-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BhuI+TejY1OTXvCzYaTlEDubFXcGvRsfk04X36D2ksWkmhTVQ+7mWihvcimUavhl opZMMQ3rLBb5HnclQGUvag== 0001024739-98-000217.txt : 19980311 0001024739-98-000217.hdr.sgml : 19980311 ACCESSION NUMBER: 0001024739-98-000217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980228 FILED AS OF DATE: 19980310 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ST JOE PAPER CO CENTRAL INDEX KEY: 0000745308 STANDARD INDUSTRIAL CLASSIFICATION: PAPERBOARD MILLS [2631] IRS NUMBER: 590432511 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-10466 FILM NUMBER: 98560630 BUSINESS ADDRESS: STREET 1: 1650 PRUDENTIAL DR STE 400 CITY: JACKSONVILLE STATE: FL ZIP: 32207 BUSINESS PHONE: 9043966600 MAIL ADDRESS: STREET 1: P O BOX 1380 STREET 2: P O BOX 1380 CITY: JACKSONVILLE STATE: FL ZIP: 32201 COMPANY DATA: COMPANY CONFORMED NAME: DUPONT ALFRED I TESTAMENTARY TRUST CENTRAL INDEX KEY: 0001051094 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1650 PRUDENTIAL DR STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32207 BUSINESS PHONE: 9048583121 MAIL ADDRESS: STREET 1: 1650 PRUDENTIAL DR STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32207 4 1 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0287 Expires: September 30, 1998 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) ================================================================================ 1. Name and Address of Reporting Person* Alfred I. duPont Testamentary Trust - -------------------------------------------------------------------------------- (Last) (First) (Middle) 1650 Prudential Drive, Suite 300 - -------------------------------------------------------------------------------- (Street) Jacksonville, FL 32207 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol St. Joe Corporation SJP ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Statement for Month/Year 2-98 ================================================================================ 5. If Amendment, Date of Original (Month/Year) N/A ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ X ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) -------------------------------------------------------------------- ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [ ] Form filed by One Reporting Person [ X ] Form filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 02/13/98 S 12,000,000 D $34.00 49,643,292 D Member of a Group - ----------------------------------------------------------------------------------------------------------------------------------- 51,967,979** I - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- =================================================================================================================================== (Over)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** See "Explanation of Response" in the Attachment to Form 4 explaining the form of indirect ownership. FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- Form of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature of Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of (D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: * See Attachment. * See Attachment - --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedures. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Attachment to Form 4 Filed by the Alfred I. duPont Testamentary Trust Reporting Beneficial Ownership of Common Stock of St. Joe Corporation Dated March 10, 1998 Explanation of Response: Pursuant to instruction 4(b)(v) of Form 4, the Alfred I. duPont Testamentary Trust and each of the persons listed below are Reporting Persons. The Alfred I. duPont Testamentary Trust and each of the persons listed below are filing this Form 4 as joint filers and each are considered for purposes of this Form 4 to be members of a single group ("Group") within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended ("1934 Act"). This Form 4 is being filed to report that the Alfred I. duPont Testamentary Trust and each of the persons listed below beneficially own shares of St. Joe Corporation as members of the Group, instead of individually, for purposes of complying with the reporting requirements of Section 16(a) of the 1934 Act. Please note that the ownership positions reported reflect a 3-for-1 stock split by St. Joe Corporation that occurred in January 1998.
- ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Securities Acquired (A) or Disposed of (D) Amount of ---------------------- Securities Ownership Nature of (A) Beneficially Form: Indirect Name and Address of Title of Transaction Transaction Amount or Price Owned at the Direct (D) Beneficial Reporting Person Security Date Code (D) End of Month or Indirect (I) Ownership - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ The Nemours Foundation Common 2,232,408 D 1650 Prudential Drive Stock Suite 300 Jacksonville, FL 32207 Common 51,967,979 I Member of Stock a Group - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Winfred L. Thornton Common 6,064 D 1650 Prudential Drive Stock Suite 300 Jacksonville, FL 32207 Common 51,967,979 I Member of Stock a Group - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Securities Acquired (A) or Disposed of (D) Amount of ---------------------- Securities Ownership Nature of (A) Beneficially Form: Indirect Name and Address of Title of Transaction Transaction Amount or Price Owned at the Direct (D) Beneficial Reporting Person Security Date Code (D) End of Month or Indirect (I) Ownership - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ William T. Thompson III Common 2/23/98 S 5,000 D $34.81 58,450 D 1650 Prudential Drive Stock Suite 300 Jacksonville, FL 32207 Common 51,967,979 I Member of Stock a Group - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Jacob C. Belin Common 27,765 D 1650 Prudential Drive Stock Suite 300 Jacksonville, FL 32207 Common 51,967,979 I Member of Stock a Group - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Hugh M. Durden Common 1650 Prudential Drive Stock Suite 300 Jacksonville, FL 32207 Common 51,967,979 I Member of Stock a Group - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ John F. Porter III Common 1650 Prudential Drive Stock Suite 300 Jacksonville, FL 32207 Common 51,967,979 I Member of Stock a Group - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Herbert H. Peyton Common 1650 Prudential Drive Stock Suite 300 Jacksonville, FL 32207 Common 51,972,979 I Member of Stock a Group - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Signatures to Form 4 Dated March 10, 1998 Filed by the Alfred I. duPont Testamentary Trust Reporting Ownership of Common Stock of St. Joe Corporation Alfred I. duPont Testamentary Trust William T. Thompson III By: /s/ Winfred L. Thornton By: /s/ William T. Thompson III ---------------------------- ------------------------------- Name: Winfred L. Thornton Name: William T. Thompson III ---------------------------- ------------------------------- Title: Chairman Date: March 9, 1998 ---------------------------- ------------------------------- Date: March 9, 1998 ---------------------------- Jacob C. Belin The Nemours Foundation By: /s/ Jacob C. Belin ------------------------------- By: /s/ Jacob C. Belin ---------------------------- Name: Jacob C. Belin ------------------------------- Name: Jacob C. Belin ---------------------------- Date: March 9, 1998 ------------------------------- Title: President ---------------------------- Hugh M. Durden Date: March 9, 1998 By: /s/ Hugh M. Durden ---------------------------- ------------------------------- Winfred L. Thornton Name: Hugh M. Durden ------------------------------- By: /s/ Winfred L. Thronton ---------------------------- Date: March 9, 1998 ------------------------------- Name: Winfred L. Thronton ---------------------------- John F. Porter III Date: March 9, 1998 ---------------------------- By: /s/ John F. Porter III ------------------------------- By: /s/ Herbert H. Peyton ---------------------------- Name: John F. Porter III ------------------------------- Name: Herbert H. Peyton ---------------------------- Date: March 9, 1998 ------------------------------- Date: March 9, 1998 ---------------------------- -----END PRIVACY-ENHANCED MESSAGE-----