-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MRw5zOPP69Iv2v4g8PXc1oECKkmOyaiGvQkGr5HR6ybWaMXHDRsgkzQ2OB0HfViB 32aUed66JoV3pMa1mCLbEQ== 0000948221-05-000156.txt : 20050825 0000948221-05-000156.hdr.sgml : 20050825 20050825094106 ACCESSION NUMBER: 0000948221-05-000156 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20050825 DATE AS OF CHANGE: 20050825 EFFECTIVENESS DATE: 20050825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OCM MUTUAL FUND CENTRAL INDEX KEY: 0000745338 IRS NUMBER: 000000000 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-04010 FILM NUMBER: 051047356 BUSINESS ADDRESS: STREET 1: 1299 OCEAN AVENUE STREET 2: SUITE 210 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-393-1424 MAIL ADDRESS: STREET 1: C/O UMB FUND SERVICES, INC. STREET 2: 803 W. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53233 FORMER COMPANY: FORMER CONFORMED NAME: PIA MUTUAL FUND DATE OF NAME CHANGE: 20030402 FORMER COMPANY: FORMER CONFORMED NAME: MONTEREY MUTUAL FUND DATE OF NAME CHANGE: 19970325 FORMER COMPANY: FORMER CONFORMED NAME: MONITREND MUTUAL FUND DATE OF NAME CHANGE: 19920703 N-PX 1 oc21238.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number 811-04010 --------- OCM Mutual Fund 1536 Holmes Street Livermore, CA 94550 (Address of principal executive offices) OCM Mutual Fund Attn: Greg Orrell 1536 Holmes Street Livermore, CA 94550 (Name and address of agent for service) Registrant's telephone number, including area code: (925) 455-0802 -------------- Date of fiscal year end: November 30 ----------- Date of reporting period: July 1, 2004 through June 30, 2005 ---------------------------------- ITEM 1. PROXY VOTING RECORD
Company Name Ticker CUSIP Shareholder Matters Voted On Proposed By Was Vote Vote Cast For or Against Symbol or Meeting Cast? Management SEDOL Date Number - -------------------------------------------------------------------------------------------------------------------------------- Wheaton River WHT 962902102 9/4/2004 Exchange offer Company Yes Abstain Minerals Ltd. Kirkland Lake KGI CN 49740P101 9/30/2004 Appoint auditor Company No Gold Inc. Ratify stock option plan Company No Authorize issuance of Company No private placement of 40,858,738 shares Harmony Gold Mining HMY 413216300 11/12/2004 Adopt 2003 financial Company Yes For For Co. Ltd. statements Fix reimbursement of Company Yes For For directors Increase authorized shares Company Yes Against Against Grant authorization for Company Yes For For repurchase of securities Place balance of unissued Company Yes For For securities of company under control of directors Authorize directors to Company Yes For For issue securities for cash Mexgold Resources MGRSF 592776108 10/20/2004 Elect directors Company Yes For For Inc. Appoint auditor Company Yes For For Grant options to Company Yes Abstain directors, officers, employees, consultants Increase common shares Company Yes Abstain Sub-Sahara SBS AU 6554460 10/20/2004 Elect directors Company Yes For For Resources NL Issuance of shares to Company Yes For For directors Ratify placements of Company Yes For For common shares Approve increase in fees Company Yes For For to non-executive directors Adopt new constitution for Company Yes For For company Resolute Mining RSG AU 6410636 11/20/2004 Adopt financial statements Company Yes For For Ltd. Re-elect director Company Yes For For Ratify share placement Company Yes For For Durban Roodeport DROOY 26152H103 11/26/2004 Elect directors Company Yes For For Deep Ltd. Adopt financial statements Company Yes For For Re-appoint auditors Company Yes For For Place all unissued shares Company Yes For For of company under Board of Directors Authorize allotment and Company Yes For For issue ordinary shares to directors Approve issue of shares to Company Yes For For directors Approve up to 1,077,300 Company Yes Against Against options to executive directors Ratify issue of equity Company Yes For For securities Change the name of company Company Yes For For to DRDGOLD Ltd. Approve and ratify Company Yes For For allotment of share options to non-executive directors Company Name Ticker CUSIP Shareholder Matters Voted On Proposed By Was Vote Vote Cast For or Against Symbol or Meeting Cast? Management SEDOL Date Number - -------------------------------------------------------------------------------------------------------------------------------- Kinross Gold KGC 496902206 11/26/2004 Approve ammendment of the Company Yes For For Corporation Corporate Articles for effecting consolidation/ deconsolidation of the Corporation's common shares Gold Boullion GOLD AU 6605528 12/7/2004 Elect director Company Yes For For Securities Ltd. Gold Fields Ltd. GFI 38059T106 12/7/2004 Authorize Board of Directors Company Yes For For to perform necessary acts to effect resolution regarding transfer of acquired interests in IAMGOLD Gold Group Goldcorp Inc. GG 380956409 1/31/2005 Approve the issuance to Company Yes Against Against holders of common shares convertible into common shares of Wheaton River Mineralsof up to 200,000,000 common shares of Goldcorp Goldcorp Inc. GG 380956409 2/10/2005 Appoint directors as Company Yes For For proxyholder to vote and give full power on resolution to approve the issuance to holders of common shares convertible into common shares of Wheaton River Minerals of an aggregate of 200,000,000 common shares of Goldcorp in conjunction with the offer by Goldcorp to purchase all shares of Wheaton River Minerals Wheaton River WHT 962902102 2/10/2005 Receive one share Goldcorp Company Yes For For Minerals Ltd. for every four shares of Wheaton River Minerals Sabina Resources SBB CN 78527D101 3/11/2005 Determine number of Company No Ltd. directors Elect directors Company No Appoint auditors Company No Approve option plan Company No Compania De Minas BVN 204448104 3/15/2005 Approve financial Company Yes For For Buenaventura statements Approve auditor Company Yes For For Amendment to Articles to Company Yes For For hold virtual meetings Elect directors Company Yes For For Randgold Resources GOLD 752344309 4/25/2005 Adoption of directors Company Yes For For Ltd. report and accounts Re-election of directors Company Yes For For Adoption of re-numeration Company Yes For For report Approve fees payable to Company Yes For For directors Appoint auditors Company Yes For For Authorize purchase of Company Yes For For shares for cash Company Name Ticker CUSIP Shareholder Matters Voted On Proposed By Was Vote Vote Cast For or Against Symbol or Meeting Cast? Management SEDOL Date Number - -------------------------------------------------------------------------------------------------------------------------------- Newmont Mining NEM 651639106 4/27/2005 Approve directors Company Yes For For Ratify appointment of Company Yes For For auditors Approve 2005 stock Company Yes For For incentive plan Claude Resources CGR 182873109 4/27/2005 Election of directors Company Yes For For Appoint auditor Company Yes For For Pan American PAAS 697900108 4/28/2005 Approve directors Company Yes For For Silver Corp Approve auditors Company Yes For For Authorize directors to fix Company Yes For For renumeration Amend stock option plan Company Yes For For Amend articles of the Company Yes For For company AngloGold Ashanti AU 035128206 4/29/2005 Adopt financial statements Company Yes For For Ltd. Re-elect directors Company Yes For For Placement of unissued Company Yes For For shares under control of directors Authorization to issue Company Yes For For shares for cash Authority to acquire Company Yes For For company's own shares Approve long-term Company Yes For For incentive plan Approval of bonus shares Company Yes For For plan Placer Dome Inc. PDG 725906101 4/27/2005 Elect directors Company Yes For For Appoint auditors Company Yes For For El Dorado Gold EGO 284902103 4/28/2005 Elect directors Company Yes For For Corp. Appoint auditors Company Yes For For Approve increase of Company Yes For For maximum shares issuable pursuant to exercise of options under company's stock option plan Yamana Gold Inc. AUY 98462Y100 5/3/2005 Elect directors Company Yes For For Appoint auditors Company Yes For For Authorize directors to fix Company Yes For For their renumeration Golden Star GSS 38119T104 5/5/2005 Change registered office Company Yes For For Resources Ltd. of company from British Columbia to Ontario Appoint auditors Company Yes For For Elect directors Company Yes For For Freeport-McMoran FCX 35671D857 5/5/2005 Elect directors Company Yes For For Copper & Gold Inc. Appoint auditors Company Yes For For Stockholder proposal Stockholder Yes Against For regarding majority vote requirement to elect directors Stockholder proposal Stockholder Yes Against For regarding policies relating to financial support of Indonesian government security personnel Company Name Ticker CUSIP Shareholder Matters Voted On Proposed By Was Vote Vote Cast For or Against Symbol or Meeting Cast? Management SEDOL Date Number - -------------------------------------------------------------------------------------------------------------------------------- Glamis Gold Ltd. GLG 376775102 5/5/2005 Elect directors Company Yes For For Determine number of Company Yes For For directors Approve special resolution Company Yes For For removing pre-existing company provisions Approve resolution Company Yes For For regarding company's preferred shares Approve special resolution Company Yes For For to adopt new articles Authorize any director or Company Yes For For officer of company to implement special resolutions Agnico-Eagle AEM 008474108 5/6/2005 Elect directors Company Yes For For Mines Ltd. Appoint auditors Company Yes For For Reconfirm shareholder Company Yes For For rights plan Hecla Mining Co. HL 422704106 5/6/2005 Elect directors Company Yes For For Approve amendment of Company Yes For For corporation's stock option plan Wolfden Resources WLF CA 977752104 5/11/2005 Elect directors Company Yes For For Inc. Appoint auditors Company Yes For For Approve amendment to the Company Yes For For share incentive plan Cambior Inc. CBJ 13201L103 5/12/2005 Elect directors Company Yes For For Appoint auditors Company Yes For For Maximum number of common Company Yes For For shares issuable under the company's stock option plan
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. OCM Mutual Fund /s/ Gregory M. Orrell - ----------------------------------------- Gregory M. Orrell President August 25, 2005 -----END PRIVACY-ENHANCED MESSAGE-----