       $ 473,905  
 775,000   Liberty Gold Corp.         1,277,407  
 2,000,000   Matador Mining Ltd.         634,312  
 180,000   New Found Gold Corp.         277,369  
 400,000   Orca Gold, Inc.         183,993  
 500,000   Paramount Gold Nevada Corp.         610,000  
 2,680,000   Royal Road Minerals Ltd.*         760,196  
 4,578,755   RTG Mining, Inc.*         641,661  
 2,512,040   Sutter Gold Mining, Inc.* #         —  
 604,500   Talisker Resources Ltd.         173,787  
 1,595,000   Thor Explorations Ltd.         275,126  
 400,000   West Vault Mining, Inc.         493,714  
               8,883,740  
     Royalty/Streaming Companies   9.5%        
 70,000   Maverix Metals, Inc.         298,200  
 100,000   Osisko Gold Royalties Ltd.         1,230,000  
 6,500   Royal Gold, Inc.         886,080  
 75,000   Sandstorm Gold Ltd.         685,500  
 100,000   Wheaton Precious Metals Corp.         5,340,386  
               8,440,166  
     Total Common Stocks             
     (Cost $24,320,499)         75,426,958  
     Warrants   0.0%        
     Exploration and Development Companies   0.0%        
 1,000,000   Emmerson Resources Ltd.
Exercise Price 0.14 AUD, Exp. 9/30/2020*		         —  
 641,000   Euro Sun Mining, Inc.
Exercise Price 0.55 CAD, Exp. 6/5/2023*		         —  
               —  
     Total Warrants             
     (Cost $0)         —  
     Short-Term Investment   14.4%        
 12,766,913   UMB Money Market Fiduciary, 0.01%         12,766,913  
     Total Short-Term Investment             
     (Cost $12,766,913)         12,766,913  
     Total Investments   99.6%        
     (Cost $37,087,412)         88,193,871  
     Assets less Other Liabilities   0.4%    348,326  
     TOTAL NET ASSETS   100.0%  $ 88,542,197  

 

ADR – American Depository Receipt
PLC – Public Limited Company

 

AUD – Australian Dollars
CAD – Canadian Dollars

 

* Non-income producing security.
# Level 3 security fair valued under procedures established by the Board of Trustees, represents 0.00% of Net Assets. The total value of this security is $0.