-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LZFow4hgBEhkahiSw9NlG5ScC6wb0BSwZESyGAPqtgiDjprFln2qBOXdn0M0NDyq 3KQw1XizdNHzT1Xe4VzGXw== 0000950133-00-000656.txt : 20000224 0000950133-00-000656.hdr.sgml : 20000224 ACCESSION NUMBER: 0000950133-00-000656 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000223 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ST JOE CO CENTRAL INDEX KEY: 0000745308 STANDARD INDUSTRIAL CLASSIFICATION: PAPERBOARD MILLS [2631] IRS NUMBER: 590432511 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5/A SEC ACT: SEC FILE NUMBER: 001-10466 FILM NUMBER: 551532 BUSINESS ADDRESS: STREET 1: 1650 PRUDENTIAL DR STE 400 CITY: JACKSONVILLE STATE: FL ZIP: 32207 BUSINESS PHONE: 9043966600 MAIL ADDRESS: STREET 1: P O BOX 1380 STREET 2: P O BOX 1380 CITY: JACKSONVILLE STATE: FL ZIP: 32201 FORMER COMPANY: FORMER CONFORMED NAME: ST JOE CORP DATE OF NAME CHANGE: 19980430 FORMER COMPANY: FORMER CONFORMED NAME: ST JOE PAPER CO DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: SWAMP HALL PROPERTIES LP CENTRAL INDEX KEY: 0001077600 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 510385980 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5/A BUSINESS ADDRESS: STREET 1: 1600 ROCKLAND ROAD CITY: WILMINGTON STATE: DE ZIP: 19803 BUSINESS PHONE: 3025523109 MAIL ADDRESS: STREET 1: P O BOX 8841 CITY: WILMINGTON STATE: DE ZIP: 19899 5/A 1 AMENDED FORM 5 1 --------------------------- OMB APPROVAL --------------------------- - ------ OMB Number: 3235-0362 FORM 5 Expires: April 30, 1997 - ------ Estimated average burden hours per response .... 1.0 --------------------------- / / Check box if no U.S. SECURITIES AND EXCHANGE COMMISSION longer subject to WASHINGTON, DC 20549 Section 16. Form 4 or Form 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP obligations may continue. See Filed pursuant to Section 16(a) of the Securities Instruction 1(b) Exchange Act of 1934, / / Form 3 Holdings Section 17(a) of the Public Utility Reported Holding Company Act of 1935 or Section 30(f) of /X/ Form 4 the Investment Company Act Transactions of 1940 Reported - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Swamp Hall Properties, L.P. The St. Joe Company JOE Issuer (Check all applicable) - --------------------------------------------------------------------------------------------- Director X 10% Owner (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- --- Number of Reporting Month/Year Officer (give Other (Specify 1650 Prudential Drive, Suite 300 Person (Voluntary) 12/1999 ---- title --- below) - ------------------------------------------- ------------------- below) (Street) 51-0385890 5. If Amendment, 7. Individual or Joint/Group Filing Date of Original (Check Applicable Line) (Month/Year) Form filed by one 2/2000 ---- Reporting Person X Form filed by more than one ---- Reporting Person Jacksonville, FL 32207 - ------------------------------------------- ------------------------------------------------------------------------------------- (City) (State) (Zip) TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Instr. 8) End of Issuer's Direct Benefi- (Month/ Fiscal Year (D) or cial Day/ ---------------------------- (Instr. 3 and 4) Indirect Owner- Year) Amount (A) or Price (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 9/30/99 J 49,643,292 D N/A 52,068,936 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Responses) SEC 2270 (3/91)
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FORM 5 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4, Year) ity Security and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or --------------- Exer- tion Title Number of (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Options (right to buy) $27.00 5/11/99 A -- (1) 5/12/09 common shares 4000 *** - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------- 1. Title of Derivative 9. Number of 10. Ownership 11. Nature of Security Derivative of Derivative Indirect (Instr. 3) Securities Security: Beneficial Beneficially Direct (D) Ownership Owned at End or Indirect (l) (Instr. 4) of Year (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------- Options (right to buy) for 8000 common shares D - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- Explanation of Responses: * * * SEE ATTACHMENT. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ Swamp Hall Properties, L.P. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- ------- **Signature of Reporting Person Date Note. File three copies of this Form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure. SEC 2270 (3/91) By: John F. Porter, III (1) The options become exerciseable in three equal installments over three Title: President, The Rockland Company years, with the first group becoming exercisable on 5/9/00, the second Managing General Partner of group on 5/9/01, and the third group on 5/9/02. Swamp Hall (Duly Authorized Representative)
3 *** Attachment to Form 5 filed by Swamp Hall Properties, L.P. Reporting Beneficial Ownership of Shares of Common Stock of The St. Joe Company Dated February 9, 2000 Explanation of Response: Pursuant to Instruction 4(b)(v) of the General Instructions to Form 5, Swamp Hall Properties, L.P. (the "Partnership") is the Reporting Person. The Alfred I. duPont Testamentary Trust (the "Trust") is the sole limited partner of the Partnership and owns all of the outstanding stock in the corporate general partner of the Partnership. The Trust contributed shares of common stock of The St. Joe Company (the "Issuer") with respect to which the Partnership filed a Form 3, together with certain other assets, in exchange for the entire limited partnership interest in the Partnership. The Trustees of the Trust also constitute all of the directors of the Nemours Foundation (the "Foundation"), which also directly and beneficially owns shares of common stock of the Issuer. The beneficial ownership of the common stock of the Issuer by the Trust, the Trustees and the Foundation was reported on a Form 4 previously filed with the Commission on March 10, 1998. The transaction pursuant to which the Trust contributed to the Partnership shares of common stock of the Issuer owned directly by the Trust effected only a change in the form of beneficial ownership by the Trust from direct to indirect and this is exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13 thereunder. As of September 30, 1999, the Partnership, as part of a liquidating distribution, distributed to the Trust 49,643,292 shares of the Common Stock, which represents 58.15%(1) of the issued and outstanding shares of Common Stock of the Issuer. As a result of this transaction, the Trust directly and beneficially owns 49,643,292 shares of the Common Stock. As of such date, the Foundation directly and beneficially owned 2,232,408 shares of Common Stock of the Issuer, which represents 2.62%(1) of the outstanding Common Stock of the Issuer. The Trustees, by virtue of their status as the directors of the Foundation, may be deemed to have indirect beneficial ownership of the shares of Common Stock owned by the Foundation. In addition, as of such date, Jacob C. Belin, a Trustee, directly and beneficially owned 27,765 shares of the Common Stock of the Issuer, William T. Thompson, a Trustee, directly and beneficially owned 162,000 shares of the Common Stock of the Issuer and Winfred L. Thornton, a Trustee, directly and beneficially owned 3,471 shares of Common Stock of the Issuer. Mr. Thornton and Mr. Belin each also directly and beneficially own options (right to buy) 4000 shares of Common Stock of the Issuer, granted to them in their capacity as directors of the Issuer, pursuant to the St. Joe Company 1998 and 1999 Stock Incentive Plans. The number of shares owned by each of the foregoing Trustees individually and in the aggregate represented less than 1% of the outstanding Common Stock of the Issuer. The Trustees, by virtue of their status as Trustees of the Trust and directors of the Foundation, have the power to vote or direct the vote and the power to dispose or direct the disposition of the 49,643,292 shares of Common Stock of the Issuer owned by the Trust and the 2,232,408 shares of Common Stock of the Issuer owned by the Foundation. Each of Messrs. Belin, Thompson and Thornton have the power to vote and to dispose of shares of Common Stock of the Issuer owned individually by such persons. Neither the Partnership, the Trust, the Trustees nor the Foundation has effected any other transaction in the Issuer's Common Stock with in the past 60 days. (1) This percentage is based on the total shares issued and outstanding of the Issuer on January 31, 2000, as reported in a press release by the Issuer dated February 9, 2000. ****** FORM 5 PAGE 3 OF 7 SWAMP HALL PROPERTIES, L.P. 4 NAMES/ADDRESSES OF GROUP FILERS Swamp Hall Properties, L.P. John F. Porter 1650 Prudential Drive, Suite 300 1650 Prudential Drive, Suite 300 Jacksonville, FL 32207 Jacksonville, FL 32207 Winfred L. Thornton Herbert H. Peyton 1650 Prudential Drive, Suite 300 1650 Prudential Drive, Suite 300 Jacksonville, FL 32207 Jacksonville, FL 32207 Jacob C. Belin Alfred I. duPont Testamentary Trust 1650 Prudential Drive, Suite 300 1650 Prudential Drive, Suite 300 Jacksonville, FL 32207 Jacksonville, FL 32207 William T. Thompson III The Nemours Foundation 1650 Prudential Drive, Suite 300 1650 Prudential Drive, Suite 300 Jacksonville, FL 32207 Jacksonville, FL 32207 Hugh M. Durden 1650 Prudential Drive, Suite 300 Jacksonville, FL 32207
FORM 5 PAGE 4 OF 7 SWAMP HALL PROPERTIES, L.P. 5 SIGNATURES Swamp Hall Properties, L.P. By: /s/ John F. Porter, III -------------------------------------------- John F. Porter, III, President The Rockland Company, managing general partner of Swamp Hall Properties, L.P. (Duly Authorized Representative) 2/22/00 ----------------------------------------------- (Date) /s/ W. L. Thornton ----------------------------------------------- (Signature) Winfred L. Thornton ----------------------------------------------- (Name) 2/22/00 ----------------------------------------------- (Date) /s/ Jacob C. Belin ----------------------------------------------- (Signature) Jacob C. Belin ----------------------------------------------- (Name) 2/22/00 ----------------------------------------------- (Date) /s/ William T. Thompson ----------------------------------------------- (Signature) William T. Thompson ----------------------------------------------- (Name) FORM 5 PAGE 5 OF 7 SWAMP HALL PROPERTIES, L.P. 6 2/22/00 ----------------------------------------------- (Date) /s/ Hugh M. Durden ----------------------------------------------- (Signature) Hugh M. Durden ----------------------------------------------- (Name) 2/22/00 ----------------------------------------------- (Date) /s/ John F. Porter III ----------------------------------------------- (Signature) John F. Porter III ----------------------------------------------- (Name) 2/22/00 ----------------------------------------------- (Date) /s/ Herbert H. Peyton ----------------------------------------------- (Signature) Herbert H. Peyton ----------------------------------------------- (Name) 2/22/00 ----------------------------------------------- (Date) Alfred I. DuPont Testamentary Trust ----------------------------------------------- (Name of Trust) /s/ W. L. Thornton ----------------------------------------------- (Signature) Winfred L. Thornton ----------------------------------------------- (Name) Chairman ----------------------------------------------- (Title) FORM 5 PAGE 6 OF 7 SWAMP HALL PROPERTIES, L.P. 7 2/22/00 ----------------------------------------------- (Date) The Nemours Foundation ----------------------------------------------- (Name of Foundation) /s/ Jacob C. Belin ----------------------------------------------- (Signature) Jacob C. Belin ----------------------------------------------- (Name) Chairman ----------------------------------------------- (Title) FORM 5 PAGE 7 OF 7 SWAMP HALL PROPERTIES, L.P. -----END PRIVACY-ENHANCED MESSAGE-----