-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DFIzjWYhKzIioqg5gxqqPyzYAgd8HPy1fkPwtcReA8IhD7hC51/ma3bx5yy16/Uw WcksmCRVFV8IOfB2YVP8Hw== 0001024739-97-000779.txt : 19971216 0001024739-97-000779.hdr.sgml : 19971216 ACCESSION NUMBER: 0001024739-97-000779 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971210 FILED AS OF DATE: 19971210 DATE AS OF CHANGE: 19971215 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ST JOE PAPER CO CENTRAL INDEX KEY: 0000745308 STANDARD INDUSTRIAL CLASSIFICATION: 2631 IRS NUMBER: 590432511 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-10466 FILM NUMBER: 97735987 BUSINESS ADDRESS: STREET 1: 1650 PRUDENTIAL DR STE 400 CITY: JACKSONVILLE STATE: FL ZIP: 32207 BUSINESS PHONE: 9043966600 MAIL ADDRESS: STREET 1: P O BOX 1380 STREET 2: P O BOX 1380 CITY: JACKSONVILLE STATE: FL ZIP: 32201 COMPANY DATA: COMPANY CONFORMED NAME: DUPONT ALFRED I TESTAMENTARY TRUST CENTRAL INDEX KEY: 0001051094 STANDARD INDUSTRIAL CLASSIFICATION: OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1650 PRUDENTIAL DR STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32207 BUSINESS PHONE: 9048583121 MAIL ADDRESS: STREET 1: 1650 PRUDENTIAL DR STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32207 4 1 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0287 Expires: September 30, 1998 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) ================================================================================ 1. Name and Address of Reporting Person* Alfred I. duPont Testamentary Trust - - -------------------------------------------------------------------------------- (Last) (First) (Middle) 1650 Prudential Drive, Suite 300 - - -------------------------------------------------------------------------------- (Street) Jacksonville, FL 32207 - - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol St. Joe Corporation SJP ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Statement for Month/Year 12-97 ================================================================================ 5. If Amendment, Date of Original (Month/Year) N/A ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ X ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) -------------------------------------------------------------------- ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [ ] Form filed by One Reporting Person [ X ] Form filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - - ------------------------------------------------------------------------------------------------------------------------------------ Member of Common Stock 12/10/97 J N/A N/A N/A 21,324,316 I a Group - - ------------------------------------------------------------------------------------------------------------------------------------ 20,547,764 D - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== (Over)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- Form of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature of Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of (D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: * See Attachment. * See Attachment - - --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedures. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Attachment to Form 4 Filed by the Alfred I. duPont Testamentary Trust Reporting Beneficial Ownership of Common Stock of St. Joe Corporation Dated December 10, 1997 Explanation of Response: Pursuant to instruction 4(b)(v) of Form 4, the Alfred I. duPont Testamentary Trust and each of the persons listed below are Reporting Persons. The Alfred I. duPont Testamentary Trust and each of the persons listed below are filing this Form 4 as joint filers and each are considered for purposes of this Form 4 to be members of a single group ("Group") within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended ("1934 Act"). "J": This Form 4 is being filed to report that the Alfred I. duPont Testamentary Trust and each of the persons listed below beneficially own shares of St. Joe Corporation as members of the Group, instead of individually, for purposes of complying with the reporting requirements of Section 16(a) of the 1934 Act.
- - ----------------------------------------------------------------------------------------------------------------------------------- - - ----------------------------------------------------------------------------------------------------------------------------------- Amount of Securities Ownership Nature of Securities Beneficially Form: Indirect Name and Address of Title of Transaction Transaction Acquired or Owned at the Direct (D) Beneficial Reporting Person Security Date Code Disposed of End of Month or Indirect (I) Ownership - - ----------------------------------------------------------------------------------------------------------------------------------- - - ----------------------------------------------------------------------------------------------------------------------------------- The Nemours Foundation Common 12/10/97 J N/A 21,324,316 I Member of 1650 Prudential Drive Stock a Group Suite 300 Jacksonville, FL 32207 Common 12/10/97 J N/A 744,136 D Stock - - ----------------------------------------------------------------------------------------------------------------------------------- - - ----------------------------------------------------------------------------------------------------------------------------------- Winfred L. and Common 12/10/97 J N/A 21,324,316 I Member of Mary Anne Thornton Stock a Group 1650 Prudential Drive Suite 300 Jacksonville, FL 32207 Common 12/10/97 J N/A 2,011 D Stock - - ----------------------------------------------------------------------------------------------------------------------------------- - - -----------------------------------------------------------------------------------------------------------------------------------
- - ----------------------------------------------------------------------------------------------------------------------------------- - - ----------------------------------------------------------------------------------------------------------------------------------- Amount of Securities Ownership Nature of Securities Beneficially Form: Indirect Name and Address of Title of Transaction Transaction Acquired or Owned at the Direct (D) Beneficial Reporting Person Security Date Code Disposed of End of Month or Indirect (I) Ownership - - ----------------------------------------------------------------------------------------------------------------------------------- - - ----------------------------------------------------------------------------------------------------------------------------------- William T. Thompson III Common 12/10/97 J N/A 21,324,316 I Member of 1650 Prudential Drive Stock a Group Suite 300 Jacksonville, FL 32207 Common 12/10/97 J N/A 21,150 D Stock - - ----------------------------------------------------------------------------------------------------------------------------------- - - ----------------------------------------------------------------------------------------------------------------------------------- Jacob C. Belin Common 12/10/97 J N/A 21,324,316 I Member of 1650 Prudential Drive Stock a Group Suite 300 Jacksonville, FL 32207 Common 12/10/97 J N/A 9,255 D Stock - - ----------------------------------------------------------------------------------------------------------------------------------- - - ----------------------------------------------------------------------------------------------------------------------------------- Hugh M. Durden Common 12/10/97 J N/A 21,324,316 I Member of 1650 Prudential Drive Stock a Group Suite 300 Jacksonville, FL 32207 - - ----------------------------------------------------------------------------------------------------------------------------------- - - ----------------------------------------------------------------------------------------------------------------------------------- John F. Porter III Common 12/10/97 J N/A 21,324,316 I Member of 1650 Prudential Drive Stock a Group Suite 300 Jacksonville, FL 32207 - - ----------------------------------------------------------------------------------------------------------------------------------- - - -----------------------------------------------------------------------------------------------------------------------------------
Signatures to Form 4 Dated December 10, 1997 Filed by the Alfred I. duPont Testamentary Trust Reporting Ownership of Common Stock of St. Joe Corporation Alfred I. duPont Testamentary Trust William T. Thompson III By: /s/ Winfred L. Thornton By: /s/ William T. Thompson III ---------------------------- ------------------------------- Name: Winfred L. Thornton Name: William T. Thompson III ---------------------------- ------------------------------- Title: Chairman Date: December 10, 1997 ---------------------------- ------------------------------- Date: December 10, 1997 ---------------------------- Jacob C. Belin The Nemours Foundation By: /s/ Jacob C. Belin ------------------------------- By: /s/ Jacob C. Belin ---------------------------- Name: Jacob C. Belin ------------------------------- Name: Jacob C. Belin ---------------------------- Date: December 10, 1997 ------------------------------- Title: President ---------------------------- Hugh M. Durden Date: December 10, 1997 By: /s/ Hugh M. Durden ---------------------------- ------------------------------- Winfred L. and Mary Anne Thornton Name: Hugh M. Durden ------------------------------- By: /s/ Winfred L. Thronton ---------------------------- Date: December 10, 1997 ------------------------------- Name: Winfred L. Thronton ---------------------------- John F. Porter III Date: December 10, 1997 ---------------------------- By: /s/ John F. Porter III ------------------------------- By: /s/ Mary Anne Thronton ---------------------------- Name: John F. Porter III ------------------------------- Name: Mary Anne Thronton ---------------------------- Date: December 10, 1997 ------------------------------- Date: December 10, 1997 ---------------------------- -----END PRIVACY-ENHANCED MESSAGE-----